Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix
The SMOKING GUN in my allegations:
Naked shorting in CGFIA (My TCR/FINRA complaint) by "un named third party BD" in 2013. Well known to the SEC. This is why there was no investigation into the ENTIRETY of the FINRA trading activity. The SEC issued waivers to Opco within days of its AML complaint. WHO was the SEC protecting? WHO were the customers and executing BD's/MM's in the Opco complaint? ALSO well known to the SEC:
MY INFORMATION. 5 years to get a preliminary denial: statute of limitations. BUT the last overt act of this ongoing conspiracy has not yet occurred.
Chris
[No content provided in the excerpt]
Almost immediately I filed a formal appeal to the SEC OWB fabricated denial of my award application. In this appeal I show irrefutable proof of my allegations: The SEC OWB used/ is using my information to both bring complaints AND obstruct complaints while denying me compensation. In short: My information exposes an ongoing, massive in scope, SEC facilitated fraud on the American people. Rather than shut it down, the SEC has chosen to cover up so that the illegal activity can continue. It does in 2020 Chris
As straightforward as it gets:
The SEC OWB dragged its feet for 5 years in issuing its preliminary denial notice. The SEC knows this is my information. The SEC committed fraud on the court in Gibraltar. The judge corrected them. The SEC was omitting information that implicated NITE, UBSS and customers like Sason/Hanover/Magna. The SEC was obstructing a thorough investigation of my claims. The naked shorting cited in the CGFIA 10O in 2013 PROVES my allegations. The SEC's "targeted investigation" stops short of a full accounting. The SEC Gibraltar complaint does NOT explain the totality of the Oppenheimer complaint. The SEC Gibralter complaint cites 1 OTCM shell and less than 1 million shares traded by Opco. 2 dissenting Opco waiver SEC Commissioners proved that also citing "BILLIONS" of shares in their dissent. The SEC/Opco AML complaint was based on the FINRA complaint and my information. The SEC OWB concocted a completely fabricated reason for denying my Award: "The SEC investigators involved never saw claimants information". The responsibility to distribute
Whistleblower information within the SEC is the exclusive and explicit responsibility of the OWB. As a result, the massive fraud taking place continued well into 2020. The 1Q2020 10O proves this. The SEC IG Hoecker is guilty of violating specific IG requirements in keeping Congress informed of serious matters like mine. The SEC IG Hoecker has never interviewed me despite my filing 2 separate complaints with his office. The SEC IG Hoecker is guilty of criminal obstruction. SEC Chair Clayton and Co Enforcement Peikin worked at Sullivan Cromwell with Jared Fishman. Fishman has played a key role in the SEC facilitated criminal obstruction. Peikin and Clayton should have recused themselves from ANY pending NITE/VIRT matter before the SEC: My information. Clayton and Peikin should have recused themselves from the SEC facilitated KCG/VIRT merger. My information, including the Opco AML complaint SHOULD have stopped the merger from ever happening. 2 former SEC Commissioners agree with that analysis. The SEC is actively facilitating a massive ,ongoing fraud on the American people they are mandated to protect. NITE/VIRT is a criminal entity. The SEC MUST invoke emergency powers and halt trading in VIRT IMMEDIATELY.
In short Mr Arp, the criminal activity actively perpetrated by the SEC OWB/IG must be referred to law enforcement as well as Congress. Separate but related: SEC facilitated criminal activity and my claims. The criminality is a matter for law enforcement. My pending matters with the SEC have no bearing on a criminal investigation OR a GAO investigation.
You are incorrect in your analysis.
I Urge the IG Integrity Board to have SEC IG Hoecker refute my claims point by point.
I will be on a plane tomorrow so he can do it in person.
Cheers!
Christopher J Dilorio
Whistleblower
Mr Roach,
The SEC is irrefutably using my information in unethical and illegal manner. My information is being used to
BOTH Bring complaints AND obstruct/protect investigations into entities detailed in my various TCR's. Denying
me rightful compensation. This is the latest example......
Chris
Janey,
MORE EXTRAORDINARY SEC corruption and criminal obstruction designed to protect criminals and screw whistleblowers like me. Despite my very generous 4 day offer to produce the entire record which is the basis of my award application/denial/appeal AND REQUIRED by the statute I have referenced: 240.21F-12 "Materials that may form the basis of an award determination and that may comprise the record on appeal", The several hundred e mails I have sent you, Hoecker et al MUST be part of this record. Janey, you failed to produce this record. As I made clear: my 6/23/2020 emails to you Hoecker, SEC commissioners were merely re re re sent previously sent e mails: the record. Further, my 6/23/2020 e mail: Formal appeal for preliminary denial covered action 2015-016 Knight Capital & Appendix was merely a summary of several hundred e mails sent to you, Hoecker et al. These e mails SHOULD be the record. You failed to produce the record. Which begs the question: WHAT "record" was used to determine the SEC preliminary denial exactly IF the SEC can't produce the record? The preliminary denial was completely fabricated and must be reversed. But, it doesn't end there: per my 6/23/2020 summary based on several hundred e mails sent to the SEC, the RECORD of EXTRAORDINARY corrupt obstruction designed to protect criminals and screw whistleblowers is not confined to Opco,NITE,UBSS,Sason,Keener etc etc etc. I have filed 2 TCR's with the OWB related to the money laundering/transaction
laundering/Putin/Rakishev/Trump/Kushner/Alfa/Crede/Peizer/Milken/Hapoalim/SBNY/CardWorks/ESQ/WireCa rd/AQR etc etc etc fraud known as Net Element. For YEARS the SEC has been in possession of not just my TCR's but HUNDREDS of e mails supporting my TCR's comprising the extensive record. Here again, the SEC is covering up a MASSIVE fraud perpetrated on the public and well within even the grossly corrupt SEC ability to shut down the fraud IF they had used my information to execute its mandate to do so. Instead, the SEC obstructed a thorough investigation. Per my previous e mails: the record: NETE claimed to be a payment processing entity.
Claiming further to process BILLIONS of dollars worth of transactions every year. Its subsidiary Pay Online is linked to the massive fraud Wire Card. How's the SEC Wire Card investigation coming along? For years, based on my extensive financials research and other research, I pleaded and pleaded with the SEC to shut down this massive fraud. They did not. email after email. Year after year I wrote the SEC "NETE is a money laundering/transaction laundering fraud". Rather than shut it down, the SEC with the help of NASDAQ allowed fraud public offerings by Crede/Peizer/Milken related entities: Esousa and Cobblestone and a reverse split so NETE could keep its NASDAQ listing. The balance sheet has been grossly insolvent for years: goodwill.
ALL of my allegations were confirmed when NETE decided to "unlock value in its payment processing" business by doing a reverse merger with a CA EV "manufacturer" started by a musician. This fraud transaction is quite common in money laundering shell land dominated by NITE/VIRT. The SEC cover up of criminal activity while screwing whistleblowers:ME: The "payment processing business" is to be "sold". Related of course was the SEC cover up of criminal activity while screwing whistleblowers: ME: The Goldman/Sull Cromm advised purchase by ALLY of CardWorks: Merrick Bank: NETE and then the recent unwinding of this fraud transaction. No doubt the brain child of Chair Clayton and his Sull Cromm colleague Jared Fishman who has played a key role in keeping the criminal entity NITE/VIRT up and running.
NETE/Mullen: "here glitchy glitchy" cover up. But, who the hell would EVER touch the massive fraud: NETE? Only another fraud: Mullen.
Mullen doesn't "manufacture" ANYTHING. Mullen is simply a car dealership.
The K50 EV is manufactured in China by Ctiantu a subsidiary of CH-Auto. Qiantu/CH have a production facility in China. There will be no Mullen "production" of EV vehicles in Washington or anywhere else in the US.
But, the SEC facilitated fraud doesn't end at protecting criminals and screwing whistleblowers: ME. Per my TCR attached, there is a well orchestrated eco system of fraud. Including "issuer/bag man funded research" that
Janey, Hoecker et al,
Is Trump prolific Bag Man Jonathan Farkas related to Bag Man Michael Farkas: Skyway largest shareholder: REVOKED
https://www.hollywoodreporter.com/rambling-reporter/inside-hamptons-fundraisers-netted-trump-12m-
election-1230690
This image contains a placeholder icon in the top left corner, indicating where an image or graphic would typically be displayed. The rest of the image area is blank white space. Therefore, no data can be extracted in a chart format, and there is no key information to summarize.
Inside the Hamptons Fundraisers That Netted
Trump $12M for Re-election I Hollywood
Reporter
The numbers are in and President Donald Trump's quick trip to the Hamptons on Friday raked in $12 million for his re-election campaign as his Republican allies were quick to declare it a win
Now Michael Farkas is CEO of Jaclin money laundering shell New Image Concepts/Blink charging How did Farkas (Michael) escape the SkyWay SEC complaint? https://www.sec.gov/litigation/complaints/2009/comp20960.pdf
Would explain the Milken/Drexel flunkie Engel on the BLNK BoD as well.
Also explains why the grossly corrupt SEC let Bag Man JMJ/Keener up and running in 2020 and the Crede/Milken/Putin etc NETE CFO New now CFO at BLNK
Some BLNK/Trump/rinsing. With help from "issuer/bag man funded research" Zacks aka Seethroughequities 2.0. Rusian money?
Cheers!
Christopher J Dilorio
Whistleblower
Janey, Hoecker, Jay et al
still MORE SEC attempts to cover up illegal activity at the expense of the public it is mandated to protect.
The SEC latest Rule change proposal
https://www.sec.gov/news/press-release/2020-152
SEC.gov I SEC Proposes Amendments to Update Form 13F for Institutional
Investment Managers; Amend Reporting Threshold to Reflect Today's
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Equities Markets
The Securities and Exchange Commission today announced that it has proposed to amend Form 13F to update the reporting threshold for institutional investment managers and make other targeted changes.
Will exempt 90% of current 13F filers from future equity holdings disclosures.
WHO does that benefit? Certainly not the public the SEC is mandated to protect. LESS transparency still for the likes of Keener,Sason,Asher/Kramer,IBC,Ironridge/Coulston,Alpha,Dutchess,Crede, etc etc etc
Costs to file: pocket change
https://www.netacn.com/Service.aspx?id=dLfmwmZHCKOSIL-SP3V8Dw
Form 13F EDGAR Filing Agent Service :: Advisor Consultant Network
ACN will compile your 13F Report and act as your Filing Agent in order to submit the report to EDGAR. Send us your Holdings List, we compile the Form 13F Report and send you a Proof for your review and approval. Upon your approval we will submit the report to EDGAR. You will receive an email notification as will ACN that the report has been accepted.
So, WHY does the SEC want LESS transparency for the investing public it is mandated to protect? The SEC is bought and paid for by criminals.
Cheers!
Christopher J Dilorio
Whistleblower
MORE SEC corruption/obstruction
ANOTHER Jaclin money laundering shell:
https://www.sec.gov/Archives/edgar/data/1449527/000121390008002174/fs1_prcomplete.htm
YESDtc Holdings fka PR Complete
https://www.sec.gov/cgi-bin/browse-edgar?CIK=1449527
MORE related entities to my claims:
Bill Scigliano: Chairman BoD
Scigliano was also a Director at Oleg Firer's revoked but still very much up and running in MA: Acies Corp. Acies was incorporated by His Eminence with a NY address of 14 Wall Street: Rovt: Allied Wallet: WireCard. Jaclin and Oleg related entities/people: Money laundering shells. Is the grossly corrupt SEC regretting their Jaclin complaint which was a cover up for much larger criminal activity: MY CLAIMS? But there's more.
The SEC also brought "more coverup than complaint" In Frost,Honig,Alpha,Stetson et al. The SEC Knows who else was involved in the Jaclin money laundering shell PRComplete/YESDtc: Barry Honig/GRQ
https://www.sec.gov/Archives/edgar/data/1449527/000152153612000023/0001521536-12-000023-index.htm
So, Jaclin money laundering Shells and Honig too? Gee, maybe Bag Men Honig, Keener, Scigliano etc KNEW these were money laundering shells?
Who was the executing BD/MM converting all these billions of worthless Jaclin,Ironridge,JMJ,Farkas,Honig etc etc certs into real money? The SEC response: "penny stock trading fairies". NOPE: NITE How is it possible that there is NO reference to AML in ANY of these SEC complaints? Because the SEC outsourced BD compliance with the BSA to industry advocate FINRA. DUH
Then, there's the Jaclin money laundering shell New Image/BLNK. Gee, wonder if Farkas of money laundering shell Skyway, JMJ/Keener: money laundering shells in my claims, Engel: Drexel, Jonathan New NETE CFO, etc knew BLNK was/is a money laundering shell too.
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His Eminence Firer is a prolific Bag Man. I've been telling the SEC that for years.
Janey, update my NETE and AQR TCR's. You know, for the record. Several entities in my TCR's linked to Jaclin's shell factory. Including NITE.
I've asked this many times Janey,Jay,Hoecker et al:
WHAT EXACTLY DOES THE NITE COMPLIANCE DEPARTMENT DO EXACTLY?
Other than looking the other way while they naked short publicly traded shells to facilitate money laundering that is
Cheers!
Christopher J Dilorio
Whistleblower
OH JOHNNY!
https://www.reuters.com/article/bc-finreg-fbi-laundering-private-equity-idUSKCN24F1TP
The U.S. Federal Bureau of Investigation (FBI) is concerned about money laundering risks in the private equity and hedge fund industries. A leaked document suggests that these firms, part of a nearly $10-trillion industry, are being used for large-scale money laundering. The information is from Reuters.
Janey,
Even though you admit not distributing my information within the SEC, I was busy distributing it myself to others.
Carl baby, I'm afraid this means your first "investigation" of my complaints to you wasn't exactly "thorough" as I've been saying for years.
Shall I point out the pages for you?
Blackstone wanted to buy NITE but only AFTER theirSEC/JEF et al orchestrated August 1 2012 "glitch" "luckiest f'ers" on the Street
https://www.businessinsider.com.au/blackstone-dodged-a-bullet-with-knight-capital-2012-8
Headline: WHEW: Blackstone Almost Bought Knight Capital Before Its Stock Collapsed
Key Information:
- A trading glitch caused Knight Capital Group's stock to drop from over $10.30 to nearly $2.50.
- Blackstone nearly acquired Knight Capital before this stock collapse.
- Source: businessinsider.com.au
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From my TCR you admit never distributing Janey
https://www.reuters.com/article/us-wealth-summit-ubs-blackstone-idUSTRE6A055020101101
The image is a placeholder for an image, not a chart. Therefore, I will extract key information from the surrounding text.
Key Information:
- Event: UBS Wealth Summit.
- Participants: UBS brokerage, Blackstone.
- Speaker: McCann from UBS brokerage.
- Topic: McCann sees "more" (implying more opportunities or activity, but details are not provided in the snippet).
- Date of Article: November 1, 2010.
UBS brokerage's McCann sees more
Blackstone ties - Reuters
UBS , rebuilding a brokerage hard-hit by the financial crisis, lately has been mingling in some good company: Blackstone Group LLP.
The UBS award application I sent to Janey TEN TIMES from a commercial fax machine: ALSO MY INFORMATION
https://www.sec.gov/enforce/34-84828-s
SEC.gov I SEC Charges UBS Financial Services Inc. with Anti-Money Laundering Violations
ADMINISTRATIVE PROCEEDING File No. 3-18931. December 17, 2018 - The Securities and Exchange Commission today announced settled charges against broker-dealer UBS Financial Services Inc. for failing to report suspicious transactions in customer accounts. UBS agreed to pay a $5 million civil penalty to resolve the SEC's charges, and separately agreed to pay $10 million to the U.S. Treasury ...
y'all are gonna be FAMOUS!
Cheers!
Christopher J Dilorio
Whistleblower
Greetings grossly corrupt SEC et al Still MORE SEC facilitated fraud on the public it is mandated to protect: BLNK: Farkas/JKI/Jaclin/CFO New(NETE) money laundering fraud today's pr
https://www.globenewswire.com/news-release/2020/07/22/2065815/0/en/Blink-Charging-Awarded-Grant-
from-Virginia-Clean-Cities-to-Place-200-Fast-Level-2-Charging-Stations-Across-the-Mid-Atlantic-Region.html
Of course, BLNK didn't file an SEC reviewed 8K for this material, definitive agreement that has the stock up 27% on 5x normal volume at 10:30 EST
In fact, the last filing with the SEC by BLNK was actually the SEC declaring effective a public offering of securities on 7/15/20. 1 week ago today.
MORE SEC facilitated fraud on the public.
Cheers!
Christopher J Dilorio
Whistleblower
The grossly corrupt SEC response to whistleblower OVERWHELMING evidence of money laundering ,manipulation, and fraud: MY INFORMATION has been remarkably consistent over the last 9 years++:
Obstruct, cover up, facilitate illegal activity at the expense of the investing public it is sworn to protect while screwing whistleblowers like me.
BLNK: A KNOWN Jaclin money laundering shell. Rev merger with a KNOWN Bag Man: Michael Farkas who was the largest shareholder of ANOTHER money laundering shell: SkyWay but somehow escaped the SEC investigation. With Board members like Engel: Drexel, Scigliano: Acies: NETE a CFO:New from NETE. A known to the SEC Bag Man: Keener who the SEC has kept up and running for YEARS since being BARRED (Not Exactly) by Industry SRO FINRA.
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In addition to that name Farkas: ANDREW/Jonathan Farkas. Trump fundraiser and Epstein: Jeffrey: business partner, this fraud has an added element. So, after receiving my overwhelming evidence with AML red flags too numerous to count, what was the par for the course SEC response: Approved BLNK public offering just several days ago AND with my overwhelming evidence in hand. But, that's not where the corrupt SEC active facilitation of this massive fraud on the public ends. Yesterday, 7/22, BLNK put out a PR linking it to a few hundred charging stations in VA,MD,DC. This pr drove the stock up almost 30% at 1 point and closed 15% higher on almost 8x avg volume. A most certainly "MATERIAL" event. AND an event that required an SEC 8k filing if "DEFINITIVE" as well. No such 8K was filed by BLNK for this pr. This pr therefore must be complete FRAUD intended ONLY to facilitate a massive Pump and Dump on the public. It accomplished its intended fraudulent outcome.
But, back to BLNK fka New Image Concepts: the company
Between Blink and New Image Concepts, BLNK was known as Car Charging Inc
https://www.sec.gov/Archives/edgar/data/1429764/000114420414059745/v390669_def14c.htm
This 2014 SEC approved offering also had several red flags of its own. WHOPPERS in fact. Guess who ELSE was involved in this years in the operating money laundering shell? Platinum Funds/Nordlicht. With links to Kushner(s) and Trump lawyer Giuliani. Other NY entities, a Columbus OH entity, a Chicago entity, and a Belize entity. Still counting the AML red flags? The icing on the top of this massive SEC facilitated fraud: ex NM Governor Bill Richardson. Who, is also linked to Jeff Epstein and his NM Zorro Ranch.
BLNK: money laundering fraud on the public ACTIVELY facilitated by the SEC in July 2020 despite overwhelming whistleblower (me) information. Linked to Milken,Russia, Trump, and Epstein. Of course the 7/22 trading activity NEVER would have happened without willing, executing BD's and MM's like the criminal entity known as Knight,KCG,VIRT: NITE. Which has also been kept up and running by the grossly corrupt SEC despite overwhelming evidence of a massive, ongoing, criminal conspiracy detailed by a whistleblower: me.
Cheers!
Christopher J Dilorio
Whistleblower
STILL MORE OVERWHELMING evidence to support my extremely serious allegations that the SEC is a criminal organization, run by criminals, to support cfriminal activity while screwing whistleblowers like me. Farkas: Michael: is a prolific Bag Man well known to the SEC. Farkas chose a Jaclin money laundering shell INTENTIONALLY. Blink Charging (BLNK) is ANOTHER SEC facilitated fraud on the public the SEC is MANDATED to protect.
Other Farkas money laundering shell: i Incubator
https://www.sec.gov/cgi-bin/browse-edgar?CIK=1044693
As is SOP for the grossly corrupt SEC: Revoked AFTER this massive fraud on the public was complete
https://www.sec.gov/litigation/admin/2009/34-60013.pdf
ALSO SOP for the corrupt SEC: No mention of Farkas and his controlling i Incubator entities in the complaint
https://www.sec.gov/Archives/edgar/data/1044693/000104653200000261/0001046532-00-000261-index.htm
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https://www.sec.gov/Archives/edgar/data/1044693/000104653200000265/0001046532-00-000265-index.htm
https://www.sec.gov/Archives/edgar/data/1044693/000104653200000263/0001046532-00-000263-index.htm
ALSO missing from the i Incubator complaint: Executing BD/MM of the worthless Farkas certs dumped on the public while the grossly corrupt SEC watched. Those damn "penny stock trading fairies" AGAIN! NOPE.
BLNK never should have happened. Farkas, his NETE CFO, Keener, Nordlicht, etc etc should have been shut down LONG AGO
Cheers!
Christopher J Dilorio
Whistleblower
Still MORE IRREFUTABLE evidence of SEC criminal obstruction and corruption while screwing whistleblowers like me. Per the record Janey: Trump PA campaign Mgr David Urban on the BoD of #1 money laundering shell trader and Clayton/Sull Crom client NITE. Urban also on the BoD of money laundering shell: Pakastani/Canadian pot company w/ 200k in revenue FSD Pharma:HUGE. Today HUGE is up more than 100% on "news" it will pivot away from growing pot in Canada to "developing" a pot based cure for Covid. A money laundering shell. Of course, the grossly corrupt SEC has approved a $20 million public offering for Urban/Trump: HUGE SEC facilitated P&D to facilitate money laundering
https://www.sec.gov/Archives/edgar/data/1771885/000106299320003258/formsuppl.htm
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AGAIN, the SEC is a criminal organization facilitating criminal activity and protecting criminals at the expense of the public it is MANDATED to protect while screwing whistleblowers like me.
The record is extensive.
Cheers!
Christopher J Dilorio
Whistleblower
MORE SEC corruption/obstruction/screwing whistleblowers like me.
Per my 2013 TCR attached Janey, we know that Schwarzman/Blackstone has played a key role in perpetuating the criminal entity Knight,KCG,VIRT:NITEthe Sull Crom client.
We also know Trump and Schwarzy are BFF's. Schwarzy is also connected to Kushner and Epstein.
Schwarzy is most definitely on the SEC's "Do not investigate List"
A stroll down the record Janey: Around the same time as the SEC/BX/JEF/GS et al August 1 2012 NITE "trading glitch", Schwarzy/BX were key advisers to bondholders of Eastman Kodak and to the company also. Jason New: Blackstone was re elected to the KODK BoD in May 2020.
https://www.sec.gov/Archives/edgar/data/31235/000156459020027039/kodk-8k_20200520.htm
Then the Pumper/Grifter in Chief Trump goes out wide and far with this absolutely incredible news: The camera/film company Eastman Kodak is now going to be the US savior in pharma ingredients supply chain. This is a page out of the penny stock grifter playbook. This is what happens when we have a WH full of money
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laundering shell grifters. So, what has been the result of this incredible pump/transformation? KODK has gone from 2 to 90 back to 40.
As is typical Trump/grifters/ and his criminal Clayton led SEC: the public hasn't seen a 8K filed by KODK to detail this incredible "transformation". The SEC has given its blessing to yet ANOTHER Trump/Grifter/Bag Men P&D. in KODK, FBO Trump BFF and Sull Crom client: Knight "savior" Schwarzy/BX. Had the grossly corrupt SEC investigated my claims instead of obstructing them and screwing me, MAYBE Schwarzy/BX would have thought twice about their latest grift: KODK. We know that Schwarzy is also a prolific GOP donor.
F'n criminals
Cheers!
Christopher J Dilorio
Whistleblower
The SEC facilitated fraud on the public continues unabated. MORE irrefutable evidence of SEC criminal obstruction while screwing whistleblowers like me.
A direct result of this ongoing massive fraud on the public.
After NITE reported its 1Q2020 results I again again, again, like the last 10 years, alerted the grossly corrupt SEC to the massive accounting fraud at NITE as a direct result of abusive naked shorting.
Per my 2013 TCR Laney, Hoecker, Jay et al:
NITE is in a constant state of insolvency as a result of illegal, criminal, abusive naked shorting OTCM money laundering shells. This illegal activity drives trading revenue at NITE. This illegal activity is and ALWAYS has been the core business at NITE. This very profitable albeit illegal activity is WHY Sull Crom client KCG was bought by Virtu. This illegal activity is WHY NITE has been repeatedly bailed out by GS,BX,JEF, JPM and the SEC The receivable is where NITE books naked short fails as a result of self clearing. NITE has no intention of closing/ can't close these naked short positions. NOT a legit asset. Further, the receivable isn't a legit asset NITE can convert to cash for its own use. There are prior commitments on these "assets": SETTLEMENT In 1Q2020, the NITE receivable grew to $2.5 BILLION. UP 90% from December 2019
https://www.sec.gov/Archives/edgar/data/1592386/000110465920057660/tm2018404d1_ex99-1.htm
SEC.gov I HOME
Exhibit 99.1. Virtu Announces First Quarter 2020 Results . NEW YORK, NY, May 7, 2020 - Virtu Financial, Inc. (NASDAQ: VIRT), a leading provider of financial services and products that leverages cutting edge technology to deliver innovative, transparent trading solutions to its clients and liquidity to the global markets, today reported results for the first quarter ended March 31, 2020.
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Per the SEC reviewed 8k filing this am Aug 7, 2020 NITE reported 2Q2020 earnings. showing the receivable roughly flat with 1Q2020 at 2.44 BILLION
https://www.sec.gov/Archives/edgar/data/1592386/000110465920091707/tm2026789d1_ex99-1.htm
These are NOT "assets". More accurately, these are LIABILITIES. Massive accounting fraud. After moving these fraud "assets" to the appropriate liability classification, NITE tangible book value is GROSSLY insolvent. The SEC has obstructed my allegations for several years while allowing NITE to write down this structural liability on more than 1 occasion. Further, sell side analists at the guidance of Cifu et al never question these EGREGIOUS balance sheet issues. AND, with the grossly corrupt SEC blessing, Cifu et al never disclose insolvency in any SEC filing OR investor presentation.
After dismal April/May REPORTED OTCM volumes on the FINRA now controlled website, June saw a dramatic spike in share volumes.
The Top 25 OTCM money laundering shells by share volume in June 2020 and share price
PLYZ .00015
PVDG .0008
RTON .00015
GRST .001
RNVA .76 (rev split)
OZSC .0049
EWLL .0002
VSYM .0012
OPTI .14755
AFOM .0001
SIML .00025
IGEN .0084
XMET .0002
GTEH .0001
ABCE .0003
TSOI .007
NTRR .0014
GFTX .0005
LVXI .0003
SGMD .0024
INQD .002765
RBNW .0005
TLSS .0238
TPTW .07215
HYSR .0328
Combined price approximately $1
How do stocks trade to trip zeroes? More buyers than sellers?
Covering/closing out naked short fails shouldn't be an issue. ONLY explanation: abusive naked shorting: MANIPULATION. NOT Bona Fide market making.
As a direct result of this massive, ongoing SEC facilitated fraud on the public, ABSOLUTELY NOTHING HAS CHANGED.
The record is irrefutable: SEC criminal obstruction while screwing whistleblowers like me to facilitae a MASSIVE,ongoing fraud on the public. Key facilitator: Jay Clayton/Jared Fishman: Sull Crom
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Cheers!
Christopher J Dilorio
Whistleblower
Janey, Hoecker et al speaking of NO 8K, recall the extensive record for the criminal/insolvent/fraud on the public Knight/KCG/VIRT:NITE The record Janey: Clayton/Sull Crom/Fishman "sale" of FCM business to other criminal firm Wedbush with NO 8K 3Q2014 10O https://www.sec.gov/Archives/edgar/data/1569391/000156939114000013/kcg2014093010-q.htm
KCG then CFO Bisgay resigned with 2 weeks left in the quarter and didn't certify the financials. WHO certified along with Coleman? Sean P GALVIN.
Cifu, Viola, Urban, Hutchins et al getting the fraud band back together https://finance.yahoo.com/news/virtu-financial-announces-changes-finance-105100941.html
WHY would "Cutting edge technology firm" VIRT want to go with a guy who knows how to run the books at low as low tech gets OTCM cash trading firm Knight/KCG? The core business at Knight/KCG/VIRT: NITE is and always has been: abusive naked shorting OTCM (and other) publicly traded shells to facilitate money laundering Here glitchy glitchy
Cheers!
Christopher J Dilorio
Whistleblower
Janey, Hoecker et al
SEC criminal obstruction virtually real time.
https://www.sec.gov/news/press-release/2020-178
SEC.gov SEC Charges Interactive Brokers With Repeatedly Failing to File Suspicious Activity Reports
The Securities and Exchange Commission today announced that Interactive Brokers LLC will pay an $11.5 million penalty to settle charges it repeatedly failed to file Suspicious Activity Reports (SARs) for U.S. microcap securities trades it executed on behalf of its customers.
SECNY: Lara Shalov Mehraban. Ms Mehraban, I've asked this before: Was Dougie "Large" Cifu your boss at Paul Weiss? The IBKR "complaint" is getting very close to your former boss/colleague isn't it?
Questions Ms Mehraban doesn't want the public to see:
Her former boss/colleague Dougie "Large" Cifu hired Alex loffe as VIRT CFO in 2019. From 2003-2019 loffe was CFO at IBKR. INCLUDING the period covered in Ms Mehraban's complaint.
Not filing SAR's, Microcap securities, AML red flags. No kidding. WHY are the securities un named? WHO was ultimate executing BD/MM?
As self clearing Ms Mehraban, isn't Knight/KCG/VIRT (Cifu): NITE the LARGEST clearing agent of microcap securities? How many SAR's coming out of your former boss executing BD/MM?
Per my TCR: NONE. ZILCH. NADA. How do I know that?
When would the criminal enterprise NITE which is run by Ms Mehraban's former Paul Weiss boss/colleague Cifu file a SAR:
BEFORE
or
AFTER trading billions of shares?
Did NITE Compliance rely on IBKR/loffe compliance? That would be a violation wouldn't it?
Ms Mehraban is the poster child of SEC corruption and criminal obstruction while screwing whistleblowers like me. Virtually real time in August 2020. Very much an ONGOING and massive fraud on the investing public.
Ms Mehraban, please pass along my warmest regards to your former Paul Weiss boss/colleague Dougie "Large". No doubt you "chat" often.
The record is overwhelming AND irrefutable.
Cheers!
Christopher J Dilorio
Whistleblower
Further:
Janey, Hoecker, Jay, Mehraban et al
Let me help narrow down the SEC facilitated, ongoing accounting fraud at NITE as I know none of you have ever spent a day on a trading desk:
IF the avg holding period for VIRT HFT is a matter of seconds AND VIRT goes home flat every night, then what is the receivable/fails related to? With the core Virtu HFT business eliminated, what that does that leave? The CASH OTCM business maybe? Should I draw a picture in crayon for you Ms Mehraban?
NITE: 3 different CFO's in the last year. Ms Mehraban, How much is your former Paul Weiss colleague/boss Dougie Cifu paying you to criminally obstruct an investigation of my allegations?
Janey, Hoecker, Mehraban et al: When it comes to trading fraud/accounting fraud cover ups, SEC attorneys are CLEARLY not qualified.
The record there is ALSO IRREFUTABLE.
Here glitchy glitchy.
Cheers!
Christopher J Dilorio
Whistleblower
Janey,
Schwarzman must be pretty close to the top of the SEC's "do not investigate" list.
The latest Schwarzman/Blackstone orchestrated fraud and cover up: KODK
Today, the KODK Board Member Jason New: Blackstone "independent" outside inquiry by the law firm Akin Gump is in
https://www.kodak.com/content/products-brochures/Company/Report-to-the-Special-Committee-
09.15.2020.pdf
"gaps" indeed
The flowery New/BX cover up is chock FULL of gaps. "Introduction to Phlow" Phlow: the VA consortium receiving $350 mil in Government Covid funding to provide Trump pushed Covid Cure: hydroxychloroquine https://www.prnewswire.com/news-releases/phlow-corporation-awarded-354-million-hhsasprbarda-contract- to-manufacture-essential-medicines-in-shortage-301061648.html
Phlow Corporation Awarded $354 Million HHS/ASPR/BARDA Contract to Manufacture Essential Medicines in Shortage - PR Newswire
RICHMOND, Va., May 19, 2020 /PRNewswire/ Phlow, a U.S.-based, public benefit drug manufacturing corporation, has received federal government funding of $354 million for advanced manufacturing ...
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Phlow already has/had a long standing relationship with Ampac Fine Chemicals https://www.phlow-usa.com/about-us/
This image is not a chart. It contains information about Phlow Corporation and Robert Mooney.
Key Information:
- Company: Phlow Corporation
- Key Individual: Robert Mooney
- Title: Entrepreneur and co-founder of New Richmond Ventures (NRV).
- Expertise: Advised startups and early-stage companies on accounting, financial reporting, capital strategies, equity raising, project financing, and milestones.
- Website: www.phlow-usa.com
In May 2020, Phlow was re starting/building a mfg facility/warehouse with partner Ampac (AFC) to fulfill its Government contract
https://richmondbizsense.com/2020/05/20/new-richmond-based-pharma-startup-with-350m-in-funding-eyes-
facility-in-petersburg/
This image is not a chart. It is a placeholder for an image, likely an advertisement or a feature image, indicated by the small icon in the top left corner. The surrounding text indicates that a Richmond-based pharma startup has secured $350 million in funding and is considering a facility in Petersburg.
New Richmond-based pharma startup with $350M in funding eyes facility in Petersburg - Richmond BizSense
Earlier this month BizSense first reported Phlow's initial government contract for $6 million, but details on the company's plans remained unclear at the time.. Gupton said in an interview Tuesday the company's plans have been in the works for about 18 months, well before COVID-19 hit.
richmondbizsense.com
Per the KODK/New/BX/Akin Gump cover up: pg 20 "On June 15 2020,Kodak signed a Letter of Intent with Phlow in furtherance of its application to the DFC to show it had a CUSTOMER for its future API's"
Most definitely "DEFINITIVE AND MATERIAL" So, where is the SEC reviewed/required 8k for this agreement? https://www.sec.gov/cgi-bin/browse-edgar?CIK=31235
Meaning: the DFC application was a FRAUD. Fraud on the government. Fraud on American taxpayers. Further: WHY would the DFC consider "loaning" $765 million to KODK with NO EXISTING API capability when it already granted LESS money to Phlow/Ampac with proven capabilities? Answer: KODK liquidity issues are SEVERE
Like Milken: Insider trading is NOT the real issue here. The latest BX orchestrated "glitch": KODK. I know this information may be more than the SEC/DoJ are capable of comprehending.
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Call me and I'll walk you through it SLOWLY.
Cheers!
Christopher J Dilorio
Whistleblower
Different version/additional information
This is an email header.
From: Chris Dilorio
Sent: Wednesday, September 23, 2020 7:18 PM
Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix
Judges Cave and Nathan,
If there was ANY question as to the veracity of my extremely serious allegations, the SEC put it to rest today with its "clarification" and new rules governing the Whistleblower program:
My preliminary denial in June for the Opco Award application which was 5 years in the waiting: "SEC staff never saw Mr Dilorio's information"
I refer you to the ONLY new rule in the "clarifications" in the interest of "transparency"
https://www.sec.gov/rules/final/2020/34-89963.pdf
SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 240 and 249 RIN 3235-AM11 ACTION SUMMARY
SECURITIES AND EXCHANGE COMMISSION . 17 CFR Parts 240 and 249 [Release No. 34-89963; File No. S7- 16-181 FUN 3235-AM11. Whistleblower Program Rules
New Rule 240.21F-18 Summary Disposition
(3) The information you submitted was never provided to or used by the staff handling the covered action or the underlying investigation (or examination), and the staff members otherwise had no contact with you.
AKA the Christopher J Dilorio Rule. Created to deny awards of rightful compensation. Per my appeal: a whistleblower CAN NOT know who at the SEC he/she should contact as investigations are done in strict confidentiality. Further, the OWB itself is the CENTRAL contact for whistleblowers. It is the EXPLCIT and EXCLUSIVE responsibility of the OWB to distribute
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whistleblower information within the SEC. This "rule" is FURTHER overwhelming evidence of SEC corruption and obstruction.
Judges Cave and Nathan: ALL information presented to your Courts must be treated with extreme skepticism if not outright disdain. IF the SEC is willing to commit massive fraud on whistleblowers who expose their corruption and criminal activity just imagine the evidence it is willing to fabricate to bring a case like they are in Kamensky. An immediate STAY in Kamensky is warranted until an independent thorough investigation of my claims can be executed. ALL evidence presented to your courts by the SEC must be questioned in light of the overwhelming evidence I have provided. Again: this corruption goes straight to Jay Clayton himself. His former colleague Jared Fishman has played a key role in this massive fraud. Clayton NEVER disclosed these conflicts. In addition, your Honors are in possession of other Clayton/Sull Crom/AQR/Girsky facilitated fraud: Nikola. This is what it has come to when you blow the whistle on the grossly corrupt SEC: They create a completely arbitrary and fraudulent rule to silence you. Rule 204-21F summary disposition aka Screw the whistleblowers exposing SEC corruption Rule OR
The Christopher J Dilorio Rule
Regards,
Christopher J Dilorio
Whistleblower
More IG fraud
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this time the "independent" DFC IG: "investigating" Kushner roommate Boehler $765 mil loan to almost insolvent KODK/Blackstone: Jason New.
The DFC IG was hired on Sep 8 2020 and praised by Boehler who would be investigated by him Anthony Zakel Named DFC's First Inspector General I DFC
The image is not a chart.
Key Information:
- Entity: U.S. International Development Finance Corporation (DFC)
- Event: Appointment of Anthony Zakel as DFC's First Inspector General.
- Date of Appointment: September 8, 2020 (from surrounding text)
- Role of Inspector General: Lead independent oversight of all agency programs and operations.
- Website: www.dfc.gov
The KODK "Investigation" was announced on Sep 14
Report: Inspector General for federal agency to review proposed Kodak loan i WXXI News
The Inspector General of a federal agency is reviewing a $765 million loan deal for Eastman Kodak. The report is from WXXI News.
Like the grossly corrupt SEC IG Hoecker "investigations" of massive SEC corruption and criminal activity, the Kushner/Bohler/Blackstone/ DFC "investigation" was also a forgone conclusion
No wrongdoing found in Kodak COVID-19 drug production deal: report i TheHill
No doubt the SEC and Dal will want to look at this BILLION dollartaxpayer funded Trump/Kushner hydroxychloroquine Grift
But then again: Blackstone/New/Schwarzman are very high up on the SEC/Dal "do not investigate list"
See below
Cheers!
Christopher Dilorio
Whistleblower Extraordinaire
Well,
this IS disturbing.
The FBI was "investigating" NSO in 2017 according to this story
Exclusive: FBI probes use of Israeli firm's spyware in personal and government hacks - sources I Reuters
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No chart detected. The image appears to be a broken/placeholder graphic.
Key entities from surrounding context:
- FBI
- Israeli spyware firm (unnamed)
- Reuters (news source)
Exclusive: FBI probes use of Israeli firm's spyware in personal and government hacks - sources I Reuters
The FBI is investigating the role of Israeli spyware vendor NSO Group Technologies in possible hacks on American residents and companies as well as suspected intelligence gathering on governments ...
AND the FBI/Dal didn't stop the Dick Handler/Jefferies/Credit Suisse/Milken orchestrated management buyout of NSO from Francisco Partners
WHO profited along with Management?
A rare almost unanimous complaint against NSO joining Face Book Draft Amicus Brief 12.20.2020 - FINAL (microsoft.com)
General Flynn has some SERIOUS splainin to do
Cheers!
Christopher _I Dilorio
Whistleblower Extraordinaire