Re: [I]

Classification: For internal use only

Hello,

Attached is an alert for the party mentioned above. Please note that clearance from compliance is required prior to KYC approval.

Please follow the instructions below:

Forward explanation of whether the alert pertains to your client directly to compliance.
Receive confirmation from compliance that alert can be removed from the queue.
Include copies of all responses along with your KYC.

[attachment "Alert 1.pdf" deleted by Amanda Kirby/db/dbcom] [attachment "Alert.pdf" deleted by Amanda Kirby/db/dbcom]
[attachment "Alert 1.pdf" deleted by Jacqueline Lightbody/db/dbcom] [attachment "Alert.pdf" deleted by Jacqueline Lightbody/db/dbcom]

[attachment "Alert 1.pdf" deleted by Jacqueline Lightbody/db/dbcom] [attachment "Alert.pdf" deleted by Jacqueline Lightbody/db/dbcom]

Thanks,
Ahsan Manzoor

EFTA01399628

Classification: For internal use only
Hi,
The attached alert does pertain to our client. was accused as a co-conspirator in a case but was never brought to trial nor ever convicted. She will also never have her own personal account here at DB. The account for which she will be associated is a trust account which names her as a beneficiary. She will have no authority over this account and will not be a client of the bank. Please clear this alert or let me know if you require further information (i.e. trust agreement)
Best,

Amanda Kirby

Amanda Kirby
Associate
Deutsche Bank Trust Company Americas
345 Park Avenue, 27th Fl
New York NY USA 10154-0004
Tel.

Classification: For internal use only
Hi Amanda,

Is this part of the Jeffrey Epstein relationship or is opening a new account?

Kind regards,

Andrew Kisz

EFTA01399626

Andrew Kisz
Associate I AML Compliance Officer
DB Services New Jersey, Inc.
Asset a Wealth Management
5022 Gate Parkwa Suite 400, 32256 Jacksonville, USA

Tel.

Classification: For internal use only
Hi Andrew,
This is part of the Jeffrey Epstein relationship. She is named as one of the beneficiaries of a trust that he is the Grantor of (Butterfly Trust). She is not opening an account and has no authority on the trust account
Best,

Amanda Kirby

Amanda Kirby
Associate
Deutsche Bank Trust Company Americas
345 Park Avenue, 27th Fl
New York NY USA 10154-0004

Tel.

Classification: For internal use only Hi Jackie, This is an escalation for negative media pertaining to is a beneficiary of a trust wherein Jeffrey Epstein is the grantor. According to the business, is not opening an account and has no authority on the trust account. The alert involves allegations against II of being a co-conspirator of several federal offenses. The same offenses resulted in Jeffrey Epstein be ing sent to jail, but the charges against were dropped. The on-boarding of Jeffrey Epstein was previously cleared by Chip Packard (see attached) and subsequently cleared by AML Compliance based on that fact. Accordingly, AML Compliance is comfortable clearing this alert for the following reaso ns: 1) The account is already marked as high risk; 2) Chip Packard has reviewed and approved the on-boardin g of the relationship with Jeffrey Epstein and obtained clearance from a reputational and AML risk perspective. Jeffrey Epstein Clearance.pd£

Classification: For internal use only
Hi Amanda,
Please find the below approved clearance for
Kind regards,
Andrew Kisz

Andrew Kisz
Associate AML Compliance Officer
DB Services New Jersey, Inc.
Asset d Wealth Management
5022 Gate Parkway. uite 400, 32256 Jacksonville, USA

Tel.

------ Forwarded by Andrew Kisz/db/dbcom on 12/04/2013 01:58 PM ----From: Jacqueline Lightbody/db/dbcom
To:
Cc:
Date:
Subject: Andrew Kisz/db/ PWMUS AMLKYC/db/ 12/04/2013 01:45 PM
Re: [I]
Classification: For internal use only
Hi Andrew,
In reviewing the alert against and the previous attached approval by senior management for Jeffrey Epstein, I agree with your assessment . This alert can be cleared.
I also recommend that the relationship be marked as "High Risk" to be consistent with the existing relationship with Jeffrey Epstein.

Thanks.
Kind regards,
Jacqueline Lightbody

Jacqueline Lightbody

EFTA01399624

Vice President I AML Compliance Officer
Deutsche Bank Trust Company Americas
PWM AML Compliance
23rd Floor
60 Wall Street 10005-2836 New York, NY, USA