RE: 2018 Periodic Review of acct Prytanee, LLC (GCIS#550868) under SOUTHERN FINANCIAL RELATIONSHIP
Good Morning Stewart,
This relates to periodic review of above high risked account due for remediation on revised date — 6/30/2018.
Using docs extracting from DBForce, I have completed the attached checklist for this entity and identified the following main RP’s on this account –
Acct Holder
EFTA01413864
Prytanee, LLC
Member (with ownership interests) ------------------------
Southern Trust Company, Inc (50%)
Member (with ownership interests) ------------------------
The Pierre Trust (50%)
Managing Member
------------------------------------------------ Etienne Binant
Sole Shareholder & Board of Director in Southern Trust Company Inc --
Jeffrey E. Epstein
Board of Director in Southern Trust Company Inc -------------------
Darren K. Indyke
Board of Director in Southern Trust Company Inc -------------------
Richard Kahn
Grantor, Trustee & UBO in The Pierre Trust ------------------------
Caroline Sophie Camille Lang
The Corporate resolution of this account lists Jeffrey Epstein, Darren Indyke, Etienne Binant & Caroline Lang as authorized signatories on this account.
Kindly advise in case the above RP list is missing anyone or kindly confirm if there are any material changes to this account?
I can confirm that the ID docs for Darren Indyke, Richard Kahn & Caroline Lang have expired & updated id's are required only if there are any material changes in this account.
Please note that I was unable to extract the SoS for Prytanee from the US Virgin Islands registry website - Department of Licensing and Consumer Affairs on website http://dlca.vi.gov/ . The search attempts reflected "No Records Found" for Prytanee, LLC. Requesting you to advise on this, please? I was able to extract the SoS for Southern Trust Company Inc from this website.
EFTA01413865
I will launch KYC case upon confirmation of the above. Looking forward to your feedback, thanks.
Kind Regards,
Vijay Sawant
KYC Case Representative
Deutsche CIB Centre Private Limited - Deutsche Bank Group
Wealth Management
Bl, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway
Goregaon East, Mumbai - 400063 , India
Tel.
Mobile
EFTA01413866
Thanks. We've taken Epstein through high risk review on a regular basis, so there shouldn't be new news there. Will review the other one Monday when I'm back unless we have a simpler way to clear it. Thanks.
Stewart Oldfield, CFA, CAIA
Director
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
345 Park Avenue, New York, NY 10154
Tel.
Mobile
EFTA01413862
Securities offered through Deutsche Bank Securities Inc.
Hi Stewart,
Thank you for the below confirmation. I have now received updated AML approvals for RDC/Fircosoft alerts which are attached to this case (#01946825) along with the historical clearances. However clearance for Fircosoft alert on Caroline Lang is still pending at this stage from the AML team. I will advise when received.
Regarding Etienne Binant, the Panama hit screenshot is attached to this case and section D on negative media updated accordingly. So nothing further required here.
Finally please note we require Fincen CDD form to be filled for this account, attached blank form for your convenience. Kindly forward signed copy of this form, when available, so we have everything we need for this account, thanks.
Kind Regards,
Vijay Sawant
KYC Case Representative Deutsche CIB Centre Private Limited - Deutsche Bank Group
EFTA01413861
Wealth Management
B1, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway
Goregaon East, Mumbai - 400063 , India
Tel. +████████████
Mobile ████████████
█████████████████
Hi Stewart,
I have now attached the last of the AML clearances, on Caroline Lang, to this case#01946825.
Now the only pending item for this case is the signed CDD form.
I am assigning this case to you for your review. Request you to kindly attach the CDD form to the case, when available, and then forward to the AML team for final approval.
Let me know if you need anything, thanks.
Kind Regards,
Vijay Sawant
KYC Case Representative
Deutsche CIB Centre Private Limited Deutsche Bank Group
Wealth Management
Bl, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway
Goregaon East, Mumbai - 400063 , India
Tel.
Mobile
EFTA01413860