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Homechevron_right Emailchevron_right Re: Rothschild [C]
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Re: Rothschild [C]

11 messages picture_as_pdf Source PDF
R
Richard Kahn May 22, 2017 10:59 AM
To
Tazia Smith
Cc
Stewart Oldfield

can you please provide bid ask as per email below thank you

Richard Kahn
HBRK Associates Inc.
575 Lexington Avenue 4th Floor
New York, NY 10022
tel ████████████████████
fax ████████████████████
cell ███████████████████

EFTA01413429

R
Richard Kahn May 22, 2017 11:09 AM
To
Tazia Smith

thank you

Richard Kahn
HBRK Associates Inc.
575 Lexington Avenue 4th Floor
New York, NY 10022
tel:
fax:
cell:

EFTA01413428

R
Richard Kahn May 22, 2017 1:56 PM
To
Vahe Stepanian
Cc
Stewart Oldfield

can you please provide a bid ask on 100,000 shares of:

Rothschild & Co SCA

EPA: ROTH - May 22, 5:35 PM GMT+2

27.58EUR0.12 (0.42%)

thank you

EFTA01413430

Richard Kahn
HBRK Associates Inc.
575 Lexington Avenue 4th Floor
New York, NY 10022
tel
fax
cel

T
Tazia Smith May 22, 2017 2:07 PM
To
Richard Kahn
Cc
Stewart Oldfield

Classification: Confidential

Hi Rich — Received. Reviewing. Be back

T
Tazia Smith May 22, 2017 2:16 PM
To
Richard Kahn

Classification: Confidential

You saw it closed in France at 27.585 euros, on —16k shares today. Call you now to discuss your aftermarket objectives on 100k — I'm concerned b/a is going to be wide.

R
Richard Kahn May 22, 2017 5:26 PM
To
Tazia Smith
Cc
Stewart OldfieldVahe StepanianMatt Glassman

thank you

please forward quote once received tomorrow am

thanks

Richard Kahn
HBRK Associates Inc.
575 Lexington Avenue 4th Floor
New York, NY 10022
tel
fax
cell

EFTA01413427

T
Tazia Smith May 22, 2017 6:47 PM
To
Richard Kahn
Cc
Stewart OldfieldVahe StepanianMatt Glassman

Working with our counterparts in Europe. Size / liquidity could be prohibitive for a market on that size but we will be back with color.

Thanks Rich,
Tazia

Tazia Smith
Key Client Partners - US
Deutsche Bank Wealth Management

W.
C.

EFTA01413426

R
Richard Kahn May 23, 2017 6:18 AM
To
Tazia Smith
Cc
Stewart OldfieldVahe StepanianMatt GlassmanDelores Rubin

Any update on bid ask for 100k Roth ?

Richard Kahn

HBRK Associates Inc.

575 Lexington Avenue, 4th Floor

New York, NY 10022

Phone

Fax

Cell

D
Delores Rubin May 23, 2017 7:42 AM
To
Richard KahnTazia Smith
Cc
Stewart OldfieldVahe StepanianMatt Glassman

Hello Richard,

Sorry for the delayed response. I am one of the DB traders here in the US. I have been communicating with our team overseas on your inquiry.

As Tazia mentioned, Rothschild is a light trading name. Our DB Institutional desk has not had any natural flow in this stock in the past few months, but a few clients that have expressed some interest in the name so we have calls out to ascertain if we might be able to put together something.

The stock is currently 27.85 EUR x 27.95 EUR with only 4,000 shares that have traded. Average volume for this stock is 17,000 shares.

We will be back to shortly with more insight.

Best regards,

Delores Rubin

{https://brandportal.intranet.db.com/img/modules/-DAWM_logo_metallic_46x46.gif}

Delores Rubin
Director I Wealth Management Capital Markets

Equity Trading
DB Securities Inc

EFTA01413425

Deutsche Bank Wealth Management
345 Park Avenue, 10154-0004 New York, NY, USA
Tel.
Email

T
Tazia Smith May 23, 2017 9:18 AM
To
Delores RubinRichard Kahn
Cc
Stewart OldfieldVahe StepanianMatt Glassman

Rich - Just tried calling you. Please call Delores directly if you have follow through on this at

As team relayed, DB isn't (nor are we in touch with as agent) a marker maker on a full 100k shares. But, Delores has market color and guidance on a market if you portion out that size and can help facilitate.

Remember the market closes in Paris at 11:30am.

Tazia

Tazia Smith
Key Client Partners - US
Deutsche Bank Wealth Management

W.

C.

EFTA01413424

S
Stewart Oldfield May 23, 2017 9:24 AM
To
Tazia SmithDelores Rubin
Cc
Vahe StepanianMatt Glassman

I take it we have no interest in bidding a block for that size?

Stewart Oldfield, CFA, CAIA
Director

Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
345 Park Avenue, New York, NY 10154
Tel:
Mobile: blackberry
Email:

Securities offered through Deutsche Bank Securities Inc.

1419 files from the DOJ Epstein case media release. All files are public records from justice.gov.

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