Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix
"Mr Dilorio, do you have any MORE irrefutable evidence of SEC gross criminal obstruction and corruption while screwing you the whistleblower who caught them?" Yes SDNY/NY Supreme Courts, SEC IG Hoecker, FBI, IRS CI etc etc etc: It just so happens I took a field trip to try and find the longstanding address of the Castle Rock CO money laundering shell Riot Blockchain fka Aspen Bio, Venaxis, Bioptix EDGAR Search Results (sec.gov)
Enlightening! Kept up and running by the grossly corrupt SEC and pumped by Najarian(NetElement) on CNBC, Riot Blockchain is a Honig/Grousman/Stetson/GRQ et al money laundering shell which somehow escaped (along with many others) the SEC scrutiny in its Honig/Stetson/Frost/Jaclin/Alpha Cap et al complaint https://www.sec.gov/Archives/edgar/data/1167419/000107997317000238/bioptix s3.htm
But WAIT. There's MORE!
The Honig/Stetson Bioptix money laundering shell is ALSO a Colorado entity: Boulder EDGAR Search Results (sec.gov)
Bioptix was just a vehicle to get Honig/Stetson et al into RIOT. Gee, I wonder what they saw in Bioptix that caused them to "invest" when it was around less than 2 years before "pivoting" to blockchain/crypto????
I have an idea!
let's ask the scumbags at Sichenzia Ross who advised on the Bioptix money laundering offering which gave Honig et al ownership in RIOT
https://www.sec.gov/Archives/edgar/data/1167419/000107997317000154/ex10x5.htm
SEC
WHEREAS, subject to the terms and conditions set forth in this Agreement and pursuant to Section 4(a)(2) of the Securities Act of 1933, as amended (the "Securities Act"), and Rule 506 promulgated thereunder, the Company desires to issue and sell to each Purchaser, and each Purchaser, severally and not jointly, desires to purchase from the Company, securities of the Company as more fully ...
Then, we can ask the Bioptix offering Escrow agent: New York licensed Signature Bank:SBNY. You know the 1: the once and always Private Banking arm of Hapoalim where /Berman criminally obstructed a thorough investigation of Hapoalim tax evasion and money laundering. The same SBNY which boasted Ivanka Trump as a Board memberand was a "go to lender" for Trump/Kushner and where ALL SEC filings have disappeared. AND where Chairman Scott Shay is on BoD of CardWorks (Berman) which was go to processor for Net Element:
Merrick Bank UT. Etc etc etc. YES, that SBNY
https://www.sec.gov/Archives/edgar/data/1167419/000107997317000154/ex10x3.htm
SEC gov I HOME
WHEREAS, pursuant to the terms of the Purchase Agreement the Company desires to sell (the "Offering") a minimum of $2,000,000 (the "Minimum Amount") and a maximum of $2,250,000 (the "Maximum Amount ) of units of its securities (the "Units")."). Each Unit is being sold at a price of $2.50 per Unit. Each Unit consists of one (1) share of the Company's common stock, no par value per share (the ...
How much SEC et al criminal obstruction and corruption are we up to so far Mr Gottschall et al? Wait, there's more!
In 2015, just prior to Honig/Stetson/SBNY/Sichenzia et al fraud offering, Boulder Based Bioptix FKA Alphasniffer did an SEC approved D offering SEC FORM D/A
SEC FORM D/A
In submitting this notice, each issuer named above is: Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.*
Guess who shows up as A Bioptix/Alphasniffer insider?
Dimitry Akhanov
WTAF is Rusnano USA'????? AND head of the Russian Federal Energy Agency????
WHY is he involved in Bioptix now RIOT???
Dmitry Akhanov CEO of Rusnano USA Inc. RUSNANO (topionetworks.com)
Dmitry Akhanov, CEO of Rusnano USA, Inc., RUSNANO
Curated profile of Dmitry Akhanov, CEO of Rusnano USA, Inc., RUSNANO
Akhanov is also involved in NYSE listed Neophotonics
NeoPhotonics Names Dmitry Akhanov to Board of Directors President and CEO of Rusnano USA Joins NeoPhotonics Board ) NeoPhotonics Corporation
EDGAR Search Results (sec.gov)
Neophotonics supplies optical chips to some of the biggest optical switching companies in the world like US based Cisco and Ciena
Recall: Honeg/Stetson/Frost/Alpha Cap
Alpha Cap: my 2013 TCR
Honig/Stetson: Jaclin: Farkas: BLNK. Also CFO New: NETE: Crede/SBNY/CardWorks/ESQ etc
Honig also Trump fundraiser: Cleveland: Colleran. Dal "prosecutor" on Colleran massive healthcare fraud: Chad Readler. Trump made Readler a Federal judge.
SEC left dozens of Jaclin money laundering shells up and running. Including Blink/New Image Concepts,
Intercloud with Sason etc. As well as OZ/Maso/Sculptor NJ deli Hometown International: HWIN. NONE of this is by accident. SEC gross criminal obstruction and corruption.
Now Honig/Stetson: Bioptix now crypto RIOT.
Right here. 15 minutes from my home. Like CGFIA and VGZ. As well as prolific shell CPA firm BF Borgers.
Give me a call Mr Gottschall. I'll point out Castle Rock to you on a map you grossly corrupt piece of shit!
Cheers!
Chris
In addition to NeoPhotonix and Bioptix
BiOptix Diagnostics Inc. - Portfolio company - RUSNANO Group
This image does not contain a chart. The key information is:
- Entity: BiOptix Diagnostics Inc.
- Relationship: Portfolio company
- Parent Entity: RUSNANO Group
BiOptix Diagnostics, Inc. - Portfolio company -
RUSNANO Group
RUSNANO was founded in March 2011 as an open joint stock company through reorganization of state corporation Russian Corporation of Nanotechnologies. RUSNANO's mission is to develop the Russian nanotechnology industry through co-investment in nanotechnology projects with substantial economic
en.rusnano.com
Rusanano/Akhanov invested in Quantenna Now On Semiconductor which supplies chips to Apple EDGAR Filing Documents for 0001628280-17-001249 (sec.gov)
as well as chip company Aquantia EDGAR Filing Documents for 0001387131-18-000659 (sec.gov)
Aquantia was acquired by giant chip company Marvell Company - Newsroom - Marvell Completes Acquisition of Aquantia - Marvell
The image is a placeholder for a file that could not be loaded. It displays a small icon representing a document with a landscape image in the corner.
Company - Newsroom - Marvell Completes
Acquisition of Aquantia - Marvell
Marvell Completes Acquisition of Aquantia Accelerating Multi-Gig Ethernet Technology Leadership. Santa Clara, California (September 19, 2019) — Marvell (NASDAQ: MRVL) today announced that it has completed its acquisition of Aquantia, Corp. (NYSE: AQ).. Aquantia pioneered Multi-Gig technology -
The SEC massive frauds on the SDNY and NY Supreme Courts continues
Sichenzia Ross: Sason/Crede/ Jim Justice et al NewLead and FreaSeas
As well as WNW and others.
Now RiotBlockchain.
So, Sichenzia facilitated a fraud "acquisition" of certain Futures Commission Broker now Introducing Broker trading platform from Mark B Fisher of "Miami"
https://www.sec.gov/Archives/edgar/data/1167419/000107997318000207/riot_8k-03272018.htm
SEC.gov I HOME
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
Mark B Fisher has owned MBF Clearing
MBF Clearing Corp (mbfcc.com)
MBF Clearing Corp.
Welcome to MBF Clearing Corp website About MBF Clearing Corp Founded in 1987, MBF Clearing Corp. is widely-recognized for our preeminent role within the global futures markets.
As well as MBF Capital
mbf online management (mbfcapital.com).
mbf online I management
Mark Fisher is the President of MBF Capital Corporation, Inc. He is a founder of Vela Pharmaceuticals, Inc., ExSAR Corporation, and Kimeragen, Inc., which merged into Valigen, Inc. Prior to the formation of MBF, Mr. Fisher was a Principal of Alex Brown where he was employed from 1990-1996.
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for quite some time. BOTH New York based.
Not even sure if there is a Miami Office for eithe Fisher entities. So WHY "Miami"?
Part of that question can be answered by ANYONE receiving my extensive and irrefutable evidence of SEC criminal obstruction and corruption:
Miami SEC Director Eric Bustilloe. A grossly corrupt Piece of Shit on par with Gottschall and Best. Did Fisher have outside investors in his firmS based in Miami?
MBF /Fisher CLEARLY fall under SDNY/NY Supreme Courts jurisdiction. As does Sichenzia Ross
As I have said repeatedly: the national security implications of these massive, multiple SEC facilitated frauds are staggering.
Cheers!
Chris
Oh,
But it gets MUCH better Mr Gottschall et al:
Ibex Digital:202 6th St suite 401
Bermuda based/Pakistani controlled Ibex Ltd
NASDAQ: IBEX
EDGAR Search Results (sec.gov)
6O+% controlled by Pakastani entities: The Resource Group: TRGI and TRG Pakastan Ltd: TRGP
BPO takes on a WHOLE different meaning.
Which explains the co location with Local ISP ClearConnect.
Riot Blockchain is just a front.
RIOT crypto mining contract with Massena NY Coinmint
New York Crypto Mining Farm Coinmint Set to Dissolve? - MinerUpdate
This image is a placeholder icon for an image file and does not contain any chart data or discernible information.
New York Crypto Mining Farm Coinmint Set to
Dissolve? - MinerUpdate
An ongoing dispute between the two partners who hold equal shares in multi-cryptocurrency mining company Coinmint has resulted in one of the partners filing to dissolve the company.
is on verge of dissolution
RIOT/Aspenbio/Bioptix/Venaxis is and always has been a Prolific Bag Man Honig money laundering shell. Because: say it with me: the only difference between a NASDAQ money laundering shell and an OTCM money laundering shell is the amount being laundered.
I've read that somewhere before. Hey, rm the 1 who said it.
Give me a call Mr Gottschall. After I help you find Castle Rock on a map, I'll walk you through it. I'll type/talk slowly for you. Because, if you can't find Castle Rock on a map you don't have a chance in hell of finding Pakistan on a map. And, after you're able to find Castle Rock on a map, I'll take you to Vista Gold :VGZ "world HQ" at 7961 Shaffer Parkway Suite 5 Littleton CO
The money laundering shell cited in my TCR and kept up and running by the grossly corrupt SEC for the last 8+ years and with SEC approved offering after offering.
Cheers!
Chris
Well well well. Mr Gottschall ended his "thorough investigation" into RIOT/Honig et al on 1/29/2020 Riot Blockchain SEC Ends Investigation Letter 1.29.20 I U.S. Securities And Exchange Commission I Common Law (scribd.com)
The image appears to be a placeholder for a document, indicating a missing or unrendered image. Based on the surrounding text, the key information pertains to the U.S. Securities and Exchange Commission (SEC) ending an investigation into Riot Blockchain and related parties (Honig et al.). The investigation concluded on January 29, 2020.
Riot Blockchain SEC Ends Investigation Letter 1.29.20 I U.S. Securities And Exchange Commission I Common Law I Free 30-day Trial I Scribd
Riot Blockchain SEC Ends Investigation Letter 1.29.20 - Free download as PDF File (.pdf), Text File (.txt) or read online for free. Included a letter from the Denver office of the SEC telling Riot Blockchain that the investigation by the securities regulator is over and at this time no enforcement action is recommended.
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without EVER visiting the RIOT world HQ in Castle Rock. SHOCKING! Curious Mr Gottschall: who recieved/signed for your "termination of investigation" into RIOT: The ISP ClearConnect or the Pakistani BPO entity IBEX? Judge Ramos, other SDNY judges, NY Supreme Court, and NJ Judge Quraishi: you have been played for fools once again by the grossly corrupt SEC. ALL of your courts have jurisdiction over the SEC NY. Let's give NJ Judge Quraishi a primer on prolific Bag Man Barry Honig shall we? As detailed by me in my extensive correspondence: the record. ANOTHER Honig money laundering shell: Inergetics fka Millenium Biotech EDGAR Search Results (sec.gov)
Based in Newark NJ
Is everyone familiar with Healthcare fraud felon Brian Colleran?
Three Companies and Their Executives Pay $19.5 Million to Resolve False Claims Act Allegations Pertaining to Rehabilitation Therapy and Hospice Services I OPA I Department of Justice
- Companies: Foundations Health Solutions Inc. (FHS), Olympia Therapy Inc. (Olympia), and Tridia Hospice Care Inc. (Tridia).
- Executives: Brian Colleran, Daniel Parker.
- Settlement Amount: Approximately $19.5 million.
- Allegations: Submission of false claims for medically unnecessary rehabilitation therapy and hospice services.
- Authority: Department of Justice (DOJ), Office of Public Affairs (OPA).
Somehow, the DoJ didn't believe this was a criminal case. The "prosecutor" on the case was Chad Readler. Now: JUDGE Chad Readier. Made so by Trump.
Colleran entered into a fraud $20 million purchase order with Millenium Biotech in 2007 Millennium Biotechnologies Inc. Signs Five Year $20 000 000 Purchase Agreement with Provider Services Inc. I BioSpace
Millennium Biotechnologies, Inc. Signs Five Year $20,000,000 Purchase
Agreement with Provider Services Inc. - BioSpace
Millennium Biotechnologies, Inc. Signs Five Year $20,000,000 Purchase Agreement with Provider Services Inc. - read this article along with other careers information, tips and advice on BioSpace
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Colleran then became a large shareholder in Millenium EDGAR Filing Documents for 0001144204-08-023159 (sec.gov)
Guess who controlled the money laundering shell Millenium/Inergetics? Prolific Bag Man Barry Honig
EDGAR Filing Documents for 0001144204-10-011488 (sec.gov)
But, it gets better still: Somehow, some way Prolific Bag Man Josh Sason/Hanover/Magna: MULTIPLE TCR's filed by me and a massive SEC fraud on the SDNY and NY Supreme Courts: NewLead/FreeSeas et al: showed up as a very large holder of Millenium successor Inergetics EDGAR Filing Documents for 0001144204-15-034843 (sec.gov)
https://www.sec.gov/Archives/edgar/data/72170/000114420414046310/v385056_s1.htm#s1_007
The SEC revoked the Inergetics/Millenium registration only AFTER this massive fraud on the public was committed I can't seem to find any reference to this money laundering shell in the Dal/Readier CIVIL not criminal complaint. You won't find any SEC complaint implicating Colleran/ Honig /Sason either Millenium/Inergetics: New Jersey: SEC NY OTHER Sason entities list offices at 40 Wall Street: Trump
So, Judge Ramos: HOW did prolific Bag Man Honig become involved in the Honig money laundering shell MGT Capital which ALSO did a "pivot" to crypto mining? EDGAR Search Results (sec.gov)
Venaxis/Aspenbio/Bioptix: now RIOT. Which only exists in SEC filings. Thanks in large part to the well orchestrated SEC NY/ SEC Denver criminal obstruction/corruption.
EDGAR Filing Documents for 0001493152-16-013083 (sec.gov)
That was 1 thorough "investigation Mr Gottschall. I see great things at the SEC for you
AND guess who ELSE was involved in MGT in 2019 just before the SEC revoked the registration: Chicago Bag Man Fife/Iliad 6 years after I filed my TCR with the grossly corrupt SEC EDGAR Filing Documents for 0001567619-19-008772 (sec.gov)
AND the Scumbags at Sichenzia Ross: MULTIPLE frauds on SDNY/NY Supreme Courts with Sason et al https://www.sec.gov/Archives/edgar/data/1001601/000114420415063432/v423506_s-1.htm
The interconnectedness of my claims on display yet again. OR: The record
to be continued.......
Cheers!
EFTA00102549
Chris
Judge Engelmayer:
Simply put: RIOT exists in SEC filings only. Multiple Honig money laundering shells: Aspenbio/Venaxis/Bioptix involving Russian Government entity: Rusnano
RIOT world HQ in Castle Rock is 15 minutes from my home. Apparently Mr Gottschall can't seem to find Castle Rock on a map. There is no RIOT at SEC filing address.
An ISP: Clear Connect and a Pakistani BPO entity: NASDAQ traded IBEX.
Who did Mr Gottschall deliver his "no further investigation" letter to exactly? It sure as hell wasn't RIOT.
BTW: as a result of said Gottschall letter/determination as result of his incredibly THOROUGH investigation, the SEC chose not to review a RIOT offering in December 2020
Riot Blockchain Inc. S-3 Letter.pdf (sec.gov)
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 DIVISION OF CORPORATION FINANCE - SEC.gov
United States securities and exchange commission logo December 11, 2020 Jeffrey McGonegal Chief Executive Officer Riot Blockchain, Inc. 202 6th Street, Suite 401
and resulted in Susquehanna/CVI pump and dump
EDGAR Filing Documents for 0001104659-21-023563 (sec.gov).
EDGAR Filing Documents for 0001104659-21-023563
Riot Blockchain, Inc. (Subject) CIK: 0001167419 (see all company filings) IRS No.: 841553387 I State of Incorp.:NV I Fiscal Year End: 1231 Type: SC 13G I Act: 34 ...
Judge Engelmayer, other SDNY/NY Supreme Court Judges: I implore you to send me a subpoena
Cheers!
Chris
More Honig/Stetson et al SEC facilitated ONGOING fraud on the public
David Urban: Trump PA Campaign Manager and NITE Not So Independent Board Member and his own money laundering shell: FSD Pharma: HUGE with Pakistani's Had a BINDING LOI to acquire Israeli Therapix. FSD Pharma Responds to Therapix Termination of Binding LOI I Business Wire
Not so binding. I caught them. Plan B
Therapix: An Israeli money laundering shell where Stetson was "investor"
EDGAR Filing Documents for 0001493152-17-003810 (sec.gov).
and never shut down by the SEC as is typical of many Honig money laundering shells EDGAR Search Results (sec.gov)
Today, Therapix is now Sci Sparc Ltd SEC approved offerings done By Aegis SEC FORM D
Yes: that Aegis: also very much up and running in May 2021. New York: SDNY jurisdiction We don't need no stinkin' SAR's. Aegis prolific OTCM/NASDAQ shell money launderer Aegis Capital Corporation (sec.gov)
UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION ADMINISTRATIVE PROCEEDING File No. 3-18412 ORDER INSTITUTING ADMINISTRATIVE PURSUANT TO SECTIONS 15(b) AND 21C OF THE SECURITIES EXCHANGE ACT OF 1934 AND SECTION 203(e) OF THE INVESTMENT ADVISERS ACT OF 1940, - SEC.gov I HOME
3 As a result of the foregoing, Aegis willfully 2 violated Exchange Act Section 17(a) and Rule 17a-8 thereunder. RESPONDENT Aegis is a dually-registered investment adviser and broker-dealer with multiple branches
Well known to the SEC/FINRA: WHO were the customers?
Who were the executing BD/MM's? MORE SEC "penny stock trading fairies" of course. NOPE: NITE.
WHY are all entities once again UN Named?
Robert Eide.pdf (finra.org).
FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS - FINRA.org
FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DISCIPLINARY PROCEEDING NO. 2011026386002 HEARING OFFICER: MID ORDER ACCEPTING OFFER OF SETTLEMENT August 3, 2015 INTRODUCTION Disciplinary Proceeding No. 2011026386002 was filed on October 21, 2014, by the
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz, Kevin McKenna (fmra.org)
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement, Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL Aegis Capital Corp. SETTLEMENT Date: August 3, 2015 Respondents. INTRODUCTION - FINRA.org
another F11"4RA member and registered with FINRA, through the firm, in several capacities, including as a GSR and GSP. Under Article V ofthe FINRA By-Laws,FINRA possesses
Kevin Mckenna and Robert Eide (sec.gov)
Kevin Mckenna and Robert Eide - SEC.gov I HOME
3 As a result of the foregoing, McKenna willfully 2 aided and abetted and caused Aegis' violations of Exchange Act Section 17(a) and Rule 17a-8 thereunder and Eide was a cause of Aegis' violations.
Stetson: Honig side kick. Therapix now SciSparc. Still Israel Beginning on pg 10 of the SciSparc SEC approved and reviewed registration
https://www.sec.gov/Archives/edgar/data/1611746/000121390021022427/ea139707-
f1_scisparcltd.htm#a_009
20 Raul Wallenberg Street, Tower A, Tel Aviv 6971916, Israel. Tel: (+972) (3) 610-3100 : Puglisi & Associates. 850 Library Ave., Suite 204. Newark, DE 19711
Sellers include:
Aegis CEO Robert Eide Pension Plan: NOW that is fn funny Hoboken restraunteur Rohit Bawa NYC Restaurateur Revamping Former Liberty Bar Site I Jersey Digs
This image contains a placeholder icon for an image file. There is no chart or other data to extract.
NYC Restaurateur Revamping Former Liberty Bar Site I Jersey Digs
The building itself was designed by Minervini Vandermark and will be four stories of concrete construction. The residential component will consist of three separate 3-bedroom, 2-bathroom units, each occupying one floor.
jerseydigs.com
Connecticuit distributor Michael Bozzuto
Contact | Bozzutos.com
Contact | Bozzutos.com
Connect With One of Our Teams. We value your feedback. Let us know what's on your mind and how we can serve you better. Please select a department on the left to send a message directly to the team you would like to reach.
and, prolific Bag Man Michael Bigger
Bigger Capital
EDGAR Search Results (sec.gov)
AND many more
More on New York based Bigger Capital coming Of course, Aegis has a BOOMING wealth Management business
How many related party transactions in this SEC reviewed Therapix F1? https://www.sec.gov/Archives/edgar/data/1611746/000121390016017994/ff12016_therapixbio.htm#a_017
Next up: SciSparc Aegis "Investment banking" has ties to Israeli military Isaac Livni-EIDE: related? Investment Banking Team - Aegis Capital Corp. (aegiscapcorp.com)
Aegis just did an SEC approved offering for Meten EdtechX Education Group China EDGAR Search Results (sec.gov)
Brought to the US public/NASDAQ by the same Bag Man who brought Hwang/Archegos money laundering shell GSX to the US/NASDAQ
Puglisi and Associates:Delaware
https://www.sec.gov/Archives/edgar/data/1796514/000121390020018525/ea124386-f1_metenedtech.htm
Form F-1 (sec.gov)
Some reports I've read suggest the SEC won't investigate Archegos/Hwang because it lacks "jurisdiction". Perhaps Ms Hodgman/Strzok can clarify for us. Recall: Honig,Stetson/Frost/Alpha Cap (my TCR). As I REPEATEDLY told the SEC: multi BILLIONAIRE Frost didn't risk it all to make a few million. He/they were laundering 8 (EIGHT) YEARS after submitting my NITE/UBS TCR with the SEC, Alpha Capital Anstalt is very much up and running in 2021 EDGAR Search Results (sec.gov)
For His part: Frost bought Ladenberg from lcahn/Lorber/ et al: Vector/New Valley AFTER Ladenberg had bought Icahn's former firm Gruntal. Gruntal: SAC,Sater,Feinberg, Icahn: MILKEN
Archegos and Greensill: Credit Suisse.
Credit Suisse is controlled by Milken flunkies. Including the Risk Officer who quietly stepped down.
Greensill: Jim Justice: Magna/Sason/Saviola/Sichenzia: SDNY/NY Supreme Court
I suspect there will be no SEC investigation of Credit Suisse. Ms Hodgman Strzok is an expert at criminal obstruction.
Pretty good, eh?
It's a gift really
Cheers!
Christopher J Dilorio
Whistleblower Extraordinaire
Ms Pasqinelli,
There have been 3 (THREE) SEC actions CLEARLY based on my information that also CLEARLY qualify for OWB Award eligibility.
Sason/Keener/Salviola et al: NewLead
Joshua Sason, et al. (Release No. LR-24403; Feb. 15, 2019) (sec.gov)
Joshua Sason, et al. (Release No. LR-24403; Feb. 15, 2019)
SEC Files Charges in Elaborate Microcap Stock Fraud Litigation Release No. 24403 / February 15, 2019 Securities and Exchange Commission v. Joshua Sason, et al.
John Fife
John M. Fife, Chicago Venture Partners, L.P., Iliad Research and Trading, St. George Investments LLC, Tonaquint, Inc. and Typenex Co-Investment LLC (Release No. LR-24886• Sep. 3 2020) (sec.gov)
John M. Fife, Chicago Venture Partners, L.P, Iliad Research and Trading, St. George Investments LLC, Tonaquint, Inc., and Typenex Co-Investment, LLC (Release No. LR-24886; Sep. 3, 2020) - SEC.gov
The Securities and Exchange Commission today filed charges against John M. Fife of Chicago and companies he controls for acquiring and selling more than 21billion shares of penny stock without registering as a securities dealer with the SEC.
Justin Keener/JMJ
Justin W. Keener d/b/a JMJ Financial (Release No. LR-24779; Mar. 24, 2020) (sec.gov)
Justin W. Keener d/b/a JMJ Financial (Release No. LR-24779; Mar. 24, 2020)
- SEC.gov I HOME
SEC Charges Unregistered Penny Stock Dealer Litigation Release No. 24779 / March 24, 2020 Securities and Exchange Commission v. Justin W. Keener d/b/a JMJ Financial, No. 20-cv-21254 (S.D. Fla. March 24, 2020)
ALL: My information.
Yet NONE of these actions have been posted to the OWB Award Eligible website SEC.gov I Office of the Whistleblower
SEC.gov I Office of the Whistleblower
NOTICE: Until further notice, any Whistleblower Award Applications submitted by mail should be sent to the following address due to the mandatory telework posture at the SEC's Washington, DC headquarters: 14420 Albemarle Point Place, Suite 102, Chantilly, VA 20151-1750.
SEC IG Hoecker: HOW IS THIS REMOTELY PLAUSIBLE??
There is only 1 explanation: SEC criminal obstruction and corruption.
Like the Dick Best/FINRA BBH complaint: also my information. No mention of executing broker dealers/MM's. OR as the SEC would like us to believe: "Penny stock trading fairies"
NO!
The SEC in ALL of these actions is protecting the criminal enterprise which has been bailed out on multiple ocassions: Knight/KCG/VIRT:NITE
Automatically placing this criminal enterprise on the SEC "Do not investigate list".
As a result, the SEC has KNOWINGLY, ACTIVELY facilitated countless, ongoing frauds on the public it is mandated to protect. ALL of the ilegal activity I have detailed is ongoing in May 2021. NITE is again/still insolvent. Cifu in the latest attempt to conceal this massive ilegal activity has once again limited transparency for the investing public. The NITE Q1 earnings call: May 4, 2021
Virtu Financial Inc (VIRT) Q1 2021 Earnings Call Transcript I The Motley Fool
The image contains a placeholder icon for an image, suggesting that there was an image intended to be displayed but is currently missing. Therefore, no data can be extracted.
Virtu Financial Inc (VIRT) Q1 2021 Earnings Call Transcript I The Motley Fool
Virtu Financial Inc (NASDAQ:VIRT) Q1 2021 Earnings Call May 4, 2021, 8:30 a.m. ET. Contents: Prepared Remarks; Questions and Answers; Call Participants; Prepared Remarks: Operator. Good day, and ...
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Cifu: "April volumes were a hair under 10 billion shares per day So, the last 10O filed by KCG/Knight as a stand alone company was 10 2017. The VIRT acquisition closed on July 31, 2017. Cifu won't disclose and the SEC let him KCG 2Q2017 financials. BLATANT fraud. Cifu/ the SEC wrote down more than $4 billion in fails.
EDGAR Search Results (sec.gov)
The 1Q2017 KCG 10O
Document (sec.gov)
pg 49
Market Making stats. Cifu no longer discloses in SEC reviewed filings Avg daily OTC BB and OTC Market shares traded (millions) 9,096 Avg daily NYSE AND NASDAQ shares traded (millions) 986 Per my consistent correspondence with the SEC: Knight/KCG:NITE derived 80-90%+ of their equity Market making share volumes from OTCM . This is why VIRT acquired KCG/Knight. This is and always has been the core business at NITE. This is what Cifu conceals from the investing public. In May 2021. As I have also detailed over the last several years: FINRA share stats data is complete fraud. This ALSO continues in May 2021 Market Statistics - Equity Trading Data Monthly (finra.org)
At the top of the page: "Last month statistics: April-2021 Share volume 44+BILLION shares" Yet below that under April share volumes:TOTAL SHARES: 928+BILLION
The Knight/KCG/VIRT: NITE balance sheet in 10 2021 filed with the SEC in May 2021 The balance sheet is AGAIN exploding Inline XBRL Viewer (sec.gov)
NOT HFT related where holding time is seconds
Tangible book after properly classifying naked short fails: booked as an asset: receivable due to self clearing:
insolvent. By a VERY wide margin.
ALL as a direct result of ONGOING SEC criminal obstruction and corruption. So, Ms Pasquinelli: who was the executing BD/MM converting all of these fraud notes into worthless certs and dumped on the investing public where they are converted to real money? WHY would ANY BD/MM execute these trades? HOW do OTCM money laundering shells trade to trip zeroes? More buyers than sellers? NOPE: ilegal naked shorting to facilitate money laundering. That is why none of these actions have been posted to the OWB website. Even though they CLEARLY are eligible actions: My information.
Cheers!
Chris
SDNY/NY Supreme Court/NJ judges: My apologies. I think I typed too fast for many on this email. Let me state plainly what I allege: For that, I turn directly to UBS Sell Side Analyst Alex Kramm who had quite the exchange with Cifu on the 10 2021 earnings call earlier this month.
Mr Kramm: based on my analysis below, tell everyone WHY you think Cifu chose to be "Less transparent" with regards to 10 2021 share volumes?
I'll type slower this time:
10 2021 OTCM total reported share volumes: 4+ TRILLION
Cifu on the call(' have electronic version should you prefer)
"Yes Dan (Jefferies analyst Fannon), obviously, you look at the same metrics I do, just to give you a little commentary on them (without actually disclosing them), I mean April volumes were a hair under 10 billion shares per day "
Mr Kramm: this is a knowingly, blatantly false and misleading statement. Accurately: a bald face lie. This is why Cifu won't disclose the actual share volumes.
Per below: in 10 2017: the last stand alone KCG quarter: OTCM share volumes were reported in SEC reviewed 10O at 9+ billion shares/day. Back when OTCM TOTAL SHARE VOLUMES were reported in the 100-300 billion shares per month.
Yet, in 10 2021 when total reported OTCM share volumes were more than 1 TRILLION shares per month, hitting almost 2 TRILLION shares in Feb 2021, Cifu would have us believe NITE Equity market making share volumes were a "hair under 10 billion shares per day".
A blatant LIE. The SEC knows EXACTLY what the NITE equity share volumes were in 1Q2021. And it was a LOT MORE than "a hair under 10 billion shares/day". Driven of course by OTCM Money laundering shells.Trading profits: illegal naked shorting. Exploding balance sheet. Insolvent still/again.
Once again, the SEC facilitating/covering up a MASSIVE ongoing fraud on the public to the benefit of the criminals who own them while screwing the whistleblower who caught them: ME
Have a GREAT long weekend!
Christopher J Dilorio
Whistleblower Extraordinaire
SONY, NY Supreme Courts/NJ Courts grossly corrupt SEC et al, Let's break down VIRT CEO Dougie "Mr Transparency" Cifu comments to Sell Side analists on the NITE/VIRT 10 2021 earnings call in May 2021: Per below: "Yes, Dan, obviously you look at the same metrics I do, just to give you a little commentary on them,I mean April volumes were a hair under 10 billion shares per day which is down 32 odd percent from the first quarter " Meaning: 10 2021 equity market making volumes at NITE were roughly 13 billion shares per day.
Let's compare the last KCG stand alone quarter: 1Q2017 (below) where total equity market making share volumes were "a hair OVER 10 billion shares per day": 10.082 billion shares per day to be exact. KCG 1Q2017: 154 mil trading revenue 93.589 mil commissions/fees eps .05/ 67 mil shares outstanding
Since Dougie "Mr Transparency" Cifu won't actually disclose 1Q2021 metrics, let's do some simple math and solve for "X" shall we? NITE/VIRT COMBINED 1Q2021 Remember: "April volumes were down approximately 32% from 10 2021 volumes " April volumes were a "Hair under 10 billion shares pe day" Therefore: Cifu says to Sell Side analysts on May4 2021 earnings call: 1Q2021 share volumes were roughly 13 billion shares per day The 1q2021 NITE/VIRT combined SEC reviewed 100 Document (sec.gov)
trading income: 812.743 mil
net commissions: 191.64 mil eps 1.91/sh on 123.4 mil shares out
Again: 10 2017 OTCM Pink money laundering shell volumes: 90%+ of total equity MM volumes OVERALL OTCM Volumes: 100-300 billion shares/month
in 1Q2021 OVERALL OTCM Money laundering share volumes were 4+ TRILLION shares
a 10-30x+ INCREASE 2021 vs 2017 in OTCM Money laundering shell volumes
YET TOTAL equity market making share volumes were up just 30+% 1Q2021 vs KCG stand alone 1Q2017???? How much market share did NITE/VIRT LOSE since 2017: 90+%???? NITE/VIRT 1Q2021 share volumes were MULTIPLES of 13 billion shares/day. Cifu is KNOWINGLY LYING
Further:
Recall: ANOTHER example of SEC corruption: the KCG 1Q2014 "astronomical" OTCM share volume metrics expunged by McKessy, Norberg, Pasquinelli, et al from the 1Q2014 10O: The KCG stand alone 1Q2014 10O: the basis of my March 2014 letter to McKessy with Berger Montague : I have attached the KCG 1Q2015 SEC reviewed 10O above Year over year numbers: The corrupt SEC failed to expunge pg 53 1Q2014 KCG STAND ALONE OTCM share volumes 14.045 BILLION shares/day (My Letter to McKessy) NYSE/NASDAQ volumes: 862 MILLION shares/day So according to Dougie "Mr Transparency" Cifu" 1Q2021 average daily share volumes were roughly 13 billion shares per day: This number is LESS than KCG stand alone 1Q2014 share volumes of almost 15 billion shares/day: 7 FUCKING YEARS AGO In 1Q2014 KCG trading revenue was 254.6 million and eps was .30/share This is blatant, egregious Cifu/SEC facilitated fraud on the public the SEC is mandated to protect.
WHY is Cifu hiding this from the investing public and as important: WHY is the grossly corrupt SEC letting him? Read my TCR. In furtherance of the conspiracy: the CORE business at Knight/KCG/VIRT: NITE is and always has been Illegal naked shorting OTCM shells to facilitate money laundering.
Further: Clayton et all CORRUPTLY gave NITE and CDEL their own exchange: MEMX: in 2020 for this EXACT reason
The FINRA OTCM share volume discrepancies explained: NITE/VIRT is NOT reporting the vast amount of illegal naked shorting OTCM share volumes. Recall my correspondence to the grossly corrupt SEC when MEMX was announced: "Just between us criminals"
Once again, my allegations are irrefutably accurate. The SEC has AGAIN doubled down and taken the side of the criminal entity NITE. As a result: the SEC ACTIVELY facilitates multiple, ongoing frauds on the public to the benefit of the criminals who own them while screwing the whistleblower who caught them: ME.
Cheers!
Whistleblower extraordinaire
Christopher J Dilorio
SDNY, NY Supreme Court, NJ Judges et al
to say the SEC is a grossly corrupt, criminal enterprise ACTIVELY facilitating multiple, massive, ongoing frauds on the public to the benefit of the criminals who own them while screwing the whistleblower who caught them: me. The real world implications of this irrefutable FACT are staggering. REAL lives changed/ruined. Staggering losses for "main street investors" as Clayton referred to them. Because, for ANYONE spending more than an hour or 2 on a trading desk: Gordon Gekko was right: "It's a zero sum game. Somebody wins, somebody loses". The Grossly corrupt SEC has rigged the game in favor of the criminals over the public it is mandated to protect. Mr Paley, did your Micro Cap Fraud Task Force actually accomplish ANYTHING? How did 4+ TRILLION shares of OTCM money laundering shells trade in 1Q 2021? Are prolific Bag Men like Kramer and Honig etc etc etc actually "out of business"?
HELL NO!
Mr Gensler, Chair Waters/Congress made repealing the grossly corrupt Clayton, Peirce, Roisman Rule in the summer of 2020 that exempts 90% of current 13 F filers a priority. Will you execute the stated will of Congress?
As the Corrupt POS Paley et al know: NONE OF THESE CRIMINALS are out of business in 2021. In Fact, business is BOOMING
SEC.gov | SEC Proposes Amendments to Update Form 13F for Institutional Investment Managers; Amend Reporting Threshold to Reflect Today's Equities Markets
SEC.gov | SEC Proposes Amendments to Update Form 13F for Institutional
Investment Managers; Amend Reporting Threshold to Reflect Today's
Equities Markets
The Securities and Exchange Commission today announced that it has proposed to amend Form 13F to update the reporting threshold for institutional investment managers and make other targeted changes.
Speaking of Prolific Bag Man Honig: As you are all aware, I made the connection between Honig, Russian entities, Signature Bank: SBNY, and the criminal law firm of Sichenzia Ross. Mr Gottschall: Have you been able to locate Castle Rock on a map yet?
Here are just a few of the recently filed RIOT Blockchain filings with the SEC
Detailing a few "transactions"
With the likes of The Bejing China Bitcoin mining company Bitmain where RIOT bought the "mining machines" at the Rockdale Texas 1gig+ "HPC" data center. It doesn't look like Bitmain has much of a future in China. But Rockdale Texas is a growth market for sure. https://www.sec.gov/Archives/edgar/data/1167419/000107997321000272/ex99x1.htm
SEC.gov | HOME
Hash Rate Growth. By Q4 2022, Riot expects a total hash rate capacity of 7.7 EH/s with a fleet of approximately 81,146 Antminers, 95% of which will be the latest generation S19 series model.
Another "transaction" involves the RIOT acquisition of a Data Center in Rockdale Texas owned by a German entity called Northern Data/Northern Bitcoin/Whinstone Northern Data AG successfully closed the sale of its Texas data center to Riot Blockchain, Inc. - Northern Data AG
Northern Data AG successfully closed the sale of its Texas data center to Riot Blockchain, Inc. - Northern Data AG
Frankfurt am Main — May 27, 2021— Northern Data AG (XETRA: NB2, ISIN: DE000A0SMU87) a leading infrastructure supplier for Bitcoin mining and other HPC infrastructure solutions, successfully completed the sale of its U.S. subsidiary Whinstone US, Inc., which operates a high-performance data center facility based in Rockdale, Texas, to Riot Blockchain, Inc. (NASDAQ: "RIOT"). The ...
northerndata.de
Northern Data is a publicly traded company with ADR's trading OTCM Pinks.
US Jurisdiction established
Half-Year-Report_2019.pdf (northerndata.de)
HALF-YEAR REPORT 2019 - Northern Data
PAGE 4 NORTHERN BITCOIN AG I HALF YEAR REPORT 2019 BITCOIN IS CHANGING THE WORLD Bitcoin is a digital finance system that cannot be manipulated.
northerndata.de
Investor Relations - Northern Data AG
The image appears to be a placeholder for a graphic or image. There is a small icon in the upper left corner that resembles a landscape image within a frame. No chart data or other key information is present in the visible area of the image.
Investor Relations - Northern Data AG
Northern Data AG develops and operates global infrastructure solutions in the field of High-Performance Computing (HPC). With its customer-specific solutions, the company provides the infrastructure for various HPC applications in areas such as bitcoin mining, blockchain, artificial intelligence, big data analytics, loT or
northerndata.de
OTC Markets I NDTAF I Company Profile I OTC Markets
Northern Data is now a 12% holder of RIOT Inline XBRL Viewer (sec.gov)
EDGAR Filing Documents for 0001140361-21-019019 (sec.gov)
Northern Data/Bitcoin Frankfurt came into existence in 2015.
The founder is a guy named Mathis Schultz. Mr Schultz previously was a Private Banker at Julius Baer, LGT, and Elan Capital Management
Mining Like a Viking: How the Fjords of Norway Offer aGreener Alternative - Bitcoin Magazine: Bitcoin News, Articles, Charts, and Guides
This image contains no chart. It displays a placeholder icon for an image within a rectangular frame. The surrounding text indicates the article is about Bitcoin mining in Norway and suggests it offers a greener alternative.
Mining Like a Viking: How the Fjords of Norway Offer a Greener Alternative - Bitcoin Magazine: Bitcoin News, Articles, Charts, and Guides
Northern Bitcoin's energy costs are lowered still by the climate control measures Lefdal mine features by design. As if the Norwegian climate wasn't cool enough, the data center is situated some 656 feet below ground, so it maintains a constant temperature of 55 degrees Fahrenheit (-12.5 degrees Celsius).
bitcoinmagazine.com
Schultz picked a very interesting nobody from New Orleans to build his 1Gig+ "HPC" data center in Rockdale Texas: Chad Everett Harris
qualifications?
The Year of Chad Everett Harris - Chad Everett Harris
The Year of Chad Everett Harris - Chad Everett Harris
2020 will be the Year of Chad Everett Harris. This will be the year that the last 1642 days of work pays off and things get back to my normal chaotic life that I love. This year will be filled with achievement, challenges, and excitement. It will also be a year of living in the 1...]
Chad Everett Harris I Meet New Orleans Entrepreneur
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Chad Everett Harris I Meet New Orleans
Entrepreneur
Chad Everett Harris realized his passion for entrepreneurship very early on in his childhood. Born in Palos Verdes, California in 1969, he spent much of his young life moving between cities across the US.In his early years alone, he spent considerable time in Georgia, Michigan, and Louisiana.
Chad Everett Harris Archives - Page 2 of 4 - Chad Everett Harris
Northern Data/ Northern Bitcoin bought Whinstone in 2019.
Whinstone was building its Rockdale Texas 1 gig+ "HPC" data center in 2020 supervised by Chad Everett Harris
Northern Data/ Northern Bitcoin sells Whinstone Texas "Data center" in April 2021
Northern Data founded in 2015 by former Private Banker Mathis Schultz
RIOT has no office at SEC filings address.
RIOT is Honig/Russian money laundering shell
RIOT does "offering" with SBNY as escrow agent and the criminal law firm Sichenzia Ross.
Northern Data trades OTCM Pinks: no info
Northern Data now owns 12% of RIOT
RIOT is a "customer" of Beijing based Bitmain which has been effectively shut down by the PRC
Bitmain filed a "secret ipo" with Clayton/SEC
RIOT is a National security risk and ONGOING fraud on the public kept up and running by the grossly corrupt SEC: Gottschall et al
Bitmain
Mr Gottschall: And to think ALL of this is happening 15 from my home in Castle Rock Colorado. Too fucking funny.
Cheers!
Christopher J DiLorio
SDNY Judges: which one of you will be the lucky recipient of still MORE SEC fraud on your courts? Complaint - OFER ABARBANEL (sec.gov)
As is SOP for the SEC
More OMMISSIONS than submissions
EDGAR Search Results (sec.gov)
per the Welshans et al SEC "complaint"
"NALR is a shell company...." Full stop. NALR/Alaska/New York/State was at ALL times a FULLY REPORTING SEC company Are we clear? Further:
"From March 2019 through November 2020, Abarbanel and the ( FULLY SEC REPORTING SHELL) Fund transferred approximately $102,000,000 of the funds invested by investor Group A into NARL ACCOUNTS"
the COO of State Funds/New York Alaska is Nicholas Abbate A former "independent" Market Maker at Knight Capital UNITED STATES (sec.gov)
Guess who controlled (for others) 40% of the State Fund receiving the $102,000,000 investor Funds? "Note 9. Control and Ownership"
Brown Brothers Harriman
The penny stock money launderer FINRA/Dick Best all entities un named
Guess who controlled (for others) 57% of the State Fund/NARL receiving the $102,000,000 investor funds? Bahamas/Toronto based Old Fort/Mosaic Ltd
Mosaic Financial (mosaic-financial.com)
The image is a placeholder for a graphic and does not contain any chart data or key information to extract.
Mosaic Financial
For more than 50 years, our team has built on expertise in private
banking for UHNW individuals and families to serve larger and
more complex accounts in financial technology. To serve our
clients better, we provide a turnkey asset management platform
that simplifies custody, execution, accounting, reporting, research,
mosaic-financial.com
Yet, somehow/ some way: no mention of COO Abbate, BBH, OR Mosaic/Old Fort AND Of course: absolutely ZERO reference to AML. ANOTHER fraud SEC complaint coming to the SDNY Courts The SEC is a grossly corrupt, criminal organization bought and paid for by criminals ACTIVELY facilitating multiple, massive, ongoing frauds on the public while screwing the whistleblower who caught them: ME Cheers!
Chris
Judge Oetken,
I am EAGERLY awaiting to see which SDNY Judge is the victim of the latest SEC fraud on the Courts and the investing public it is mandated to protect.
"SEC charges Company and Two Executives for Misleading COVID-19 Disclosures"
Let that sink in for a minute
Parallax Health Sciences, Inc., Paul Arena and Nathaniel Bradley_(sec.gov)
UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK
- FACTUAL BACKGROUND 13. At all times relevant to this Complaint, Defendant Parallax was a publicly traded company with the ticker symbol PRLX and was required to file periodic reports with the
Parallax
fka Endeavor Power/EndeavorUranium/VB Trade a money laundering shell kept up and running for more than a decade EDGAR Search Results (sec.gov)
A June 2019 approved offering is chock full of info. Pre COVID of course Form S-1 Registration (sec.gov).
Selling shareholders include: EMA: detailed by me as a prolific Bag Men/women in extensive correspondence with the SEC: the record EMA: 40 Wall Street: Trump EDGAR Search Results (sec.gov)
Ionic Ventures
EDGAR Search Results (sec.gov)
Ionic is Keith Coulston. Formerly Ironridge
The SEC knows Ironridge well Ironridge Global Partners, LLC and Ironridge Global IV, Ltd. (sec.gov)
EFTA00102522
UNITED STATES OF AMERICA SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 ADMINISTRATIVE PROCEEDING ORDER INSTITUTING ADMINISTRATIVE AND CEASE -AND-DESIST PROCEEDINGS PURSUANT TO SECTIONS 15(b) AND 21C OF THE SECURITIES EXCHANGE ACT OF I., URQULGJH*OREDO3 DUWQHUV //&³ 3 ,URQULGJH'II. - SEC.gov
3 Ironridge Develops a Finance Model Based on the Registration Exemption Contained in Section 3(a)(10) of the Securities Act 7. In relevant part, Section 3(a)(10) of the Securities Act provides an
Ironridge: like lonic: Prolific Bag Men
EDGAR Search Results (sec.gov)
lonic also in the AQR money laundering shell CIS/Delta/Urban Tea/Bit Bros
EDGAR Filing Documents for 0001753926-20-000178 (sec.gov)
EDGAR Filing Documents for 0001753926-20-000178
business address huakun times plaza, room 1118, floor 11 no. 200, erduan, east xiang fu road yuhua district, changsha city f4 410014 86 511-8673-3102
Central to my AQR TCR: Russian spies and Chinese Nationals. Up and running TODAY Ironridge was involved in ANOTHER AQR money laundering blank check shell in my TCR: Cereplast EDGAR Filing Documents for 0001144204-12-040024 (sec.gov).
Cereplast has also been kept up and running and has been reincarnated after bankruptcy as ANOTHER Chinese money laundering shell
Ironridge also NITE top traded fraud VelaTel
EDGAR Filing Documents for 0001144204-15-009142 (sec.gov)
AND ANOTHER SEC fraud on the SDNY: NewLead Holdings for which I filed a separate but related TCR EDGAR Filing Documents for 0001144204-14-014312 (sec.gov)
Other selling shareholders: Harbor Gates Capital LLc Michael Sobeck and Christina Avila: Puerto Rico Sobeck is a Prolific Bag Men formerly Tangiers Highlighted by me with a few NITE top traded shells like NYXIO EDGAR Search Results (sec.gov)
Another seller in the SEC approved Parallax S!: The Cobran LLC Controlled by Richard Rosenblum also Harborview Advisors NJ
EFTA00102523
and
David Stefansky.
Stefansky also in money laundering shell Aquamed Technologies now Nexgel
EDGAR Search Results (sec.gov)
Stefansky controlled Aquamed/Nexgel with Nachum Stein Stein is CEO/Chairman of American European Insurance About | American European Insurance Group (aeiginsurance.com)
Aquamed/Nexgel????? For his part Rosenblum is involved in OTC bb shell Innovative Payment Solutions: IPSI fka Asiya Pearls Inc, fka QPAGOS EDGAR Search Results (sec.gov)
IPSI CTO is formerly CTO at Cyprus based/NASDAQ listed QIWI: related to my NetElement TCR. An "Investor" in IPSI is Robert Klimov/Bellridge Capital
Klimov/Bellridge also in the money laundering shell Black Cactus Global Inc FKA Envoy Group Now BLGI Inc EDGAR Search Results (sec.gov)
Klimov/Bellridge/Black Cactus involved in some Paid P&D
https://www.sec.gov/Archives/edgar/data/1575345/000116169718000269/exhibit_99-1.htm
Another seller in Parallax:
Digital Power Lending LLC
Contact - Digital Power Lending
- Entity: Digital Power Lending
- Purpose: Contact information and inquiry.
- Website: digitalpowerlending.com
DPL is a subsidiary of DPW Holdings now Ault Group Controlled by Milton Ault EDGAR Search Results (sec.gov)
"investor" in DPW:
Esousa: Michael Wachs/his ex wife: Net Element: RBL with Crede: Peizer: Wachs partner. Peizer: FreeSeas/TopShips. AND Milken obstruction of justice with David "djdsol" Solomon: current CEO Goldman Sachs
EFTA00102524
EDGAR Filing Documents for 0001104659-20-087614 (sec.gov).
EDGAR Filing Documents for 0001104659-20-087614
DPW Holdings, Inc. (Subject) CIK: 0000896493 (see all company filings) IRS No.: 941721931 | State of Incorp.:DE | Fiscal Year End: 1231 Type: SC 13G | Act: 34 | File...
Digital Power Lending: Newport Beach CA. Oh, did I forget to mention Parallax CEO Paul Arena is well known to the SEC as well as the New Mexico Securities regulator? augmecorresp041911.htm (sec.gov)
OTHER Paul Arena money laundering shells:
Augme
fka HipCricket,Innerspace, Modavox, Surfnet
Now: EPMLive. Kept up and running by the SEC
EDGAR Search Results (sec.gov)
Geos Communications: fka Digital Data Networks, 12 Telecom International EDGAR Search Results (sec.gov)
Revoked by the SEC as a shell
and
Cerus Technology Partners fka AIM Group Inc
EDGAR Search Results (sec.gov)
But But But But
"COVID Disclosures"
ALL of the activity detailed in my claims is very much on going in July 2021 thanks to SEC criminal obstruction/corruption on display once again in the SDNY with this complaint. This complaint is yet ANOTHER fraud on the SDNY Courts and is irrefutable evidence of my serious allegations:
The SEC is a grossly corrupt, criminal organization ACTIVELY facilitating multiple, massive, ongoing frauds on the public it is mandated to protect to the benefit of the criminals who own them while screwing the whistleblower who caught them: ME
Per the PR announcing the Parallax COVID disclosure complaint:
"The Commission appreciates the assistance provided by the Financial Industry Regulatory Authority"
Kevin Goodman: SEC OCIE BD's was made Chief Overlord of FINRA: Goodman new title:
OCIE FINRA and Securities Industry Oversight (FSIO) group
Report from FINRA Board of Governors Meeting - September 2019 | FINRA.org
Report from FINRA Board of Governors Meeting - September 2019 | FINRA.org
EFTA00102525
WASHINGTON - FINRA's Board of Governors met on Sept. 24-26 at FINRA's offices in New York, where it approved six rule proposals and received several operational updates from FINRA staff.. The Board continued its engagement with key stakeholders by meeting with two officials from the Securities and Exchange Commission (SEC): Pete Driscoll, Director of the SEC's Office of Compliance...
FINRA/Goodman put out this friendly reminder just yesterday for Criminal BD's like NITE/CDEL who own the SEC/FINRA and their PFOF/Best execution "requirements"
Regulatory Notice 21-23 | FINRA.org
Regulatory Notice 21-23 | FINRA.org
Summary FINRA is issuing this Notice to remind member firms of longstanding Securities and Exchange Commission (SEC) and FINRA rules and guidance concerning best execution and payment for order flow, which the SEC has defined very broadly to refer to a wide range of practices including monetary payments and discounts, rebates, or other fee reductions or credits.
No doubt a deterrent from the BD SRO FINRA where the salaries of employees are paid by the criminals they "oversee".
What an absolute farce of an enforcement deterrent the BD SRO FINRA is. Goodman is the PERFECT fit as the FINRA Overlord at the SEC. This bullshit "COVID 19 disclosure" complaint brought by the SEC/FINRA/Goodman et al is yet another example of SEC obstruction and corruption. Like "front running", "order handling", "market access", "stand alone P&D", etc etc etc. NOT a deterrent. Intentionally. So the criminal activity can continue. Because the criminals OWN the SEC/FINRA. This is why the SEC has outsourced the entire OTCM to FINRA. Including short interest reporting, issuer corporate actions: reverse splits, and compliance with the BSA. Judge Oetken et al: The reason SEC IG Hoecker and his "bosses" at the SEC don't want to meet with me despite my many offers to do so (same goes for DoJ/FBI): I would absolutely HUMILIATE them.
Cheers!
Christopher J Dilorio
Whistleblower Extraordinaire