Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
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Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
Per my extensive SEC TCR's: Josh Sason/Emanuel/Abitebol/Hanover/Magna extensive overlap with NITE/VIRT (and AQR) money laundering shells.
The SEC Sason/Magna/NewLead Feb 2019 complaint: also my information https://www.sec.gov/litigation/complaints/2019/comp24403.pdf
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Marc P Berger SECURITIES AND EXCHANGE COMMISSION Brookfield Place 200 Vesey Street, Suite 400 New York, NY 10281-1022 SOUTHERN DISTRICT OF NEW YORK JOSHUA SASON, MARC MANUEL,
3 5. In addition, Pallas acted as an underwriter for a primary offering of NewLead stock, which NewLead attempted to disguise as an asset sale transaction.
https://www.sec.gov/Archives/edgar/data/1322587/000114420413065095/v361773_sc13g.htm
(i) Sole power to vote or to direct the vote . The information required by Item 4(c)(i) is set forth in Row 5 of the cover page for each Reporting Person hereto and is incorporated by reference for each such Reporting Person.
MG Partners Ltd: Abitebol
But not in the complaint: MAGNA GIBRALTAR INVESTMENTS LLC: also Abitebol
As with Opco/GIBRALTAR, who is the SEC protecting?
AND, per my extensive correspondence with the SEC re my TCR's: The SEC is ALSO grossly under estimating the criminal activity in NITE/Magna/NewLead
SEC: Criminals bailing out/actively facilitating criminals/criminal activity. soliciting/using whistleblower information in unethical/illegal manner to bring complaints/obstruct complaints/deny whistleblower rightful compensation.
Cheers!
Christopher J Dilorio
Whistleblower
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
Still more evidence of a well orchestrated scheme to cover up and obstruct a FULL SEC investigation into Opco/Gibraltar/NITE/UBSS trading activity in billions of shares of OTCM money laundering shells. The SEC used my information to bring AND obstruct complaints.
The 2 SEC Commissioners dissent in granting Oppenheimer waivers after this egregious activity
https://www.sec.gov/news/statement/dissenting-statement-oppenheimer-inc.html
SEC.gov I Dissenting Statement In the Matter of Oppenheimer & Co., Inc.
Dissenting Statement In the Matter of Oppenheimer & Co., Inc., by Commissioner Luis A. Aguilar and Commissioner Kara M. Stein, February 4, 2015
In fact, the SEC waivers came within days of their complaint. Here, these 2 Commissioners cite Oppenheimer trading "BILLIONS of shares of penny stocks". Clearly, they were not JUST referencing the SEC Gibraltar complaint. WHO was the SEC protecting with its complaint then waivers?
The smoking gun which I have provided to the SEC on several e mails:
Which came in an SEC reviewed CGFIA 10O
https://www.sec.gov/Archives/edgar/data/1344394/000135448814000425/cgfi_10q.htm
cgfi_10q.htm - SEC
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.
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pg 27
"Our stock is subject to a "Global Lock" imposed by the Depository Trust and Clearing Corporation (DTCC)" "On September 24, 2013, we were notified that the DTCC would be placing a 'Global Lock" on the Company's Class A stock as a result of actions by a third-party broker dealer. On November 11 2013, DTCC imposed the "Global Lock". Since less than 0.02% of the Company's Class A common stock shares were held within DTCC, Management chose to not undertake the expense of challenging the Global Lock. Nevertheless, shares that are held in street name (CEDE & CO), will not be able to be withdrawn from DTCC without further action." Of Course, I have hard copies if you prefer.
ex clearing: The illegal SEC/DTCC Obligation Warehouse.
This is CLEAR,IREEFUTABLE,INCONTROVETIBLE evidence of naked shorting by executing BD's in CGFIA. This activity took place per my Knight/UBSS TCR submitted to the SEC. So, WHY did the SEC obstruct an investigation into the ENTIRETY of the trading activity in the FINRA (and FINCEN) complaints? WHO were the executing BD's/MM's? WHO were the customers?
The veracity of my information is also irrefutable and incontrovertible.
Game. Set. Match. The SEC is a grossly corrupt, criminal enterprise facilitating illegal activity detailed by me so that this activity can continue. It does in 2020. The SEC solicits then uses Whistleblower information (MINE) to bring complaints AND obstruct other illegal activity while denying proper compensation to whistleblowers (ME). The SEC KNEW who the "third party BD" was in the CGFIA filing long before it filed its Opco complaint in 2015. It had my TCR in its possession in March 2013. So why did it take 5 years for the SEC to issue its preliminary denial? I would remind the SEC that this is very much an ONGOING conspiracy on the part of the SEC et al. IN FURTHERANCE OF THE CONSPIRACY
Cheers!
Christopher J Dilorio
Whistleblower
From: Chris Dilorio <
Sent: Wednesday, April 29, 2020 8:03 AM
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
The SMOKING GUN in my allegations:
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Naked shorting in CGFIA (My TCR/FINRA complaint) by "un named third party BD" in 2013. Well known to the SEC. This is why there was no investigation into the ENTIRETY of the FINRA trading activity. The SEC issued waivers to Opco within days of its AML complaint. WHO was the SEC protecting? WHO were the customers and executing BD's/MM's in the Opco complaint? ALSO well known to the SEC:
MY INFORMATION. 5 years to get a preliminary denial: statute of limitations. BUT the last overt act of this ongoing conspiracy has not yet occurred.
Chris
Almost immediately I filed a formal appeal to the SEC OWB fabricated denial of my award application. In this appeal I show irrefutable proof of my allegations: The SEC OWB used/ is using my information to both bring complaints AND obstruct complaints while denying me compensation. In short: My information exposes an ongoing, massive in scope, SEC facilitated fraud on the American people. Rather than shut it down, the SEC has chosen to cover up so that the illegal activity can continue. It does in 2020 Chris
As straightforward as it gets:
The SEC OWB dragged its feet for 5 years in issuing its preliminary denial notice. The SEC knows this is my information. The SEC committed fraud on the court in Gibraltar. The judge corrected them. The SEC was omitting information that implicated NITE, UBSS and customers like Sason/Hanover/Magna. The SEC was obstructing a thorough investigation of my claims. The naked shorting cited in the CGFIA 10O in 2013 PROVES my allegations. The SEC's "targeted investigation" stops short of a full accounting. The SEC Gibraltar complaint does NOT explain the totality of the Oppenheimer complaint. The SEC Gibralter complaint cites 1 OTCM shell and less than 1 million shares traded by Opco. 2 dissenting Opco waiver SEC Commissioners proved that also citing "BILLIONS" of shares in their dissent. The SEC/Opco AML complaint was based on the FINRA complaint and my information. The SEC OWB concocted a completely fabricated reason for denying my Award: "The SEC investigators involved never saw claimants information". The responsibility to distribute Whistleblower information within the SEC is the exclusive and explicit responsibility of the OWB. As a result, the massive fraud taking place continued well into 2020. The 1Q2020 10O proves this. The SEC IG Hoecker is guilty of violating specific IG requirements in keeping Congress informed of serious matters like mine. The SEC IG Hoecker has never interviewed me despite my filing 2 separate complaints with his office. The SEC IG Hoecker is guilty of criminal obstruction. SEC Chair Clayton and Co Enforcement Peikin worked at Sullivan Cromwell with Jared Fishman. Fishman has played a key role in the SEC facilitated criminal obstruction. Peikin and Clayton should have recused themselves from ANY pending NITE/VIRT matter before
Mr Roach,
The SEC is irrefutably using my information in unethical and illegal manner. My information is being used to BOTH Bring complaints AND obstruct/protect investigations into entities detailed in my various TCR's. Denying me rightful compensation. This is the latest example
Chris
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
Ms Norberg,
I am in receipt of the SEC OWB correspondence allowing me more time to respond to the preliminary denial of my award application for the Oppenheimer 2015 covered action. This e mail was the last 1 I sent to your office related to my appeal. It will serve as the basis of my appeal. Including the attachments of my 2013 TCR submitted with Berger Montague to the SEC. I will also forward correspondence from 2012 and following detailing my extensive correspondence with Robin Traxler at FINRA as well as Sean McKessy in the OWB. Even though, I have previously forwarded your office as well as the SEC IG office the exact same corroborating evidence. My response to you will be lengthy and detailed. However, given that it took your office FIVE YEARS to send me a preliminary denial notice, that is understandable and in fact a result of YOUR lengthy delay in notifying me. ALL of my response pertains to the denial appeal at hand.
In 2011, I filed my first Whistleblower complaint with the SEC. Detailing a massive fraud on the public directly implicating dozens of entities. The center of my claims: Knight/KCG/VIRT: collectively NITE and the Swiss banking giant UBS:UBSS. By far, NITE was and still is today the largest MM/executing BD in the OTCM space. I was shocked to find the Swiss banking Giant UBSS was trading many of the same stocks as NITE and to the extent they were. This came on the heels of the FINRA UBSS Reg SHO complaint where the extent of the UBSS activity "threatened to undermine the integrity of our markets" while the SEC analysis of this activity was simply a case of "sloppy record keeping". My experience as an Institutional Sales trader: executing multi million share equity trades for the largest institutions in the world like Fidelity and Putnam. In addition, as a Research Sales person: analyzing financial statements and making investment recommendations formed the basis of my expertise. In fact, the SEC OWB has paid out awards for information just like mine. In August of 2011, I informed the SEC that NITE was insolvent having reported just $105 mil in working capital at June 30, 2011. AND, for the resaons cited in my TCR detailing massive accounting fraud as a direct result of illegal naked shorting/self clearing/reverse splits/cusip changes etc. The SEC had a choice: investigate these extremely serious allegations and shut down this massive fraud on the public OR cover up their failure and allow this massive fraud on the public to continue. Unfortunately for the American public the SEC is mandated to protect, the SEC chose the latter. As a direct result, ALL of the activity detailed by me in this TCR and other TCR's filed with the SEC as well as 9 years of additional correspondence with the SEC, this is very much an ongoing, massive scheme. One that the SEC actively facilitates. Countless losses have been incurred as a result. NITE as I detailed is in a constant state of insolvency. The SEC has time and again intentionally misled the investing public that there is no abusive naked shorting. NITE is still in business TODAY.
The core business at NITE is and always has been: abusive naked shorting OTCM shells to facilitate money laundering. Not DMM, FCM, reverse mortgages, or even HFT. This illegal business is EXTREMELY profitable and virtually riskless. AND, both the SEC and FINRA know this. In 2016, FINRA brought a Rule 204 complaint against NITE. The fine was pathetic and not meant to be a deterrent. This is WHY the OTCM exists. But it's not JUST OTCM as my AQR TCR filed with the SEC clearly proves: NASDAQ Blank check shells as well. I have also filed separate TCR's related to NewLead and FreeSeas: 2 massive money laundering shells which began on NASDAQ,de listed to the OTCM. NONE of the activity detailed in the Opco/Gibraltar complaint takes place without a willing executing BD/MM who ultimately turns worthless certs into real money. That #1trader is NITE. As you read in my Knight TCR CGFIA is at the heart and, because it was based in Colorado, became a template of sorts for my extensive research. See Ms Norberg, unlike the SEC "investigators" on the Opco/Gibraltar complaint, I've actually seen first hand the CGFIA "world HQ" as well as the rented Littleton home of CGFIA CEO Guyer. I've done extensive research on Properties claimed to be owned and M&A transactions done for the sole purpose of cert printing and distribution (Aurelio AMNP) where the ultimate
small typos/corrections:
Mirror trade activity peaked in 1H2014 not 2H2014 and this coincides with OTCM astronomical share volume data in 1Q2014 and 2Q2014 that were expunged from KCG 10Q SEC filings. Not 2Q2014 and 3Q2014 SEC reviewed 10O's as I previously stated corrected below
Chris
Judges Cave and Jones,
The SEC corruption goes well beyond just Handler/Jefferies/NITE.
My research: I developed a template. I would search NITE top traded OTCM shells. From there: Derivatives. I
have filed several separate but related TCR's based on that information. The SEC has brought several actions related to my 2013 Knight TCR with Berger: Hanover/Magna, JMJ,Keener, Hicks, Fife,UBSS, and FINRA's NITE Nov 2016 Rule 204 complaint. ALL my information. In addition: FINRA brought a complaint against Brown Brothers Harriman AFTER the SEC was in possession of my information for almost a year. That complaint IS also my information. New SEC NY Richard Best brought that FINRA complaint. ALL of the entities are un named. WHY? Per the complaint: BBH delivered 80%+ of the trades to executing BD's/MM's. NITE as the #1trader in the space would most certainly have executed BBH trades converting worthless certs to real money. The BBH complaint also cites un named Swiss Banks and FFI's. As a result of exposing these frauds the SEC/FINRA no longer allow searches of OTCM share volume by Market Maker. Further, Cifu,Handler,the SEC have allowed the post VIRT/KCG: NITE to no longer disclose these share volumes in any SEC filings NOR SEC reviewed investor presentations. Has NITE exited this business? ABSOLUTELY not. It is and always has been the DRIVER of NITE trading profits. Virtually riskless albeit illegal. The investing public is intentionally misled as to the true, core business of NITE.
The August 1 2012 "glitch" proved my allegations that Knight was insolvent. Knight had to raise virtually the entire "glitch" loss despite claiming to have a "highly liquid balance sheet". The accounting fraud is a result of the illegal naked shorting. The SEC,Handler,Jefferies et al "glitch" and bailout wasn't JUST a cover up of a massive SEC failure to protect the investing public however. The 2012 "glitch" was the first of many cover ups so that this massive fraud on the public can continue. Per previous correspondence and the extensive record with the SEC: As with the "glitch" ALL participants KNEW exactly the NITE core business and accounting fraud at NITE in 2017 had not changed. As the record clearly shows: NITE was engaged in abusive naked shorting OTCM (and other) money laundering shells immediately prior to the VIRT/KCG merger closing. Many of the same players in the 2017 "glitch" as the 2012 "glitch". JPM,GS,JEF/Handler, and Jay Clayton Sull Crom colleague Jared Fishman.
How did the VIRT/KCG merger get approved in the face of the overwhelming evidence I provided? The same way the 2013 Knight/Getco reverse merger got approved: SEC criminal obstruction.
In 2017 the SEC,Cifu,Handler wrote down 4 billion+ Naked short fails immediately prior to the VIRT/KCG deal closing. These fraud "assets" were sitting on the KCG balance sheet and used to calculate the grossly inflated tangible book value used in the KCG acquisition price. KCG was grossly insolvent. ALL participants and the SEC knew this. The primary beneficiary of this fraud: Handler/Jefferies.
In 1Q2020 I alerted the SEC that absolutely nothing had changed. NITE reported a receivable of 2.5 BILLION+. This was up 90% sequentially. HUGE red flags. No investigation. In 2Q2020 the receivable had fallen by just $100 mil from lia. Meaning: The 1Q receivable would have zeroed out within days of March 312020 as is required: settlement Then, the receivable at June 30 was within 100 mil of the March 31 balance. Inconceivable. The March 31receivable was NEVER zeroed out as is required by law. Further, the fails listed as "assets" are a fraud. More accurately: liability. AND there is nothing in the receivable that can be converted into cash for company use. There are prior commitments: settlement. Combine this with the THIRD CFO in a year and you have the makings of ANOTHER "glitch"
As I've told the SEC: HFT holdings:seconds. No receivable there. DMM? KCG sold theirs in 2016. So that leaves the VIRT DMM. Even AFTER the massive 2Q2017 Cifu/Handler/SEC write down, the receivable is up more than 6X from the last VIRT stand alone 2Q2017. AGAIN the effects of the core NITE illegal activity.
So, what has changed since August 1 2012? Absolutely nothing. This is an ongoing, massive fraud perpetrated on the American people. Well orchestrated by the SEC,Handler/Jefferies,Sull Crom et al.
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Did Clayton recuse himself from my Award denial? Did Clayton recuse himself from the VIRT/KCG approval? Did Clayton EVER disclose his Sull Crom NITE conflicts?
The answer can be found in the very carefully structured complaints against several entities in my 2013 and derivative TCR's: NONE of the activity in these SEC/FINRA complaints takes place without a willing, executing BD/MM converting worthless certs into real money. The #1 trader in the space: NITE. Yet, you won't find NITE in ANY of these complaints. As far as the SEC is concerned: :"penny stock trading fairies". The corrupt, criminal SEC/Handler/Jefferies relationship explained.
I offer AGAIN to fly to SEC DC HQ or NY Office on my own dime to have the best and brightest at the SEC rip me apart and refute my extremely serious allegations 1 by 1. Bring the SDNY too. Better yet: RE forward my information to Handler,Cifu et al. I know they have already seen it from the SEC. I still have yet to be sued by ANYONE related to my information. The Opco Denial Award is also further evidence of SEC criminal obstruction.
A gross mishandling of my information to both bring strategic complaints while protecting the criminal entity NITE. Ms Norberg has created some of the most extraordinary reasons for denying my award. The best so far:
"SEC investigators never saw my information". An acknowledgement of SEC criminal Obstruction. It is the job of the OWB exclusively and explicitly to distribute whistleblower information within the SEC. A whistleblower has no way of knowing WHO at the SEC is working on a case. Further, despite my request for Norberg to produce the entirety of my extensive record with the SEC, she failed to do so.
What was the denial in Opco based on? The SEC, Clayton, Handler, Jefferies, NITE et al ongoing massive fraud on the public must continue. So it does.
Mr Kamensky must have my information.
This massive fraud on the public MUST end. ALL of it
Per the extensive record and my derivative TCR's: It isn't just NITE,Cifu,Handler,Jefferies et al the SEC is protecting. Is it Jane?
Regards,
Christopher J Dilorio
Whistleblower
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
Judge Jones, Judge Cave
Straight forward, irrefutable proof of SEC corrupt relationship with Handler Jefferies:
KCG was engaged in abusive naked shorting in months leading up to the SEC/Handler/Jefferies VIRT acquisition closing 7/31/2017
SEC/Handler/Jefferies KNEW the core business at KCG is and always has been abusive naked shorting OTCM and other shells to facilitate money laundering.
SEC/Handler/Jefferies knew KCG was insolvent in 2012 as well as 2017 as a direct result of this illegal activity Handler/Jefferies were the largest shareholder of KCG in 2017 when the SEC/Handler/Jefferies/Cifu orchestrated VIRT/KCG merger was consumated
$1.4 Billion Merger of KCG Holdings and Virtu Financial I Cleary Gottlieb
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Cleary Gottlieb is representing Goldman, Sachs & Co., as financial advisor to KCG Holdings in its sale to Virtu Financial in an all-cash transaction valued at $1.4 billion.
SEC/Handler/Jefferies/Cifu used known fraud "assets" on the KCG balance sheet to determine the grossly inflated tangible book value calculation used to value the KCG acquisition price.
Immediately prior to the transaction closing on 7/31/2017 the SEC/Cifu wrote down more than $4 billion in leverage from the KCG balance sheet. INCLUDING fraud assets used to calculate the grossly inflated acquisition price of KCG.
SEC/Handler/Jefferies KNEW KCG was insolvent in 2012 AND July 2017
The SEC has known about the Knight/KCG/VIRT accounting fraud and securities fraud for years. I TOLD THEM. The SEC has engaged in a massive criminal obstruction scheme that is ongoing to protect NITE/VIRT.
As a direct result of this corrupt, criminal scheme the investing public is put at risk, NITE/VIRT is insolvent again/always, Handler/Jefferies benefit, my rights as a whistleblower have been egregiously abused, Kamensky's life is ruined.
The SEC/SDNY is making a mockery of your respective courts. Worse: the SEC and SDNY are committing a massive and well known FRAUD on your respective courts.
The true character of Handler/ Jefferies as well as the corrupt relationship the SEC has with Handler/Jefferies must be disclosed to Mr Kamensky. Any verdict without these disclosures is a known miscarriage of justice. https://www.lexology.com/library/detailaspx?g=9e2b4e49-See2-48f6-b8c7-03d39d02b5ca
The image displays a news snippet about the SEC being ordered to produce Brady and Giglio materials.
Key Information:
- Entity: SEC (Securities and Exchange Commission)
- Action: Ordered to produce Brady and Giglio materials.
- Reason: Due to a joint investigation with the U.S. Attorney's office.
- Context: A district court ruling for a defendant in a parallel criminal prosecution.
- Source: Lexology (www.lexology.com)
Mr Kamensky WILL have my information. Mr Kamensky WILL have justice. The SEC/Handler/Jefferies/Cifu corrupt criminal relationship and ongoing frauds on the public will be exposed and ENDED. Regards,
Christopher J Dilorio
Whistleblower
I look forward to speaking with you
Regards,
Chris
Judge Nathan,
I applaud your reproof of the SDNY.
Now, I urge you to look at the Dan Kamensky case. I have never met Kamensky. When I saw the joint SEC/SDNY complaint I became physically ill. I am an SEC whistleblower. The SEC/SDNY have actively and continuously obstructed a thorough investigation of my extremely serious allegations. In favor of Rich Handler/Jefferies. The IB in the Kamensky case. Based on my experience with the SEC/SDNY I believe they both are withholding exculpatory evidence which impeaches the credibility of the SEC/SDNY/Handler/Jefferies. A corrupt relationship exists between the SEC/SDNY and Handler/Jefferies. In addition to others in my claims. I have contacted Judge Cave as well as Kamensky counsel. Disclosure of this corrupt relationship puts the Neiman Marcus "sting" in a whole different context. The motives of which should be investigated.
Respectfully,
Christopher J Dilorio
Whistleblower
The corrupt, criminal relationship with Handler/Jefferies as I have stated is NOT the only corrupt,criminal relationship the SEC/SDNY have with members of their respective "do not investigate lists". AQR, Blackstone as well as Jay Clayton good fried Glenn Hutchins. Hutchins also worked at Blackstone with Schwarzman prior to founding Silver Lake. Hutchins bought SunGard. Then sold it to FIS. This transaction was the basis of the formation of North Island with former NASDAQ CEO Greifeld. North Island is a top shareholder of the criminal enterprise NITE/VIRT. More context: Greifeld was a Director UK/NJ company called Automated Securities Clearance Ltd
https://find-and-update.company-information.service.gov.uk/company/03385409/officers
AUTOMATED SECURITIES CLEARANCE (EUROPE) LIMITED - Officers (free information from Companies House)
AUTOMATED SECURITIES CLEARANCE (EUROPE) LIMITED - Free company information from Companies House including registered office address, filing history, accounts, annual return, officers, charges, business activity
find-and-update.company-information.service.gov.uk
Sold to SunGard. Greifeld then became CEO at SunGard. He wasn't at SunGard very long. Then made the jump to CEO of NASDAQ. Curious to say the least. Shortly after becoming NASDAQ CEO, NASDAQ bought the BRUT ECN from SunGard. Self dealing? MUCH WORSE
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http://ir.nasdaq.com/static-files/6b1ca278-75f0-4259-9372-5b3351126a8b
ir.nasdaq.com
121 e 2 h 21 e < 16 $ 8; 1< 76 =23 $ 54-2 ((1-&22
ir.nasdaq.com
As you can see, current NASDAQ CEO Adena Friedman signed off on this transaction.
SunGard was then sold to FIS. AFTER it had developed a very interesting product converting Russian Rubles to dollars in real time.
- Entity: Otkritie Capital
- Action: Taps SunGard
- Purpose: Automated Ruble conversion
- Service: New direct market access (DMA) service
- Provider: Otkritie Capital (Otkritie), a financial services provider in Russia.
I'll say that again: FROM Russian rubles TO dollars in real time. Providing DMA to WHICH markets????
So, the marriage of Blackstone Alum Hutchins and Greifeld to form N Island and become a top investor in the criminal enterprise NITE was a natural fit. Money laundering on a MASSIVE scale. Algos and OTCM shells are very complimentary money laundering vehicles. Not to mention: Russian Mirror trades: RU ADR's trade OTCM Pinks as well. The KCG 1Q2014 astronomical increase in OTCM volumes. Expunged from SEC reviewed filings. Attached on previous emails as part of the OWB record. NASDAQ is also the repository of the vast AQR blank check money laundering shells. FULLY SEC reporting for credibility. As with many OTCM shells. The only real difference between a NASDAQ/AQR blank check shell and an OTCM shell is the amount of money being laundered. Clayton should have been investigated and barred from SEC business pending a full and thorough investigation. So, that precludes the corrupt SEC IG Hoecker from any involvement.
Cheers!
Christopher J Dilorio
Whistleblower
Greetings Judge Caproni,
I hope your colleagues as well as Mr Kim's colleagues have forwarded my information to you. The criminal case against Mr Kamensky brought by Ms Strauss, Mr Tracer and Mr Cooper is a fraud on your courts. I have established beyond any shadow of a doubt that the Kamensky/SEC/SDNY actions are a complete fraud and well orchestrated set up by protected and known criminals including but not limited to Richard Handler/Jefferies. This corrupt, criminal relationship between the SEC and Handler/Jefferies goes WAY back and at the heart of my claims: a MASSIVE and ongoing fraud on the public actively facilitated by the SEC/Handler/Jefferies et al (see attached TCR). Unfortunately, Ms Strauss as well as Mr Kim's former boss at the SDNY Preet Bharara have also been in possession of my information for quite some time. Mr Kamensky must re assess his representation.. I am always available to discuss my information. Under oath preferably. This massive, ongoing, SEC/Handler et al fraud on the public must end. It has been my personal mission to see exactly that. This massive fraud also affects other cases currently before the SDNY Courts and ALSO well known to Ms Strauss/the SDNY
Regards,
Christopher J Dilorio
Whistleblower
Mr Kim,
Any representation that doesn't require the SEC to produce exculpatory evidence related to my allegations is malpractice.
https://casetext.com/case/united-states-v-martoma-3
https://casetext.com/case/united-states-v-gupta
United States v. Gupta, 848 F Supp. 2d 491 I Casetext Search + Citator
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Read United States v. Gupta, 848 E Supp. 2d 491, see flags on bad law, and search Casetext's comprehensive legal database
casetext.com
Cheers!
Christopher J Dilorio
Whistleblower
Greetings grossly corrupt SEC et al. Time for the "SEC criminal Obstruction/corruption" Friday edition.
The record Janey. Well, the SEC hasn't limited its massive fraud on JUST the SONY courts. Good to know. The DC Courts are also victim of this massive fraud as well.
The OpCo Complaint/Denial: My claims. Here AGAIN the SEC has done nothing to shut down a massive fraud on the public. Per my TCR: NITE/UBSS (aka "penny stock trading fairies) traded billions of shares and were also cited by me in extensive correspondence with FINRA and the OWB PRIOR to my March 2013 Berger TCR submission.
AppTech is very much up and running in November 2020 thanks to the grossly corrupt SEC and is again/still being used as a money laundering vehicle.
https://www.sec.gov/cgi-bin/browse-edgar?
company=Apptech&match=&CIK=&filenum=&State=&Country=&SIC=&owner=exclude&Find=Find+Companies
&action=getcompany.
In October 2020, AppTech announced this YUGE deal with NEC Payments. WOW NEC and AppTech!?!? https://www.globenewswire.com/news-release/2020/10/05/2103341/0/en/AppTech-Announces-Digital- Banking-and-Payment-Technology-Partnership-with-NEC-Payments.html
AppTech Announces Digital Banking and Payment Technology Partnership with NEC Payments OTC Markets:APCX
GlobeNewswire is one of the world's largest newswire distribution networks, specializing in the delivery of corporate press releases financial disclosures and multimedia content to the media ...
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Wrong NEC Payments bruh. This NEC Payments (NECP) is an entity domiciled in the Kingdom of Bahrain HUH? ALL in SEC reviewed filings of course
https://www.sec.gov/Archives/edgar/data/1070050/000157570520000214/apcx_8k.htm
https://www.sec.gov/Archives/edgar/data/1070050/000157570520000214/ex10_2.htm
And, HOW do you suppose a Bahraini entity searched out and found little of Wyoming money laundering shell AppTech?
The New Bag man involved is Bahraini business man Ebrahim Daoud Nonoo
https://en.wikipedia.org/wiki/Ebrahim_Daoud_Nonoo
The image is a placeholder for an image, indicating that an image is missing.
Ebrahim Daoud Nonoo - Wikipedia
Ebrahim Daoud Nonoo (Arabic: 99! Hebrew: Dx 11] TIT, also known as Abraham David Nonoo) is a Bahraini businessman. He sat in the appointed upper house of the Bahraini Parliament's Shura Council, the only Jewish member of the Council. He is the current CEO of the Basma Company.. The
en.wikipedia.org
But alas, none of this illegal activity should have happened. See, the SEC OWB: McKessy/Norberg were in possession of my information when a fraud on the courts was being perpetrated by AppTech/Ottens (see my TCR)
https://www.leagle.com/decision/infdco20141103a26
FARRIS v. D'ANGELO | Case No. C14-560 MJP. | 20141103a26 | Leagle.com
ORDER GRANTING DEFENDANTS MOTION TO DISMISS MARSHA J. PECHMAN District Judge. THIS MATTER comes before the Court on Defendant...20141103a26
EFTA00067713
In fact, AppTech should have been shut down immediately based on my information. However: NITE/UBSS (penny stock trading fairies) were in the process of trading their billions of worthless certs WHILE this case was pending. Questions for Judge Pechman: Did the SEC ever intervene in this case? per my extensive 2013 TCR: Assignments: No legitimate economic rationale for a creditor to assign a note/obligation to a third party when creditors can/do negotiate directly with creditors. Derivatives: further assignments to other third parties are simply a distribution mechanism. As the SEC has discovered using my information (Sason,JMJ, Crede, etc etc): not a legitimate note/obligation to begin with. FREE MONEY. Converted into worthless certs. Converted into real money by criminal Broker Dealers/MM's like NITE,UBSS etc. Who is Ms Farris anyway? Ottens girlfriend? Because assigning $25,000 worth of fraud notes for $10,000 happens all the time in the real world of legitimate financial transactions. Yes, as with ALL of my information: OVERWHELMINGLY and IRREFUTABLY accurate. AppTech is a money laundering shell. ACTIVELY facilitated and never shut down by a grossly corrupt and criminal SEC while screwing whistleblowers like me. This massive, SEC et al facilitated fraud is very much ONGOING.
Cheers!
Christopher J Dilorio
Whistleblower Extraordinaire
PS: I'm sure everyone on this email is acutely aware of the BLATANT and EGREGIOUS SEC facilitated trading activity in ANOTHER "payment processor": AQR/Oleg Firer WireCard etc now Bankrupt Coda/China Qiantu EV massive SEC/Clayton/Sull Crom fraud known as Net Element :NETE
Massive volume. No PUBLISHED PR's. No SEC filings. Just up 20% in 2 days.
What do you expect from an SEC Chair who compares compliance with US Securities Laws as "good hygiene"?
Attachments: KCG_Appendix_3-20_13_penultimate.docx; KCG_TCR_3-20-13-penultimate_draft.pdf; KCG_TCR 3-20-13-penultimate_draft.docx; KCG_Appendix_3-20_13_penultimate.pdf; Cifu.jpg; Blostein.jpg; KCGMarch2017.jpg
Worthy of a follow up for sure:
Prolific Bag Man Curt Kramer
2013 SEC complaint against Kramer: SEC corrupt POS Paley et al
SEC.gov I Penny Stock Financier Agrees to Pay $1.4 Million to Settle SEC Charges
SEC.gov I Penny Stock Financier Agrees to Pay $1.4 Million to Settle SEC Charges
The Securities and Exchange Commission today charged a New York-based penny stock financier and his firms with violating the federal securities laws when they purchased billions of shares in a pair of microcap companies and failed to register them before they were re-sold to investors for sizeable profits.
1 money laundering shell: Laidlaw: 30+ tranches: money laundering. No mention of AML. accomplished EXACTLY what Paley et al wanted it to: Absolutely nothing
3 years later: ANOTHER Kramer complaint: Hope Capital: 3 Money laundering shells: Curt Kramer and Hope Capital Inc. (sec.gov)
UNITED STATES OF AMERICA Before the SECURITIES ACT OF 193 3
2 III. On the basis of this Order and Respondents 11 Offer, the Commission finds 1 that: 1. Curt Kramer , age 42, is a resident of Glen Head, New York.
what took place between these 2 complaints: fraud the likes of which would make any criminal proud. Including the activity in my multiple TCR's
HUNDREDS of money laundering shells:
Asher
EDGAR Search Results (sec.gov)
EFTA00067703
KBM
EDGAR Search Results (sec.gov)
Vis Vires
EDGAR Search Results (sec.gov)
Conspicuously absent from the SEC Jaclin/Honig et al list of money laundering shells: WES Consulting/Liberator: PPP money: Repo Virus/Coronavirus etc etc EDGAR Filing Documents for 0001144204-09-054957 (sec.gov)
Jaclin/Georgia: Dick Best now SEC NY
Unassociated Document (sec.gov)
Wait! There's MORE!!!! In 2018, Kramer did a "financing" in ANOTHER money laundering shell called Liberty Star Uranium and Metals
EDGAR Search Results (sec.gov)
through a newly created entity called Power Up Lending Group
https://www.sec.gov/Archives/edgar/data/1172178/000149315218008239/ex10-2.htm
That's 2018 Mr Paley. 5 years after your Laidlaw/Mazuma complaint and 2 years after the SEC Hope Capital complaint. With MILLIONS laundered by Kramer/Asher/KBM/Vis Vires: my information in between. AGAIN: Kramer overlap with NITE top traded stocks not a coincidence. The SEC criminal obstruction/corruption playbook:
Mr Paley is Director of the SEC Microcap Fraud Task Force and has been receiving my information for several years: The record. Also, Andy Calamari SEC NY Director was a regular on my correspondence: ALSO the record. Paley/Calamari brought this action in 2015
SEC.gov I SEC Charges 34 Defendants in Microcap Market Manipulation Schemes
SEC.gov I SEC Charges 34 Defendants in Microcap Market Manipulation Schemes
SEC Charges 34 Defendants in Microcap Market Manipulation Schemes. FOR IMMEDIATE RELEASE 2015- 146 Washington D.C., July 14, 2015 —
A victory lap for the SEC for 2 (TWO) money laundering shells:
Calamari: "This case demonstrates the Commissions resolve to relentlessly pursue the villains behind these microcap fraud schemes wherever in the world they may be hiding."
Paley: "This case presents an excellent example of the capacity the Microcap Fraud Task Force has developed to pierce the layers of sham entities and nominee accounts that predators employ to harm investors and evade detection by law enforcement."
EFTA00067704
Again: just 2 (TWO) money laundering shells in the complaint. Add just 1( ONE) In Paleys 2013 Kramer/Mazuma: Laidlaw. And 3 (THREE) 5 years after in the Kramer/Hope Capital. The grossly corrupt SEC is on a ROLL! 7 (SEVEN) TOTAL money laundering shells in 3 (THREE) separate actions. WOW!!!! The Microcap Fraud Task Force/Paley/Calamari et al took a few years off in their fraud fighting crusade and ignored more than a hundred Kramer money laundering shells: Asher/KBM/Vis Vires from 2013-2018 including a few in my TCR's. HOW is this remotely plausible??? Because as Calamari knew and Paley KNOWS: It's NOT the penny stock trading fairies facilitating all of this illegal activity. It's willing, executing BD's/MM's NITE, UBS, CDEL,CS etc etc etc. Ms Pasquinelli: I see where you posted ANOTHER very incomplete (intentionally) action to the OWB site eligible for award: after 5 years Norberg's side kick Pasquinelli got around to posting the Jaclin shell factory complaint. Naming 9 (NINE) money laundering shells when the SEC knows there are MANY MORE. Like the New (NETE)/JMJ/Keener(my info)/ Farkas money laundering shell Blink Charging FKA the Jaclin shell New Image Concepts.
Imran Husain et al. (Release No. LR-23537• May 12 2016) (sec.gov)
based on the SEC: Micro Cap Fraud Task Force: Paley et al record for omitting fraud money laundering shells, there will never be an end to this massive fraud on the public. Hey, maybe that's the plan afterall. Given the 4+ TRILLION shares of these OTCM money laundering shells traded in 1Q2021, the SEC: Paley et al are doing EXACTLY what the criminals want them to do. Token actions while the illegal activity continues at levels not even dreamed of just 1 year ago. The grossly corrupt SEC is bought and paid for by criminals to facilitate multiple, ongoing, massive frauds on the public it is mandated to protect while screwing the whistleblower who caught them: ME
ps
here's the felon Painter compensation for pumping the SEC/FINRA acknowledged money laundering shell AppTech: ANOTHER NITE top traded shell with UBS: my information Emerging Markets Report: A Bright Future for Fintech and (globenewswire.com)
250,000 restricted shares and $95,000 cash. Of course the Felon Painter accepts crypto.
Cheers!
Christopher J Dilorio
Whistleblower Extraordinaire