ECM carve out to KCP client [C]

i shoul d be in the equity syndicate program

hi, we should get him involved, thx

Paul Morris
Managing Director
Deutsche Bank Private Bank
345 Park Avenue, 27th Floor
New York, NY 10154
Office:
Cell:

great! Caroline, let's discuss

Yes. What has he done w us to date since we opened account TZ?

Caroline V. Kitidis
Managing Director | Head of Key Client Partners & Wealth Investment Coverage

• Americas
  Deutsche Bank Securities Inc.
  Deutsche Asset & Wealth Management
  345 Park Avenue, 26th Floor
  New York, NY 10154-0004
  Tel. ██████████
  Fax. ██████████
  Mobile ██████████
  Email ████████████████

189mm AUM (more coming)
total commission just —$11k thus far
short yen via zero cost triple one touch (OTC)
long AAL via in-the-money risk reversal (listed)
long DX3 (listed)
long AAPL (listed)
working on:
fully funded basket of japanese eq, quantoed (2-3mm notional)
have interest in a european hedge, but we have to get the accounts onboarded
in eq derivatives (as discussed) waiting for FOMC decision before next FX trade (he's bullish euro, does not like latam)

Speak to josh about this Tazia and see what we can do.

Caroline V. Kitidis Managing Director I Head of Key Client Partners & Wealth Investment Coverage - Americas Deutsche Bank Securities Inc. Deutsche Asset & Wealth Management 345 Park Avenue, 26th Floor

New York, NY 10154-0004
Tel.
Fax.
Mobile
Email

Hi Josh - Let's circle up on this on Monday and strategize the best solution. Let me know when works for you...

Thanks!
Tazia

Greetings, Caroline, Chip, Haig. Tazia and I discussed this case this morning. The proposal from Tazia is that Mr. Epstein would indicate for certain deals, and that he be allocated shares on these transactions from the "KCP allocation". You can see the history below. As this is the first such case, it is proposed that Mr. Epstein be allocated 50bps of the shares allocated to Wealth Management for the deals in which he participates? Do you agree, and will you kindly respond so that Mike Iaquinta and the rest of us are aware of this arrangement?

Please also let us know if you have questions or concerns. Best regards, --Josh

Joshua Shoshan
Director
Markets Coverage Group

Deutsche Bank Securities Inc.
Private Wealth Management - Americas
Private Client Services
345 Park Ave, 26th Floor
New York, NY 10154

Office
Cell
E-Fax