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Homechevron_right Emailchevron_right RE: Maxwell: Account Amendment Agreement
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RE: Maxwell: Account Amendment Agreement

3 messages picture_as_pdf Source PDF
S
Scott Stackman Mar 3, 2015 6:48 PM
To
TerraMar Max

Ghislaine,

We wanted to reach out to you regarding an exception we would like to obtain for your accounts held at UBS. Currently UBS requires a minimum of 3 securities/positions in each individual account. Our typical account structure lends us to separate different asset classes into different accounts (i.e. equities/fixed income/etc) sometimes not meeting the firm

CONFIDENTIAL

UBSTERRAMAR00000845
EFTA00236528

minimum of 3 securities/positions per account. UBS is in the process of eliminating this three account rule and looking across the whole relationship instead, however that may take some time. We spoke with management and they have given us an exception for our clients. In order to utilize the exception we need for you to sign an exception amendment, which is attached here. Please let us know when you might have some time to discuss further.

Thanks,

Scott and Lyle

CONFIDENTIAL

UBSTERRAMAR00000846
EFTA00236529

G
G Maxwell Mar 4, 2015 12:41 PM
To
Stackman, ScottGhislaineCasriel, LyleGutierrez, MatthewKlein, MatthewRamdeen, VijaiShkreli, JulianaWaldron, Chelsey Devon

Thank you for sending. I will sign and get it back to you on Friday Best G

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S
Stackman, Scott Mar 4, 2015 6:15 PM
To
G Maxwell

Thank you

Scott L. Stackman
Managing Director - Investments
Private Wealth Advisor

UBS Private Wealth Management
299 Park Avenue 25th Floor
New York, NY. 10171

T
C
F

http://financialservicesinc.ubs.com/team/stackmancasriel/

Please be advised that this e-mail is not an official transaction confirmation. The official confirmation of this transaction will be sent to you via regular mail.

1419 files from the DOJ Epstein case media release. All files are public records from justice.gov.

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