RE: Please advise if we need to retain [I]

Hi All,

Please advise if you the below should be retained and if so provide ACO, rationale and client outreach (RR and RP).

WILLETT ADVISORS LLC

DRAKE AURORA FUND

COLINA INSURANCE LIMITED

SOUTHERN FINANCIAL, LLC

MONEX INVERSIONES SA

GAPSTOW CAPITAL PARTNERS LP

BANCARD INTERNATIONAL INVESTMENT INC

MONEX INVERSIONES SA

SOUTHERN FINANCIAL, LLC

CRE CAPITAL LLC

MANTIQUEIRA OVERSEAS FUND LTD.

DRAKE AURORA FUND

TECHVIEW INVESTMENTS LTD.

ICAHN ENTERPRISES L.P.

W DE ARGENTINA - INVERSIONES S.A

Thanks

Kind regards,

Nina Tona

Associate

Business Control Manager, Key Client Partners — Americas

Deutsche Bank Wealth Management

Hi Nina,

Did these accounts show up on an offboard list?

Can you find out the rationale for each account (i.e. whether it is a remediation/commercially-driven offboard)?

Thank you.

Regards,

Davide Sferrazza

Analyst I Key Client Partners

Deutsche Bank Securities, Inc.

Deutsche Bank Wealth Management

This is my input – please let me know if you agree:

WILLETT ADVISORS LLC
Don’t know

DRAKE AURORA FUND
Offboard – client changed vehicle

COLINA INSURANCE LIMITED
Don't know

SOUTHERN FINANCIAL, LLC
Don't know

MONEX INVERSIONES SA
Retain — we are amending ISDA

GAPSTOW CAPITAL PARTNERS LP
Don't know

BANCARD INTERNATIONAL INVESTMENT INC
Client is setting up new vehicle (this is the current president of Chile)

MONEX INVERSIONES SA
Retain — we are amending ISDA

SOUTHERN FINANCIAL, LLC
Don't know

CRE CAPITAL LLC
Don't Know

MANTIQUEIRA OVERSEAS FUND LTD.
Retain — we trade actively (main account is Lepton)

DRAKE AURORA FUND
Offboard — client changed vehicle

TECHVIEW INVESTMENTS LTD.
Don't know

ICAHN ENTERPRISES L.P.
Don't know

W DE ARGENTINA - INVERSIONES S.A
Retain — this is the account for structure lending

Hi Billy,

Kindly advise who should be ACO as we need to conduct a remediation KYC.

Thank you

Nina Tona

Associate

Business Control Manager, Key Client Partners — Americas

Deutsche Bank Wealth Management

I think for all offshore Martin should be the ACO if that is permitted or Alan if it must be a MD.

That said, I will let Alan decide how he wants to proceed for ACOs. Billy

I am fine with Martin as ACO as long as he is.

Alan Brody

Managing Director I Head of KCP Americas Global Investments & Trading

Deutsche Bank Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA

Classification: For internal use only