RE: **VERY URGENT***Re: FW: ***Southern Financial LLC*** EDI 127608**sgr** [I]

P

To

Mark Whyman

Cc

corporate chasingSowmya-D RSanjay MehtaAdrian De-Nicola

Classification: For internal use only Hi Mark, We have one outstanding deal with Southern Financial LLC traded on Jan 27,2015 with Twitter Inc as underlyin . The client contact which is updated in the our system is which has gmail as its domain. Please advise ,can we dispatch the doc for countersign to above mentioned contact, else please share the client contact details. Please let me know if you need any additional information. Many thanks in advance.

Counterparty Name
Trade Id
Product
trade date
underlyingDescription
trader name
Marketer

Southern Financial LLC
NY-NY-0C-618176-1-0-0
Generic OTC
27-Jan-15
Twitter Inc
Michael-C Krueger
Mark Whyman NY NEW

Regards
{cid: image017.jpg@01D047B7. FE29E490}
Prabhuling-C Kottalagi

EFTA01409423

DBOI Global Services Private Limited
Derivative Documentation

Velankani Tech Park, Bangalore, India

For any escalation please contact below :
First level escalation:
Second level escalation :
[attachment "618176.pdf" deleted by Kumar Sambhav/db/dbcom]
{cid:image018.jpg@OlD04767.FE29E490}

EFTA01409424

M

To

Vahe StepanianDaniel Sabba

Cc

corporate chasingSowmya-D RSanjay MehtaAdrian De-NicolaPrabhuling-C Kottalagi

Classification: For internal use only Daniel / Vahe, Can ou confirm that the option confirmation for TWTR should be sent to

EFTA01409422

Thanks,
Mark

{cid:image017.jpg@01D047B7.FE29E490}

Mark Whyman
Vice President I Global Markets
Deutsche Bank Securities, Inc.

The image contains contact information for Mark Whyman, Vice President | Global Markets at Deutsche Bank Securities, Inc. The specific details are redacted but include fields for E-mail, Tel, and E-fax. A disclaimer link is also provided.

Disclaimer: https://ederivatives.db.com/static/disclaimer.html

V

To

Mark WhymanDaniel Sabba

Cc

corporate chasingSowmya-D RSanjay MehtaAdrian De-NicolaPrabhuling-C KottalagiJay Lipman

Classification: For internal use only Hi Mark — if possible, please send us the TWTR confirms. Would be helpful if you could please include me, Daniel Sabba, and Jay Lipman (CC'ed). This is so that we can check the confirm for accuracy, and keep track of them.

Cheers, Vahe

P

To

Vahe StepanianDaniel Sabba

Cc

corporate chasingSowmya-D RSanjay MehtaAdrian De-NicolaJay LipmanMark Whyman

Classification: For internal use only Hi Vahe/Daniel, Please find the attached confirmation.

Note: Attached doc is password protected and the password is SFL987
Regards
fcid:image017.jpg@OlD04787.FE29E4901
Prabhuling-C Kottalagi

DBOI Global Services Private Limited
Derivative Documentation
Velankani Tech Park, Bangalore, India

For any escalation please contact below :
First level escalation
Second level escalation :
{cid:image019.jpg@OlD04787.FE29E490}

EFTA01409421

M

To

Vahe StepanianDaniel Sabba

Cc

corporate chasingSowmya-D RSanjay MehtaAdrian De-NicolaPrabhuling-C KottalagiJay Lipman

Classification: For internal use only
Prabhuling,
Is it possible to send this to Vahe Stepanian, Daniel Sabba and Jay Lipman
(all internal)?
Thanks,
Mark

{cid:image017.jpg@OlD04767.FE29E490}

Mark Whyman
Vice President I Global Markets
Deutsche Bank Securities, Inc.

This image is not a chart. It appears to be a redacted contact information block. Key information includes:

Name: Mark Whyman
Title: Vice President | Global Markets
Company: Deutsche Bank Securities, Inc.
Contact Details: E-mail, Tel, E-fax (all redacted)
Disclaimer: A link to a disclaimer is provided.

Disclaimer: https://ederivatives.db.com/static/disclaimer.html

J

To

Prabhuling-C Kottalagi

Cc

corporate chasingSowmya-D RSanjay MehtaAdrian De-NicolaDaniel SabbaVahe Stepanian

Hi Prabhuling, Can you assist us in making the following changes to this confirm, as we noticed a few issues.

Please remove the client's personal name "Jeff Epstein" in the To: Client line Name and address of Southern Financial should be consistent on both pages: o On page 1, the client name/address is Southern Financial LLC, Wilmington. On page 2, the name/address is Southern Financial LLC, 6100 Red Hook Quarter, ST Thomas, VI 00802 o Please ensure that the latter name/address is used: Southern Financial LLC, 6100 Red Hook Quarter, ST Thomas, VI 00802

Please reach out with any questions. Thank you.
Jay Lipman
Key Client Partners
Deutsche Bank Securities Inc

V

To

Jay LipmanPrabhuling-C Kottalagi

Cc

corporate chasingSowmya-D RSanjay MehtaAdrian De-NicolaDaniel Sabba

Classification: For internal use only Prabhuling- when do you expect this to be done?

S

To

GCO Account-Opening

Cc

jay.lipmanprabhuling-c.kottalagisanjay.mehtacorporate chasing

Classification: For internal use only

Hi Team,

Fund - Southern Financial LLC has been created with Wilmington, Delaware, USA Domicile. Can you please provide us the "Registry Address proof" which was used to map this fund to Wilmington, Delaware, USA Domicile?

Thanks & Regards,

Soumya D R
Derivative Documentation
DBOI Global Services Pvt Ltd,

Alternative contact Anil-S Kumar Or Ambaji Mane ( ) h : + For any escalation lease contact Group ID : Forwarded by Sowmya-D R/db/dbcom on 02/12/2015 01:04 AM

S

To

Nitesh Gupta

Cc

Sagar-A Valechacorporate chasingGCO Account-OpeningJay LipmanPrabhuling-C KottalagiSanjay MehtaKumar Sambhav

Hi Nitesh,

Need your urgent attention on the below as client is expecting amended confirmation ASAP.

Thanks & Regards,

Soumya D R
Derivative Documentation
DBOI Global Services Pvt Ltd,

EFTA01409416

Alternative contact Anil-S Kumar
Or Ambaji Mane
ph: +
For any escalation lease contact
Group ID :
Forwarded by Sowmya-D R/db/dbcom on 02/13/2015 02:29 AM

S

To

Sowmya-D R

Cc

GCO Account-Openingcorporate chasingJay LipmanPrabhuling-C KottalagiSanjay Mehta

Classification: Public
Hi Sowmya,

After making a search in Delaware registry document we see the several entities.

Kindly confirm with the correct or full name so that we can help you with the current address mentioned in the registry doc.

{cid: image015.jpg@01D047B7.FE29E490}

{cid: image016.jpg@01D047B7. FE29E490}

Thanks

Kind regards,
Sagar-A Valecha

EFTA01409418

{cid: image017.jpg@01D047B7.FE29E490}
Sagar-A Valecha
DBOI Global Services Private Limited Global Business Services A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City SEZ, 302029 Jaipur, India
{cid: image018.jpg@01D047B7.FE29E490}

S

To

Sagar-A Valecha

Cc

corporate chasingGCO Account-Openingjay.lipman@db.comprabhuling-c.kottalagi@db.comsanjay.mehta@db.com

Hi Sagar,

The fund is in question is - Southern Financial LLC - EDI # 127608 Let me know if you need further details on this.

Thanks & Regards,

Soumya D R
Derivative Documentation
DBOI Global Services Pvt Ltd,

umar (
Or Ambaji Mane ( ) ph : +
For any escalation lease contact
Group ID :

S

To

Jay LipmanSowmya-D R

Cc

corporate chasingGCO Account-OpeningPrabhuling-C KottalagiSanjay MehtaKumar SambhavVahe StepanianNitesh Gupta

Hi Jay/Sowmya,

After making a search with the entity name in db car we see the below address is reflecting as per the screen shot.

Kindly advise.

{cid: image011.png@01D047B7.FE29E490}

Thanks

S

To

Sagar-A ValechaODC-Equities Account-Maintenance

Cc

Prabhuling-C KottalagiGCO Account-OpeningSagar-A ValechaJay LipmanSanjay MehtaKumar SambhavSmita-K HegdeNitesh GuptaVahe Stepanian

Hi ODC,

Please change the Domicile of the fund with EDI #127608 to "Virgin Island" as it reflects in DB CAR. Please find s/s below.

Kindly treat this as very URGENT issue as client needs the corrected doc in next 2 hours.

{cid: image011.png@01D047B7. FE29E490}

Thanks & Regards,

Soumya D R
Derivative Documentation
DBOI Global Services Pvt Ltd,

Alternative contact Anil-S Kumar
Or Ambaji Mane ph: +
For any escalation please contact
Group ID :

S

To

Jay Lipman

Cc

Kumar SambhavPrabhuling-C KottalagiSanjay MehtaVahe Stepanian

Hi Jay,

Please find revised doc attached, Let me know if you need further changes to doc?

EFTA01409411

(See attached file: 618176.pdf)

Thanks & Regards,

Soumya D R
Derivative Documentation
DBOI Global Services Pvt Ltd,

████████████████████████
Alternative contact Anil-S Kumar ( ████████████████████████████████
Or Ambaji Mane (████████████████) ph : +███████████████████
For any escalation please contact : ██████████████████████████
Group ID : ███████████████████████

J

To

Sowmya-D RNitesh Gupta

Cc

Sagar-A Valechacorporate chasingGCO Account-OpeningPrabhuling-C KottalagiSanjay MehtaKumar SambhavVahe Stepanian

Hi,

I need a response here urgently. Please respond ASAP.

J

To

Sagar-A ValechaSowmya-D R

Cc

corporate chasingGCO Account-OpeningPrabhuling-C KottalagiSanjay MehtaKumar SambhavVahe StepanianNitesh Gupta

Hi Sagar,

Thank you for confirming.

Sowmya,

Please make the appropriate changes to the confirm so that this address is reflected on both page one and page two. Thank you.

S

To

Jay Lipman

Cc

corporate chasingGCO Account-OpeningKumar SambhavNitesh GuptaPrabhuling-C KottalagiSagar-A ValechaSanjay MehtaVahe Stepanian

Hi Sagar,

Can the EDI be amended to reflect "Virgin Island" then?

{cid: 1 =EABBF778DFC301638f9e8a93df9386909@db.com}

Hi Jay,

We cannot re-create the doc until our static is fixed.

Thanks & Regards,

EFTA01409414

Soumya D R
Derivative Documentation
DBOI Global Services Pvt Ltd,

Alternative contact Anil-S Kumar
Or Ambaji Mane ( ) ph : +
For any escalation please contact
Group ID :

S

To

ODC-Equities Account-MaintenanceSmita-K Hegde

Cc

Jay LipmanSowmya-D RGCO Account-OpeningKumar SambhavNitesh GuptaPrabhuling-C KottalagiSagar-A ValechaSanjay MehtaVahe Stepanian

Classification: For internal use only
Hi ODC/Smita,

Please do the needful in downstream system.

Thanks

J

To

Sowmya-D RSagar-A ValechaODC-Equities Account-Maintenance

Cc

GCO Account-OpeningKumar SambhavNitesh GuptaPrabhuling-C KottalagiSagar-A ValechaSanjay MehtaSmita-K HegdeVahe Stepanian

Hi,

Has this been done? We really need to get this out to the client in the next hour. Thanks.

EFTA01409412

Jay Lipman
Key Client Partners
Deutsche Bank Securities Inc

V

To

Sowmya-D RJay Lipman

Cc

Kumar SambhavPrabhuling-C KottalagiSanjay Mehta

Classification: For internal use only Sowmya — please remove the client's name from the first page. His name is incorrectly reflected as "Jeff Epstein" The confirm should be addressed to "Southern Financial LLC", which should be included on page 1 (not "Jeff Epstein").

Thank you,
Vahe

K

To

Vahe Stepanian

Cc

jay.lipman@db.comprabhuling-c.kottalagi@db.comsanjay.mehta@db.comSowmya-D R

Hi Vahe,

Please let me know once you are free, Need to discuss on the below issue.

Kind regards,
Kumar Sambhav

Kumar Sambhav

Associate | Derivative Documentation

DBOI Global Services Private Limited
Group Technology & Operations

Alternative contact : Sarath MN .

Escalations: Ga'anan Desai

{Inactive hide details for Vahe Stepanian---02/18/2015 05:08:30 AM--- Classification: For internal use only Sowmya — please remo}Vahe Stepanian---02/18/2015 05:08:30 AM---Classification: For internal use only Sowmya — please remove the client's name from the first page. His name is incorrectly r