Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
Janey,
please add the following info to my appeal of your preliminary denial of my Opco award.
More evidence the SEC is using/has used my information to both bring complaints and protect/obstruct complaints. Again, you, McKessy, Hoecker have been in possession of my 2013 TCR filed with Berger for several years. In addition to hundreds of e mails continuing into 2020 showing irrefutable and overwhelming evidence to support my allegations.
Highlighted in my attached TCR and related to my Opco Award application: Joshie Sason/Hanover/Magna: CGFIA, IMDS,NewLead,FreeSeas, PRTH etc etc etc. The SEC Sason/NewLead complaint is also my information as I filed separate but related NewLead, and FreeSeas TCR's with your office. The SEC complaint: Sason assignments: bogus notes. NO SHIT? Really? detailed by me. In addition to Bag Man Sason/Hanover/Magna, I detailed the illegal activity of Bag Man Justin Keener/JMJ in my 2013 TCR. Keener was the customer in the FINRA World Trade Financial complaint.
https://www.finra.org/media-center/news-releases/2013/finra-fines-three-firms-900000-inadequate-anti-
money-laundering
FINRA Fines Three Firms $900,000 for Inadequate Anti-Money Laundering Programs I FINRA.org
WASHINGTON - The Financial Industry Regulatory Authority (FINRA) announced today that it has fined three firms a total of $900,000 for failing to establish and implement adequate anti-money laundering (AML) programs and other supervisory systems to detect suspicious transactions.
Related to the billions of OTCM money laundering shells traded through World Trade, the BD SRO FINRA requested information from Keener related to his assignments and acquisition of bogus convertible notes including bank statements to prove the notes weren't bogus. Keener told FINRA to 'F Off" https://www.finra.org/sites/default/files/OHODecision/p182993 0 0.pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING
OFFICERS
5 distributions of securities in violation of Section 5 of the Securities Act of 1933. Tr. 158, 179-180.6 On September 22, 2011, FINRA staff served a request on Keener, pursuant to FINRA
FINRA barred Keener/JMJ in 2013 as a "Bad Actor" The SEC was certainly aware of the FINRA action https://www.sec.gov/litigation/opinions/2012/34-68014.pdf
As recently as 2019 Bag Man Keener/JMJ was involved in ANOTHER money laundering shell called Blink Charging fka New Image Concepts
https://www.sec.gov/cgi-bin/browse-edgar?
action=getcompany&CIK=0001429764&owner=exclude&count=40&hidefilings=0
https://www.sec.gov/Archives/edgar/data/1429764/000114420419004046/0001144204-19-004046-index.htm
EDGAR Filing Documents for 0001144204-19-004046
Blink Charging Co. (Subject) CIK: 0001429764 (see all company filings) IRS No.: 030608147 I State of Incorp.:NV I Fiscal Year End: 1231 Type: SC 13G/A I Act: 34 ...
New Image Concepts was detailed by the SEC in their Jaclin et al "Shell factory" complaint in 2016. PRIOR to Keener involvement.
https://www.sec.gov/litigation/complaints/2016/comp-pr2016-86.pdf
Case No. 2:16-cv-03250
123456789 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 Case 2:16-cv-03250 Document 1 Filed 05/12/16 Page 1 of 45 Page ID #:1 AMY JANE LONGO, Cal ...
But Keener not the only 1 involved who knew New Concept was a money laundering shell. CEO of Blink is Michael Farkas. SEC knows him well from his Skyway Communications days. The SEC revoked the registration of Farkas/Skyway in 2007 https://www.sec.gov/cgi-bin/browse-edgar? action=getcompany&CIK=0001128723&owner=exclude&count=40&hidefilings=0
The CFO of Blink is Jonathan New. Formerly CFO of the AQR/Crede: Milken money laundering/Transaction laundering blank check shell: Cazador/Arco: Net Element
A director of Blink is a guy named Donald Engel who worked at Drexel with Milken. New Concepts was HQ'd in Santa Monica: Milken
But it gets better
the Jaclin shell factory also linked to Honig,Stetson, Alpha Cap, Frost as well http://www.teribuhl.com/2019/08/06/honigs-shell-factory-attorney-gregg-jaclin-barred-as-sec-lawyer/
Honig's Shell Factory Attorney Gregg Jaclin Barred as SEC lawyer - TERI BUHL
Your Voice. High Times Admits SEC Filing is Wrong: Stormy Simon off the Board - L.A. Cannabis News on Text messages show Cannabis investors Defrancesco & Serruya allegedly Colluded with Clarus Securities' Christodoulis in Multiple Stocks; High Times Admits SEC Filing is Wrong: Stormy Simon off the Board -
Where the SEC said multi billionaire Frost risked ALL to make a few million. NO, Frost,Alpha (also in my attached TCR), Stetson, Honig were LAUNDERING. Frost bought Ladenburg from Milken flunkie Icahn AFTER Icahn rolled Gruntal int Ladenburg. Gruntal: Icahn,Sater,SAC,Feinberg et al: Milken
The SEC intentionally omitted a Honig/Stetson shell from this complaint:
Millenium Bio/Inergetics
linked to Trump Cleveland fundraiser and healthcare fraud felon: Brian Colleran
In typical SEC "cover up", revoked the Millenium/Inergetics registration in 2019.
https://www.sec.gov/cgi-bin/browse-edgar?
action=getcompany&CIK=0000072170&owner=exclude&count=40&hidefilings=0
Finally,
SEVEN F'n Years AFTER FINRA barred (not exactly) Keener/JMJ and my Berger TCR filed with your office Janey, The SEC is going after Keener/JMJ related to my information AGAIN 17.5 BILLION shares of money laundering penny stocks.
https://www.sec.gov/litigation/litreleases/2020/Ir24779.htm
Justin W. Keener d/b/a JMJ Financial (Release No. LR-24779; Mar. 24, 2020)
SEC Charges Unregistered Penny Stock Dealer Litigation Release No. 24779 / March 24, 2020 Securities and Exchange Commission v. Justin W. Keener d/b/a JMJ Financial, No. 20-cv-21254 (S.D. Fla. March 24, 2020)
WHO was/were executing BD's/MM's in these billions of shares of worthless Keener/JMJ money laundering shells????
What are odds that bogus note/worthless certs/assignments Sason/Magna would be involved with bogus notes/worthless certs/assignments Keener/JMJ in money laundering shells like IMDS and CGFIA etc) AND CGFIA was detailed by me to the SEC/FINRA AND CGFIA was 1 of the shells in the FINRA Opco AML complaint AND where NITE and UBSS traded billions of shares of CGFIA AND where NITE and UBSS traded billions of shares of IMDS also Now, what are the odds of all of that?
All you have to do is read my attached TCR Janey.
Cheers!
Christopher J Dilorio
Whistleblower
Janey,
the purpose of your 5 years in the waiting PRELIMINARY denial of my OpCo Award application could not be any more clear: run the clock out and protect NITE,UBSS,Magna et al while denying me rightful compensation. But, As I have repeatedly told you, Hoecker, your colleagues: the last overt act of this vast conspiracy has not yet occurred:
NITE/VIRT is insolvent today 6/30/2020 as a direct result of the SEC facilitated fraud on the public which is and always has been the core business at NITE/VIRT: Abusive naked shorting publicly traded shells to facilitate money laundering. The public is STILL at risk. The SEC has facilitated NITE intentionally misleading the public as to the true nature of its business. The SEC still facilitates this massive fraud on the public while it intentionally misleads the public there is no naked shorting because the SEC authorized the DTCC to create the illegal, shadow clear mechanism Obligation Warehouse (OW) so NITE's criminal activity can continue and it can circumvent close out REQUIREMENTS of Rule 204 of Reg SHO. ALL very much ongoing in June 2020 as a direct result of the SEC (OWB/Hoecker/Enforcement etc etc) criminal obstruction and ACTIVE facilitation of the criminal enterprise known as Knight/KCG/VIRT: NITE.
Clayton never disclosed his Sull Crom/Fishman/NITE conflicts. He must step down from the SEC IMMEDIATELY until a criminal investigation can be concluded. NITE must be halted IMMEDIATELY as it still poses a monumental risk to the investing public. FINRA should go back to being a cheerleader as it is just another enabler of this criminal activity. It has NO business enforcing SECURITIES LAWS. It should not be overseeing the OTCM. FINRA fines are a joke and not meant to be a deterrent. INTENTIONALLY siding with criminals over the investing public the SEC is mandated to protect. The cesspool known as the OTCM MUST be shut down. It exists SOLEY for the purpose of facilitating a massive fraud on the public. The OW must be shut down IMMEDIATELY so the public can see just how pervasive naked short selling: MANIPULATION really is. EVERYONE at the SEC who has had contact with my information MUST resign/be terminated IMMEDIATELY. ALL of the AQR blank check shells must be shut down IMMEDIATELY as they pose a serious national security risk. AQR MUST be shut down IMMEDIATELY.
Certainly not exhaustive BUT a good start
Cheers!
Christopher J Dilorio
Whistleblower
Janey,
MORE EXTRAORDINARY SEC corruption and criminal obstruction designed to protect criminals and screw whistleblowers like me. Despite my very generous 4 day offer to produce the entire record which is the basis of my award application/denial/appeal AND REQUIRED by the statute I have referenced: 240.21F-12 "Materials that may form the basis of an award determination and that may comprise the record on appeal", The several hundred e mails I have sent you, Hoecker et al MUST be part of this record. Janey, you failed to produce this record. As I made clear: my 6/23/2020 emails to you Hoecker, SEC commissioners were merely re re re sent previously sent e mails: the record. Further, my 6/23/2020 e mail: Formal appeal for preliminary denial covered action 2015-016 Knight Capital & Appendix was merely a summary of several hundred e mails sent to you, Hoecker et al. These e mails SHOULD be the record. You failed to produce the record. Which begs the question: WHAT "record" was used to determine the SEC preliminary denial exactly IF the SEC can't produce the record? The preliminary denial was completely fabricated and must be reversed. But, it doesn't end there: per my 6/23/2020 summary based on several hundred e mails sent to the SEC, the RECORD of EXTRAORDINARY corrupt obstruction designed to protect criminals and screw whistleblowers is not confined to Opco,NITE,UBSS,Sason,Keener etc etc etc. I have filed 2 TCR's with the OWB related to the money laundering/transaction laundering/Putin/Rakishev/Trump/Kushner/Alfa/Crede/Peizer/Milken/Hapoalim/SBNY/CardWorks/ESQ/WireCa rd/AQR etc etc etc fraud known as Net Element. For YEARS the SEC has been in possession of not just my TCR's but HUNDREDS of e mails supporting my TCR's comprising the extensive record. Here again, the SEC is covering up a MASSIVE fraud perpetrated on the public and well within even the grossly corrupt SEC ability to shut down the fraud IF they had used my information to execute its mandate to do so. Instead, the SEC obstructed a thorough investigation. Per my previous e mails: the record: NETE claimed to be a payment processing entity. Claiming further to process BILLIONS of dollars worth of transactions every year. Its subsidiary Pay Online is linked to the massive fraud Wire Card. How's the SEC Wire Card investigation coming along? For years, based on my extensive financials research and other research, I pleaded and pleaded with the SEC to shut down this massive fraud. They did not. email after email. Year after year I wrote the SEC "NETE is a money laundering/transaction laundering fraud". Rather than shut it down, the SEC with the help of NASDAQ allowed fraud public offerings by Crede/Peizer/Milken related entities: Esousa and Cobblestone and a reverse split so NETE could keep its NASDAQ listing. The balance sheet has been grossly insolvent for years: goodwill. ALL of my allegations were confirmed when NETE decided to "unlock value in its payment processing" business by doing a reverse merger with a CA EV "manufacturer" started by a musician. This fraud transaction is quite common in money laundering shell land dominated by NITE/VIRT. The SEC cover up of criminal activity while screwing whistleblowers:ME: The "payment processing business" is to be "sold". Related of course was the SEC cover up of criminal activity while screwing whistleblowers: ME: The Goldman/Sull Cromm advised purchase by ALLY of CardWorks: Merrick Bank: NETE and then the recent unwinding of this fraud transaction. No doubt the brain child of Chair Clayton and his SuII Cromm colleague Jared Fishman who has played a key role in keeping the criminal entity NITE/VIRT up and running.
NETE/Mullen: "here glitchy glitchy" cover up. But, who the hell would EVER touch the massive fraud: NETE? Only another fraud: Mullen.
Mullen doesn't "manufacture" ANYTHING. Mullen is simply a car dealership.
The K50 EV is manufactured in China by Cdantu a subsidiary of CH-Auto. Qiantu/CH have a production facility in China. There will be no Mullen "production" of EV vehicles in Washington or anywhere else in the US. But, the SEC facilitated fraud doesn't end at protecting criminals and screwing whistleblowers: ME. Per my TCR attached, there is a well orchestrated eco system of fraud. Including "issuer/bag man funded research" that facilitates P&D. In fact, on 11/8/2018 the SEC brought a complaint against an entity I cited in 1 of my emails to the SEC: the record: known as SeeThroughEquity
https://www.sec.gov/litigation/complaints/2018/comp-pr2018-259.pdf
Seethruequity, LLC, Ajay Tandon, and Amit Tandon
THE DEFENDANTS 6. SeeThruEquity, LLC is a Delaware limited liability company that was co-founded in 2011 by brothers Ajay Tandon and Amit Tandon.
See Through Equity was engaged in a Pump and Dump promotion of NETE in April and August 2018 https://www.netelement.com/press-releases/release-content/1062906#.XwRXEOWSnIV
SeeThruEquity Issues Update on Net Element, Inc.
NEW YORK, NY / ACCESSWIRE / April 10, 2018 / SeeThruEquity, a leading independent equity research and corporate access firm focused on smallcap and microcap public companies, today announced that it has issued an update on Net Element, Inc. 0. The note is available here: NETE April 2018 Update Note. Net Element Inc. (NASDAQ: NETE, "Net Element") is a global financial
https://www.netelement.com/press-releases/release-content/10734671#.XwRXGuWSnIV
SeeThruEquity Issues Update on Net Element, Inc.
- Company: Net Element, Inc. (Nasdaq CM: NETE)
- Date of Update: August 6, 2018
- Issuing Firm: SeeThruEquity
- Type of Firm: Independent equity research and corporate access firm
- Focus: Smallcap and microcap public companies
- Source: ACCESSWIRE
- Location: New York, NY
- Note Availability: NETE August 2018 Update Note
- Website: www.netelement.com
So, the SEC SeeThroughEquity complaint acknowledges the fraud associated with NETE. Well orchestrated. This P&D campaign was part of the 2 fraud offerings : Esousa and Cobblestone: I alerted the SEC to. Who PAID for the SeeThrough P&D? Crede/Peizer/Esousa/Cobblestone?
The cherry on top of the SEC corrupt obstruction: NETE was still in business in 2020 to receive taxpayer Cares Act money.
A summary of the record.
Janey, Hoecker et al,
Please update my Net Element and AQR TCR's
Cheers!
Christopher J Dilorio
Whistleblower
Not just irony but a massive fraud on the
Judges Cave and Jones,
The SEC corruption goes well beyond just Handler/Jefferies/NITE. My research: I developed a template. I would search NITE top traded OTCM shells. From there: Derivatives. I have filed several separate but related TCR's based on that information. The SEC has brought several actions related to my 2013 Knight TCR with Berger: Hanover/Magna, JMJ,Keener, Hicks, Fife,UBSS, and FINRA's NITE Nov 2016 Rule 204 complaint. ALL my information. In addition: FINRA brought a complaint against Brown Brothers Harriman AFTER the SEC was in possession of my information for almost a year. That complaint IS also my information. New SEC NY Richard Best brought that FINRA complaint. ALL of the entities are un named. WHY? Per the complaint: BBH delivered 80%+ of the trades to executing BD's/MM's. NITE as the #1 trader in the space would most certainly have executed BBH trades converting worthless certs to real money. The BBH complaint also cites un named Swiss Banks and FFI's. As a result of exposing these frauds the SEC/FINRA no longer allow searches of OTCM share volume by Market Maker. Further, Cifu,Handler,the SEC have allowed the post VIRT/KCG: NITE to no longer disclose these share volumes in any SEC filings NOR SEC reviewed investor presentations. Has NITE exited this business? ABSOLUTELY not. It is and always has been the DRIVER of NITE trading profits. Virtually riskless albeit illegal. The investing public is intentionally misled as to the true, core business of NITE.
The August 1 2012 "glitch" proved my allegations that Knight was insolvent. Knight had to raise virtually the entire "glitch" loss despite claiming to have a "highly liquid balance sheet". The accounting fraud is a result of the illegal naked shorting. The SEC,Handler,Jefferies et al "glitch" and bailout wasn't JUST a cover up of a massive SEC failure to protect the investing public however. The 2012 "glitch" was the first of many cover ups so that this massive fraud on the public can continue. Per previous correspondence and the extensive record with the SEC: As with the "glitch" ALL participants KNEW exactly the NITE core business and accounting fraud at NITE in 2017 had not changed. As the record clearly shows: NITE was engaged in abusive naked shorting OTCM (and other) money laundering shells immediately prior to the VIRT/KCG merger closing. Many of the same players in the 2017 "glitch" as the 2012 "glitch". JPM,GS,JEF/Handler, and Jay Clayton Sull Crom colleague Jared Fishman. How did the VIRT/KCG merger get approved in the face of the overwhelming evidence I provided? The same way the 2013 Knight/Getco reverse merger got approved: SEC criminal obstruction.
In 2017 the SEC,Cifu,Handler wrote down 4 billion+ Naked short fails immediately prior to the VIRT/KCG deal closing. These fraud "assets" were sitting on the KCG balance sheet and used to calculate the grossly inflated tangible book value used in the KCG acquisition price. KCG was grossly insolvent. ALL participants and the SEC knew this. The primary beneficiary of this fraud: Handler/Jefferies.
In 1Q2020 I alerted the SEC that absolutely nothing had changed. NITE reported a receivable of 2.5 BILLION+. This was up 90% sequentially. HUGE red flags. No investigation. In 2Q2020 the receivable had fallen by just $100 mil from 1Q. Meaning: The 1Q receivable would have zeroed out within days of March 312020 as is required: settlement Then, the receivable at June 30 was within 100 mil of the March 31 balance. Inconceivable. The March 31receivable was NEVER zeroed out as is required by law. Further, the fails listed as "assets" are a fraud.
More accurately: liability. AND there is nothing in the receivable that can be converted into cash for company use. There are prior commitments: settlement. Combine this with the THIRD CFO in a year and you have the makings of ANOTHER "glitch"
As I've told the SEC: HFT holdings:seconds. No receivable there. DMM? KCG sold theirs in 2016. So that leaves the VIRT DMM. Even AFTER the massive 2Q2017 Cifu/Handler/SEC write down, the receivable is up more than 6X from the last VIRT stand alone 2Q2017. AGAIN the effects of the core NITE illegal activity.
So, what has changed since August 1 2012? Absolutely nothing. This is an ongoing, massive fraud perpetrated on the American people. Well orchestrated by the SEC,Handler/Jefferies,Sull Crom et al.
Did Clayton recuse himself from my Award denial? Did Clayton recuse himself from the VIRT/KCG approval? Did Clayton EVER disclose his Sull Crom NITE conflicts?
The answer can be found in the very carefully structured complaints against several entities in my 2013 and derivative TCR's: NONE of the activity in these SEC/FINFtA complaints takes place without a willing, executing BD/MM converting worthless certs into real money. Then trader in the space: NITE. Yet, you won't find NITE in ANY of these complaints. As far as the SEC is concerned: :"penny stock trading fairies". The corrupt, criminal SEC/Handler/Jefferies relationship explained.
I offer AGAIN to fly to SEC DC HQ or NY Office on my own dime to have the best and brightest at the SEC rip me apart and refute my extremely serious allegations 1 by 1. Bring the SDNY too. Better yet: RE forward my information to Handler,Cifu et al. I know they have already seen it from the SEC. I still have yet to be sued by ANYONE related to my information. The Opco Denial Award is also further evidence of SEC criminal obstruction. A gross mishandling of my information to both bring strategic complaints while protecting the criminal entity NITE. Ms Norberg has created some of the most extraordinary reasons for denying my award. The best so far: "SEC investigators never saw my information". An acknowledgement of SEC criminal Obstruction. It is the job of the OWB exclusively and explicitly to distribute whistleblower information within the SEC. A whistleblower has no way of knowing WHO at the SEC is working on a case. Further, despite my request for Norberg to produce the entirety of my extensive record with the SEC, she failed to do so.
What was the denial in Opco based on? The SEC, Clayton, Handler, Jefferies, NITE et al ongoing massive fraud on the public must continue. So it does.
Mr Kamensky must have my information.
This massive fraud on the public MUST end. ALL of it
Per the extensive record and my derivative TCR's: It isn't just NITE,Cifu,Handler,Jefferies et al the SEC is protecting. Is it Jane?
Regards,
Christopher J Dilorio
Whistleblower
Judge Jones, Judge Cave
Straight forward, irrefutable proof of SEC corrupt relationship with Handler Jefferies:
KCG was engaged in abusive naked shorting in months leading up to the SEC/Handler/Jefferies VIRT acquisition closing 7/31/2017
SEC/Handler/Jefferies KNEW the core business at KCG is and always has been abusive naked shorting OTCM and other shells to facilitate money laundering.
SEC/Handler/Jefferies knew KCG was insolvent in 2012 as well as 2017 as a direct result of this illegal activity Handler/Jefferies were the largest shareholder of KCG in 2017 when the SEC/Handler/Jefferies/Cifu orchestrated VIRT/KCG merger was consumated
$1.4 Billion Merger of KCG Holdings and Virtu Financial I Cleary Gottlieb
Cleary Gottlieb is representing Goldman, Sachs & Co., as financial advisor to KCG Holdings in its sale to Virtu Financial in an all-cash transaction valued at $1.4 billion.
SEC/Handler/Jefferies/Cifu used known fraud "assets" on the KCG balance sheet to determine the grossly inflated tangible book value calculation used to value the KCG acquisition price.
Immediately prior to the transaction closing on 7/31/2017 the SEC/Cifu wrote down more than $4 billion in leverage from the KCG balance sheet. INCLUDING fraud assets used to calculate the grossly inflated acquisition price of KCG.
SEC/Handler/Jefferies KNEW KCG was insolvent in 2012 AND July 2017
The SEC has known about the Knight/KCG/VIRT accounting fraud and securities fraud for years. I TOLD THEM. The SEC has engaged in a massive criminal obstruction scheme that is ongoing to protect NITE/VIRT.
As a direct result of this corrupt, criminal scheme the investing public is put at risk, NITE/VIRT is insolvent again/always, Handler/Jefferies benefit, my rights as a whistleblower have been egregiously abused, Kamensky's life is ruined.
The SEC/SDNY is making a mockery of your respective courts. Worse: the SEC and SDNY are committing a massive and well known FRAUD on your respective courts.
The true character of Handler/ Jefferies as well as the corrupt relationship the SEC has with Handler/Jefferies must be disclosed to Mr Kamensky. Any verdict without these disclosures is a known miscarriage of justice. https://www.lexology.com/library/detail.aspx?g=9e2b4e49-See2-48f6-b8c7-03d39d02b5ca
SEC ordered to produce Brady and Giglio materials due to joint investigation with U.S. Attorney's office - Lexology
A district court ordered the SEC to produce material solely in its possession to a defendant in a parallel criminal prosecution by the U.S. Attorney...
Mr Kamensky WILL have my information. Mr Kamensky WILL have justice. The SEC/Handler/Jefferies/Cifu corrupt criminal relationship and ongoing frauds on the public will be exposed and ENDED. Regards,
Christopher J Dilorio
Whistleblower
I look forward to speaking with you
Regards,
Chris
Judge Cave,
The criminal, corrupt relationship between the SEC/Handler/NITE goes further.
Doesn't it Mr Repetto?
For the Sell Siders on this e mail:
Please tell Judge Cave, The SEC/DoJ, Mr Kamensky's counsel the following:
how many red flags in NITE 3 CFO's in a year?
What you're modeling for NITE OTCM share volumes
WHY none of you question the once again ballooning balance sheet on earnings calls
The other questions below can be answered by Mr Repetto and Jefferies Mr Fannon Cheers!
Christopher J Dilorio
Whistleblower
Please see the new photos attached:
Mr Blostein's Eureka moment and Cifu admission that the NITE/VIRT revenue model is driven by the "retail participation" rate:
Cifu: "The retail segment of what we do is a SIGNIFICANT portion of our overall American equity segment..."
So, are institutions trading .0001 OTCM money laundering shells? Mr Blostein: what are you modeling for NITE/VIRT OTCM share volumes when you KNOW and Cifu admits the importance of these share volumes on the NITE/VIRT revenue model? Does ANY Sell side analyst model this NITE/VIRT OTCM share volumes driver? WHY doesn't Cifu disclose these share volumes in SEC filings? He used to. Knight/KCG used to as well. See photo. So why did he stop? Did NITE exit OTCM trading? ABSOLUTELY NOT. So the Goldman Analist Blostein KNOWS these share volumes drive revenue at NITE. Blostein doesn't disclose these volumes in his model. Fraud is also an OMISSION of material fact. Time to ask Cifu WHY he doesn't tell you to model OTCM share volumes fellas. This is WHY the SEC/Handler/Jefferies/VIRT/KCG acquisition took place. As Cifu admits: Retail:OTCM drives NITE/VIRT earnings.
Cheers!
Christopher J Dilorio
Whistleblower
Judge Nathan,
I applaud your reproof of the SONY.
Now, I urge you to look at the Dan Kamensky case. I have never met Kamensky. When I saw the joint SEC/SDNY complaint I became physically ill. I am an SEC whistleblower. The SEC/SDNY have actively and continuously obstructed a thorough investigation of my extremely serious allegations. In favor of Rich Handler/Jefferies. The IB in the Kamensky case. Based on my experience with the SEC/SDNY I believe they both are withholding exculpatory evidence which impeaches the credibility of the SEC/SDNY/Handler/Jefferies. A corrupt relationship exists between the SEC/SDNY and Handler/Jefferies. In addition to others in my claims. I have contacted Judge Cave as well as Kamensky counsel. Disclosure of this corrupt relationship puts the Neiman Marcus "sting" in a whole different context. The motives of which should be investigated.
Respectfully,
Christopher J Dilorio
Whistleblower
From: Chris Dilorio
Sent: Wednesday, October 14, 2020 9:00 AM
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
The corrupt, criminal relationship with Handler/Jefferies as I have stated is NOT the only corrupt,criminal relationship the SEC/SDNY have with members of their respective "do not investigate lists". AQR, Blackstone as well as Jay Clayton good fried Glenn Hutchins. Hutchins also worked at Blackstone with Schwarzman prior to founding Silver Lake. Hutchins bought SunGard. Then sold it to FIS. This transaction was the basis of the formation of North Island with former NASDAQ CEO Greifeld. North Island is a top shareholder of the criminal enterprise NITE/VIRT. More context: Greifeld was a Director UK/NJ company called Automated Securities Clearance Ltd
https://find-and-update.company-information.service.gov.uk/company/03385409/officers
AUTOMATED SECURITIES CLEARANCE (EUROPE) LIMITED - Officers (free information from Companies House)
AUTOMATED SECURITIES CLEARANCE (EUROPE) LIMITED - Free company information from Companies House including registered office address, filing history, accounts, annual return, officers, charges, business activity
find-and-update.company-information.service.gov.uk
Sold to SunGard. Greifeld then became CEO at SunGard. He wasn't at SunGard very long. Then made the jump to CEO of NASDAQ. Curious to say the least. Shortly after becoming NASDAQ CEO, NASDAQ bought the BRUT ECN from SunGard. Self dealing? MUCH WORSE
http://ir.nasdaq.com/static-files/6b1ca278-75f0-4259-9372-5b3351126a8b
ir.nasdaq.com 121 e 2h" '21 e < 16 $ 8; 1< 76 =23 $ 54; 2 ((1-&22 ir.nasdaq.com
As you can see, current NASDAQ CEO Adena Friedman signed off on this transaction. SunGard was then sold to FIS. AFTER it had developed a very interesting product converting Russian Rubles to dollars in real time.
a Otkritie Capital taps SunGard for automated
Ruble conversion
Otkritie Capital (Otkritie), one of the leading financial services providers in Russia, has selected SunGard to help launch a new direct market access (DMA) service allowing for automatic real ...
I'll say that again: FROM Russian rubles TO dollars in real time. Providing DMA to WHICH markets????
So, the marriage of Blackstone Alum Hutchins and Greifeld to form N Island and become a top investor in the criminal enterprise NITE was a natural fit. Money laundering on a MASSIVE scale. Algos and OTCM shells are very complimentary money laundering vehicles. Not to mention: Russian Mirror trades: RU ADR's trade OTCM Pinks as well. The KCG 1Q2014 astronomical increase in OTCM volumes. Expunged from SEC reviewed filings. Attached on previous emails as part of the OWB record. NASDAQ is also the repository of the vast AQR blank check money laundering shells. FULLY SEC reporting for credibility. As with many OTCM shells. The only real difference between a NASDAQ/AQR blank check shell and an OTCM shell is the amount of money being laundered. Clayton should have been investigated and barred from SEC business pending a full and thorough investigation. So, that precludes the corrupt SEC IG Hoecker from any involvement.
Cheers!
Christopher J Dilorio
Whistleblower
Greetings Judge Caproni,
I hope your colleagues as well as Mr Kim's colleagues have forwarded my information to you. The criminal case against Mr Kamensky brought by Ms Strauss, Mr Tracer and Mr Cooper is a fraud on your courts. I have established beyond any shadow of a doubt that the Kamensky/SEC/SDNY actions are a complete fraud and well orchestrated set up by protected and known criminals including but not limited to Richard Handler/Jefferies. This corrupt, criminal relationship between the SEC and Handler/Jefferies goes WAY back and at the heart of my claims: a MASSIVE and ongoing fraud on the public actively facilitated by the SEC/Handler/Jefferies et al (see attached TCR). Unfortunately, Ms Strauss as well as Mr Kim's former boss at the SDNY Preet Bharara have also been in possession of my information for quite some time. Mr Kamensky must re assess his representation.. I am always available to discuss my information. Under oath preferably. This massive, ongoing, SEC/Handler et al fraud on the public must end. It has been my personal mission to see exactly that. This massive fraud also affects other cases currently before the SDNY Courts and ALSO well known to Ms Strauss/the SDNY
Regards,
Christopher J Dilorio
Whistleblower
Mr Kim,
Any representation that doesn't require the SEC to produce exculpatory evidence related to my allegations is malpractice.
https://casetext.com/case/united-states-v-martoma-3
https://casetext.com/case/united-states-v-gupta
United States v. Gupta, 848 F Supp. 2d 491 I Casetext Search + Citator
Read United States v. Gupta, 848 F. Supp. 2d 491, see flags on bad law, and search Casetext's comprehensive legal database
casetext.com
Cheers!
Christopher J Dilorio
Whistleblower
Greetings grossly corrupt SEC et al. Time for the "SEC criminal Obstruction/corruption" Friday edition.
The record Janey. Well, the SEC hasn't limited its massive fraud on JUST the SONY courts. Good to know. The DC Courts are also victim of this massive fraud as well.
The OpCo Complaint/Denial: My claims. Here AGAIN the SEC has done nothing to shut down a massive fraud on the public. Per my TCR: NITE/UBSS (aka "penny stock trading fairies) traded billions of shares and were also cited by me in extensive correspondence with FINRA and the OWB PRIOR to my March 2013 Berger TCR submission.
AppTech is very much up and running in November 2020 thanks to the grossly corrupt SEC and is again/still being used as a money laundering vehicle.
https://www.sec.gov/cgi-bin/browse-edgar?
company Apptech&match=&CIK=&filenum=&State=&Country=&SIC=&owner=exclude&Find=Find+Companies
&action=getcompany.
In October 2020, AppTech announced this YUGE deal with NEC Payments. WOW NEC and AppTech!?!? https://www.globenewswire.com/news-release/2020/10/05/2103341/0/en/AppTech-Announces-Digital- Banking-and-Payment-Technology-Partnership-with-NEC-Payments.html
AppTech Announces Digital Banking and
Payment Technology Partnership with NEC
Payments OTC Markets:APCX
GlobeNewswire is one of the world's largest newswire distribution networks, specializing in the delivery of corporate press releases financial disclosures and multimedia content to the media ...
Wrong NEC Payments bruh.
This NEC Payments (NECP) is an entity domiciled in the Kingdom of Bahrain
HUH?
ALL in SEC reviewed filings of course
https://www.sec.gov/Archives/edgar/data/1070050/000157570520000214/apcx_8k.htm
https://www.sec.gov/Archives/edgar/data/1070050/000157570520000214/ex10_2.htm
And, HOW do you suppose a Bahraini entity searched out and found little of Wyoming money laundering shell AppTech?
The New Bag man involved is Bahraini business man Ebrahim Daoud Nonoo
https://en.wikipedia.org/wiki/Ebrahim_Daoud_Nonoo
Ebrahim Daoud Nonoo - Wikipedia
Ebrahim Daoud Nonoo (Arabic: gigi 399ll, Hebrew: DAX 131] TIT, also known as Abraham David Nonoo) is a Bahraini businessman. He sat in the appointed upper house of the Bahraini Parliament's Shura Council, the only Jewish member of the Council. He is the current CEO of the Basma Company.. The
en.wikipedia.org
But alas, none of this illegal activity should have happened. See, the SEC OWB: McKessy/Norberg were in possession of my information when a fraud on the courts was being perpetrated by AppTech/Ottens (see my TCR)
https://www.leagle.com/decision/infdco20141103a26
This image is not a chart. It displays information about a legal case.
Key Information:
- Case Name: FARRIS v. D'ANGELO
- Case Number: C14-560 MJP
- Date: 20141103a26
- Source: Leagle.com
- Action: ORDER GRANTING DEFENDANTS MOTION TO DISMISS
- Presiding Judge: MARSHA J. PECHMAN, District Judge
In fact, AppTech should have been shut down immediately based on my information. However: NITE/UBSS (penny stock trading fairies) were in the process of trading their billions of worthless certs WHILE this case was pending. Questions for Judge Pechman: Did the SEC ever intervene in this case? per my extensive 2013 TCR: Assignments: No legitimate economic rationale for a creditor to assign a note/obligation to a third party when creditors can/do negotiate directly with creditors. Derivatives: further assignments to other third parties are simply a distribution mechanism. As the SEC has discovered using my information (Sason,JMJ, Crede, etc etc): not a legitimate note/obligation to begin with. FREE MONEY. Converted into worthless certs. Converted into real money by criminal Broker Dealers/MM's like NITE,UBSS etc. Who is Ms Farris anyway? Ottens girlfriend? Because assigning $25,000 worth of fraud notes for $10,000 happens all the time in the real world of legitimate financial transactions. Yes, as with ALL of my information: OVERWHELMINGLY and IRREFUTABLY accurate. AppTech is a money laundering shell. ACTIVELY facilitated and never shut down by a grossly corrupt and criminal SEC while screwing whistleblowers like me. This massive, SEC et al facilitated fraud is very much ONGOING.
Cheers!
Christopher J Dilorio
Whistleblower Extraordinaire
Mr Gensler: CONGRATULATIONS!
I'm happy my information helped in your decision to shitcan grossly corrupt POS Christian Sabella SEC.gov I David Saltiel Named SEC ActingDirector of Trading and Markets; Christian Sabella Departs the Agency
SEC.gov I David Saltiel Named SEC Acting Director of Trading and Markets; Christian Sabella Departs the Agency
David Saltiel Named SEC Acting Director of Trading and Markets; Christian Sabella Departs the Agency. FOR IMMEDIATE RELEASE 2021-92 Washington D.C., June 3, 2021 —
As Associate Director/Director of Trading and Markets including Clearance and Settlement, Mr Sabella was a key player in the criminal obstruction of a thorough investigation of my claims. Sabella has intimate knowledge of the massive fraud on the public: Obligation Warehouse/naked short fails, and the NITE fraud balance sheet. 4+ TRILLION shares of OTCM money laundering shells proved too great a task for even him to cover up. As well as the astonnishing admission by NITE CEO Cifu that his firm is grossly under reporting their illegal activity and his attempt to mislead the investing public . Sabella was mentored at the SEC by Brett Redfearn. Redfearn joined the SEC from JP Madoff I mean JP Morgan. JPM was also a KEY player in bailing NITE out TWICE: From "Rankled by Risk" to "Rankled no More": JPM provided $1.6 BILLION to help Cifu fund his acquisition of KCG only AFTER Cifu wrote down $4+ BILLION in naked short fails in 2Q 2017 right before the transaction closed. Fraud "assets" used to calculate the fraud $20 tangible book valuation used in the transaction where Jefferies/Handler were the largest KCG shareholder at the time.
Likewise: the timing of your decision to replace the ENTIRE PCAOB was also a step in the right direction and the result of my overwhelming and irrefutable correspondence SEC.gov I SEC Announces Removal of William D. Duhnke III from the Public Company Accounting Oversight Board; Duane M. DesParte to Serve as Acting Chair
SEC.gov I SEC Announces Removal of William D. Duhnke III from the Public Company Accounting Oversight Board; Duane M. DesParte to Serve as Acting Chair
The Securities and Exchange Commission today announced that it has removed William D. Duhnke III from the Public Company Accounting Oversight Board (PCAOB).
However, while you're doing that, let's take ANOTHER look at THIS: my extremely serious allegations. SDNY/NY Supreme Court Judges, NJ Judges: I'm afraid the SEC has once AGAIN played you for fools. As I wait patiently to be interviewed by SEC IG Hoecker as is MANDATORY, the SEC is ACTIVELY facilitating more massive fraud on the public. This string of numerous e mails with the above referenced subject matter: FINRA/SEC Oppenheimer AML: MY INFORMATION. Where I applied for and was corruptly denied an award by ANOTHER grossly corrupt SEC POS: Janey Norberg. The basis of my award application: I had extensive interactions with Robin Traxler: FINRA as well as McKessy and others in the SEC even prior to filing my 2013 TCR with Berger Montague concerning 2 NITE/UBS top traded money laundering shells: APCX and CGFIA. BOTH acknowledged in the FINRA complaint as money laundering shells. The SEC AML complaint was based on the FINRA complaint. While the SEC complaint stopped short of implicating both NITE and UBS. WHY? Because as I have consistently and repeatedly told the SEC: UBS was never in compliance with the terms of the cross border DPA when it dropped charges in 2010. The UBS was very much up and running into 2018 and further as my correspondence with the SEC irrefutably argues. The SEC used my information to bring the 2018 UBS AML action then again corruptly denied me an award. IRREFUTABLE. Likewise, my April 2016 meeting with IRS CI agents in Denver: My IRS TCR is based on my SEC TCR: FINCEN also used my information in the UBS AML complaint. For NITE: My information clearly shows engaged in illegal activity PRIOR to and after the 2012 "glitch" and bailout. The SEC has doubled down on their ONGOING and MASSIVE facilitated frauds ever since. 1Q2021 never should have happened. So, let's talk about the FINRA/SEC acknowledged money laundering shell APCX. Below: another version of my information.
IG Hoecker, the date of my correspondence: November 13, 2020. 6+ months ago.
Quite a bit has taken place since my November 13, 2020 e mail to Mr Hoecker and his grossly corrupt colleagues at the SEC et al
Recall: Apptech is now a Kingdom of Bahrain "fintech" play EDGAR Search Results (sec.gov)
Including an SEC approved offering
https://www.sec.gov/Archives/edgar/data/1070050/000157570521000053/apcx_s1.htm
EDGAR Filing Documents for 0001493152-21-008775 (sec.gov).
EDGAR Filing Documents for 0001493152-21-008775
AppTech Corp. (Subject) CIK: 0001070050 (see all company filings) IRS No.: 650847995 I State of Incorp.:CA Fiscal Year End: 1231 Type: SC 13D I Act: 34 I File No ...
Coinciding with this fraud offering: a well orchestrated pr campaign conducted by a key player in the corrupt, criminal, fraud eco system: paid pr consultants/issuer financed research. Let me make perfectly clear so EVERYONE understands EXACTLY what is happening REAL TIME as a direct result of the SEC/OWB/IG Hoecker criminal obstruction and corruption:
8+ years after submitting my Knight/UBS et al TCR AND my extensive correspondence with FINRA there is an ACTIVE e mail etc P&D pr campaign by a paid and known fraudster who the SEC brought before the SDNY Courts once already soliciting the public to purchase the worthless shares of an SEC/FINRA/FINCEN acknowledged money laundering shell PROMINENTLY cited in my TCR: APCX
The firm doing this fraud solicitation/PR campaign: Emerging Market Solutions LLc Profiles I Emerging Markets Consulting LIc. (emergingmarketsllc.com)
Profiles I Emerging Markets Consulting, LIc.
Emerging Markets Consulting is a syndicate of investor relations consultants representing years of experience. Our network consists of stock brokers, investment bankers, fund managers, and institutions that actively seek opportunities in the micro and small-cap equity markets.
This P&D firm is run by a James Painter well known to both the grossly corrupt SEC as well as........
The SDNY courts
Second Amended Complaint: Greenstone Holdings Inc.
MEMORANDUM OPINION AND ORDER: The Securities and Exchange Commission (SEC) brings this enforcement action under Section 5 of the Securities Act of 1933 and Section 10(b) of the Exchange Act of 1934 against attorney Virginia K. Sourlis. Both parties have moved for summary judgment on liability. At oral argument on November 16 2012 I granted the SECs motion for summary judgment for aiding and abetting a violation of Section 10(b) and denied both parties motions for summary judgment for a primary violation of Section 10(b). I reserved decision on the Section 5 claim. The parties dispute whether Sourliss actions rise to the level of participation necessary for a Section 5 violation. For the reasons that follow the SECs motion for summary judgment is granted and Sourliss motion is denied. SO ORDERED. (Signed by Judge Miriam Goldman Cedarbaum on 7/10/2013) (rsh) (justia.com)
Some things just never change. The SEC has AGAIN played the SDNY Courts for fools.
Some of the other Painter et al frauds:
FuelPositive, Fobi,Core One Labs, Lithium South, Kwesst MicroSystems, Relay Medical, One World
Pharma, Medivolve, BevCanna, Better Choice,xPhyto, Drone Delivery Canada, Airestech, Elys Game Tech, Logic
Inc,PV Nanocell Ltd,Winston Gold, etc etc.
Painter has offices in Florida, Alabama (??), and NY.
The NY office is 48 Wall St suite 1100: a virtual office just a few doors down from Trump/Sason/Magna: 40 Wall St
Virtual Office Address at 48 Wall Street New York City New York 10005 (davincivirtual.com)
Virtual Office Address at 48 Wall Street, New York City, New York 10005 - Virtual Offices & Virtual Office Rentals I Davinci Virtual
Call 1(888) 930-3335 Now to get a Virtual Office Address at the Forty Eight Wall Street in New York City, NY 10005. A prime virtual office solution.
Who else is located at the virtual office 48 Wall Street? Center Management: Jim Abate: Credit Suisse SAME ADDRESS as Painter/Emerging Markets About Centre (centreasset.com)
About Centre
Contact: James Abate, Managing Director 48 Wall Street, Suite 1100 New York, NY 10005-2903 (USA) (212) 918-4707; info@centreasset.com
A deeper dive into just 1 of the other Painter et al frauds: 4Less Group fka Rx Scripted Inc and MedCareers EDGAR Search Results (sec.gov)
The SEC reviewed, January 10K for MedCareers
https://www.sec.gov/Archives/edgar/data/1438901/000112178114000128/mci10k13114.htm
SEC.gov I HOME
Indicate by a check mark whether the Registrant is a large filer, an accredited filer, non-accredited filer, or a
smaller reporting company. See the definitions of "large accredited filer", "accredited filer" and "smaller
reporting company" in Rule 12b-2 of the Exchange Act. Large accredited filer ( ] Accredited filer [ ]
The auditor: The Hall Group The SEC is also very familiar with them P.C. d/b/a the Hall Group CPAs et al. (sec.gov)
UNITED STATES OF AMERICA SECURITIES EXCHANGE ACT OF 1934 - SEC.gov I HOME
3 B. OTHER RELEVANT ENTITIES 5. Thakkar CPA , is a Texas corporation formed to acquire certai n assets of David S. Hall, P.C. and provided auditing services for multiple public companies between
as is SOP: this was NOT enough to shut down this money laundering fraud shell. WHY? because there was a whole lot of P&D to do for known criminals cited in my extensive claims: like Union Capital
EDGAR Filing Documents for 0001078782-15-001550 (sec.gov).
Union Capital also in the NITE top traded shells Bravatek and Mass Hysteria
Also in MedCareers: Prolific Bag Man Curt Kramer: Asher/KBM/Vis Vires EDGAR Filing Documents for 0001144204-14-035331(sec.gov)
EDGAR Filing Documents for 0001144204-15-042799 (sec.gov).
Kramer has been involved in several money laundering shells in my TCR's. Including those before your Courts like NewLead Holdings and CodeSmart
His overlap with NITE top traded shells is not a coincidence
Fast forward to 2020: ANOTHER SEC APPROVED OFFERING:
https://www.sec.gov/Archives/edgar/data/1438901/000116169720000124/form_s-1.htm
listed on the Painter/ Emerging Markets site: attorney Frederick Lehrer
Frederick M. Lehrer - Attorney and Counselor at Law (securitiesattorneyl.com)
Frederick M. Lehrer - Attorney and Counselor at Law
Securities Law Services. Frederick M. Lehrer, P. A. offers unlimited corporate and securities law services, including all SEC and OTCMARKETS reports for a flat monthly cash fee.. Going Public Services
The 2020 SEC approved offering in what is now The 4Less Group was the selling shareholder from a "financing" called GC Investments
Glassbox Capital
Glassbox Capital
Glassbox Capital
We have developed a streamlined system to help borrowers obtain SBA acquisition loans for owner-operated businesses. Our system enables banks to underwrite and fund loans that they may not otherwise consider—given the processing efficiency that Glass Box is able to create.
GC/Glassbox is Steven Gribben Gribben was Chief Counsel at COR Clearing
The SEC knows Gribben/COR very well SEC.gov I Brokerage Firm to Exit Penny Stock Deposit Business and Pay Penalty for Repeatedly Failing to Report Suspicious Trading
SEC.gov I Brokerage Firm to Exit Penny Stock Deposit Business and Pay Penalty for Repeatedly Failing to Report Suspicious Trading
The Securities and Exchange Commission today announced settled charges against clearing firm COR Clearing LLC for failing to report suspicious sales of penny stock shares totaling millions of dollars.
So, SDNY et al Judges: WHY did the grossly corrupt SEC bring Painter to your courts only to keep him up and running in 2021? You have been played for fools AGAIN by the SEC
Cheers!
Chris