RE: **VERY URGENT***Re: FW: ***Southern Financial LLC*** EDI - 127608**sgr** [I]

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Mark Whyman

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corporate chasingSowmya-D RSanjay MehtaAdrian De-Nicola

Hi Mark, We have one outstanding deal with Southern Financial LLC traded on Jan 27,2015 with Twitter Inc as underl in . The client contact which is updated in the our system is which has gmail as its domain. Please advise ,can we dispatch the doc for countersign to above mentioned contact, else please share the client contact details. Please let me know if you need any additional information. Many thanks in advance.

Counterparty Name

Trade Id

Product

trade date

underlyingDescription

trader name

Marketer

Southern Financial LLC

NY-NY-OC-618176-1-0-0

Generic OTC

27-Jan-15

EFTA01409393

Twitter Inc

Michael-C Krueger

Mark Whyman NY NEW

Regards

Prabhuling-C Kottalagi

DBOI Global Services Private Limited
Derivative Documentation
Velankani Tech Park, Bangalore, India
Tel. +44 20 777-96912
Email Prabhuling-C.Kottalagi@db.com

For any escalation please contact below : First level escalation: sowmya-d.r@db.com +44 207 7795441 Second level escalation :sanjay.mehta@db.com +1(904) 527-6650

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To

Vahe StepanianDaniel Sabba

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corporate chasingSowmya-D RSanjay MehtaAdrian De-NicolaPrabhuling-C Kottalagi

Daniel / Vahe,
Can ou confirm that the option confirmation for TWTR should be sent to
7
Thanks,

Mark

Mark Whyman

Vice President I Global Markets
Deutsche Bank Securities, Inc.
60 Wall St, 4th Floor
New York, NY, 10005
E-mail mark.whyman@db.com

Disclaimer: https://ederivatives.db.com/static/disclaimer.html

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Mark WhymanDaniel Sabba

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corporate chasingSowmya-D RSanjay MehtaAdrian De-NicolaPrabhuling-C KottalagiJay Lipman

Hi Mark — if possible, please send us the TWTR confirms. Would be helpful if you could please include me, Daniel Sabba, and Jay Lipman (CC'ed). This is so that we can check the confirm for accuracy, and keep track of them.

Cheers,
Vahe

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To

Vahe StepanianDaniel Sabba

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corporate chasingSowmya-D RSanjay MehtaAdrian De-NicolaJay LipmanMark Whyman

Hi Vahe/Daniel,
Please find the attached confirmation.

Note: Attached doc is password protected and the password is SFL987
Regards

Prabhuling-C Kottalagi

DBOI Global Services Private Limited
Derivative Documentation
Velankani Tech Park, Bangalore, India
Tel. +44 20 777-96912
Email Prabhuling-C.Kottalagi@db.com

For any escalation please contact below : First level escalation: sowmya-d.r@db.com +44 207 7795441 Second level escalation :sanjay.mehta@db.com +1(904) 527-6650

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To

Vahe StepanianDaniel Sabba

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corporate chasingSowmya-D RSanjay MehtaAdrian De-NicolaPrabhuling-C KottalagiJay Lipman

Prabhuling,
Is it possible to send this to Vahe Stepanian, Daniel Sabba and Jay Lipman
(all internal)?
Thanks,

Mark

Mark Whyman
Vice President I Global Markets
Deutsche Bank Securities, Inc.
60 Wall St, 4th Floor
New York, NY, 10005

Disclaimer: https://ederivatives.db.com/static/disclaimer.html

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Prabhuling-C Kottalagi

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corporate chasingSowmya-D RSanjay MehtaAdrian De-NicolaDaniel SabbaVahe Stepanian

Hi Prabhuling, Can you assist us in making the following changes to this confirm, as we noticed a few issues.

Please remove the client's personal name "Jeff Epstein" in the To: Client line Name and address of Southern Financial should be consistent on both pages:

On page 1, the client name/address is Southern Financial LLC, Wilmington. On page 2, the name/address is Southern Financial LLC, 6100 Red Hook Quarter, ST Thomas, VI 00802
Please ensure that the latter name/address is used: Southern Financial LLC, 6100 Red Hook Quarter, ST Thomas, VI 00802

Please reach out with any questions. Thank you.
Jay Lipman
Key Client Partners
Deutsche Bank Securities Inc
Tel. +1 212 454-0039
Fax +1 646 257-3131
Email jay.lipman@db.com

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Jay LipmanPrabhuling-C Kottalagi

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corporate chasingSowmya-D RSanjay MehtaAdrian De-NicolaDaniel Sabba

Prabhuling- when do you expect this to be done?

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GCO Account-Opening

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jay.lipmanprabhuling-c.kottalagisanjay.mehtacorporate chasing

Hi Team,

Fund - Southern Financial LLC has been created with Wilmington, Delaware, USA Domicile. Can you please provide us the "Registry Address proof" which was used to map this fund to Wilmington, Delaware, USA Domicile?

Thanks & Regards,

Soumya D R
Derivative Documentation
DBOI Global Services Pvt Ltd,
Phone:

EFTA01409389

Email: sowmya-d.r@db.com Alternative contact Anil-S Kumar ( ) Ph: Or Ambaji Mane ( ) ph : + For any escalation please contact Group ID :

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To

Sowmya-D R

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GCO Account-Openingcorporate chasingJay LipmanPrabhuling-C KottalagiSanjay Mehta

Hi Sowmya,

After making a search in Delaware registry document we see the several entities.

Kindly confirm with the correct or full name so that we can help you with the current address mentioned in the registry doc.

Thanks

Kind regards,

Sagar-A Valecha

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Sagar-A Valecha

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corporate chasingGCO Account-Openingjay.lipman@db.comprabhuling-c.kottalagi@db.comsanjay.mehta@db.com

Hi Sagar,

The fund is in question is - Southern Financial LLC - EDI # 127608 Let me know if you need further details on this.

Thanks & Regards,

Soumya D R

EFTA01409385

Derivative Documentation
DBOI Global Services Pvt Ltd,
Phone:
Email: sowmya-d.r@db.com
Alternative contact Anil-S Kumar ( ) Ph:
Or Ambaji Mane ( ) ph : +
For any escalation please contact
Group ID :

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To

Sagar-A ValechaODC-Equities Account-Maintenance

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Prabhuling-C KottalagiGCO Account-OpeningSagar-A ValechaJay LipmanSanjay MehtaKumar SambhavSmita-K HegdeNitesh GuptaVahe Stepanian

Hi ODC,

Please change the Domicile of the fund with EDI #127608 to "Virgin Island" as it reflects in DB CAR. Please find s/s below.

EFTA01409379

Kindly treat this as very URGENT issue as client needs the corrected doc in next 2 hours.

Thanks & Regards,

Soumya D R
Derivative Documentation
DBOI Global Services Pvt Ltd,

Alternative contact Anil-S Kumar
Or Ambaji Mane
For any escalation please contact
Group ID :

S

To

Jay Lipman

Cc

Kumar SambhavPrabhuling-C KottalagiSanjay MehtaVahe Stepanian

Hi Jay,

Please find revised doc attached, Let me know if you need further changes to doc?

EFTA01409377

(See attached file: 618176.pdf)

Thanks & Regards,

Soumya D R
Derivative Documentation
DB0I Global Services Pvt Ltd,

Alternative contact Anil-S Kumar (
Or Ambaji Mane
For any escalation please contact.
Group ID :

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To

Sagar-A ValechaSowmya-D R

Cc

corporate chasingGCO Account-OpeningPrabhuling-C KottalagiSanjay MehtaKumar SambhavVahe StepanianNitesh Gupta

Hi Sagar,

Thank you for confirming.

Sowmya,

Please make the appropriate changes to the confirm so that this address is reflected on both page one and page two. Thank you.

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To

Jay Lipman

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corporate chasingGCO Account-OpeningKumar SambhavNitesh GuptaPrabhuling-C KottalagiSagar-A ValechaSanjay MehtaVahe Stepanian

Hi Sagar,

Can the EDI be amended to reflect "Virgin Island" then?

Hi Jay,

EFTA01409381

We cannot re-create the doc until our static is fixed.

Thanks & Regards,

Soumya D R
Derivative Documentation
DBOI Global Services Pvt Ltd,

Alternative contact Anil-S Kumar Ph:
Or Ambaji Mane ph: +
For any escalation please contact
Group ID :

S

To

ODC-Equities Account-MaintenanceSmita-K Hegde

Cc

Jay LipmanSowmya-D RGCO Account-OpeningKumar SambhavNitesh GuptaPrabhuling-C KottalagiSagar-A ValechaSanjay MehtaVahe Stepanian

Hi ODC/Smita,

Please do the needful in downstream system.

Thanks

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To

Sowmya-D RSagar-A ValechaODC-Equities Account-Maintenance

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GCO Account-OpeningKumar SambhavNitesh GuptaPrabhuling-C KottalagiSagar-A ValechaSanjay MehtaSmita-K HegdeVahe Stepanian

Hi,

Has this been done? We really need to get this out to the client in the next hour. Thanks.

Jay Lipman
Key Client Partners
Deutsche Bank Securities Inc

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To

Sowmya-D RJay Lipman

Cc

Kumar SambhavPrabhuling-C KottalagiSanjay Mehta

Sowmya — please remove the client's name from the first page. His name is incorrectly reflected as "Jeff Epstein" .

The confirm should be addressed to "Southern Financial LLC", which should be included on page 1 (not "Jeff Epstein").

Thank you,
Vahe

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To

Vahe Stepanian

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Jay LipmanPrabhuling-C KottalagiSanjay MehtaSowmya-D R

Hi Vahe,

Please let me know once you are free, Need to discuss on the below issue.

Kind regards,
Kumar Sambhav

EFTA01409375

Kumar Sambhav
Associate I Derivative Documentation

DBOI Global Services Private Limited
Group Technology & Operations

Alternative contact: Sarath MN

Escalations: Gajanan Desai

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To

Vahe Stepanian

Hi Vahe,

As discussed please find the attached copy of DB doc .

(See attached file: 618176F.pdf)

Kind regards,
Kumar Sambhav

EFTA01409373

Kumar Sambhav

Associate | Derivative Documentation

DBOI Global Services Private Limited
Group Technoloov & Operations

Email kumar.sambhav@db.com

Alternative contact : Sarath MN .
Email ID: m-n.sarath db.
Contact Number :+

Escalations: Ga'anan Desai
Email ID
Contact

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To

Kumar Sambhav

Kumar - before I send to the client, can you please confirm this is the only outstanding paper confirm for this client?

If not, can you please send over any other paper confirms so that I can send them altogether to the client?

Thank you,

Vahe

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To

Kumar Sambhav

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Prabhuling-C KottalagiSanjay MehtaSowmya-D R

Hi Kumar — the client is "Southern Financial LLC", we cannot send the confirm with an incorrect client name. Happy to chat on OCS. Thanks.