RUSH KYC approval [I]

Classification: For internal use only

Hello

EFTA01398738

Attached is the alerts for the party mentioned above. Please note that clearance from compliance is required prior to KYC approval.

Please follow the instructions below:

Forward explanation of whether the alert pertains to your client directly to compliance.

Receive confirmation from compliance that alert can be removed from the queue.

Include copies of all responses along with your KYC.

Thanks

Kind regards,

Akshay Davera

Operations Analyst I Transaction Approval Group | Business Information Search

DBOI Global Services Private Limited
Private Wealth Management
A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City
SEZ, 302029 Jaipur, India
Tel.
Mobile
Email

Classification: For internal use only

Hi AML--

EFTA01398737

This is a rush request. We need to reopen an account that was auto-closed today and are waiting on the KYC.

Please clear the following PCR alert on Jeffrey Epstein (KYC 01469735). This alert is for Jeffrey S. Epstein, our client is Jeffrey Edward Epstein, so this is a false positive. Passport and alert attached.

Thanks,

JJ

JJ Litchford
Associate Banker

Deutsche Bank Trust Company Americas
Deutsche Asset & Wealth Management
345 Park Avenue, 24th Floor
New York, New York 10154
Tel.
Mobile
Email

Classification: For internal use only

Hello Jj,

AML Compliance has reviewed the PCR alert generated for Jeffrey Epstein, UBO and Signatory on the accounts of Mort, Inc. Mr. Epstein is an existing client of the Private Bank.

The subject of the alert is Jeffrey S. Epstein who resides in Farmingham, Massachusetts, United States.

EFTA01398736

Our client is Jeffrey E. Epstein who resides in St. Thomas, U.S. Virgin Islands and has no address history in Massachusetts according to LexisNexis.

AML Compliance clears this alert from an AML perspective as the location and middle initial of the client does not match that of the alert subject.

Kind regards,

Renée Salhi

Renée Salhi
Associate | AML Compliance Officer

Deutsche Bank Securities Inc.
Private Wealth Management - AML Compliance
5022 Gate Parkway, Suite 400.
Jacksonville, Florida 32256. USA
Tel.:
Email:

Visit us: http://www.db.com

Classification: For internal use only

EFTA01398735

Thank you!

Vaishali-this has been submitted.

JJ Litchford
Associate Banker

Deutsche Bank Trust Company Americas
Deutsche Asset & Wealth Management
345 Park Avenue, 24th Floor
New York, New York 10154
Tel.
Mobile
Email

Classification: For internal use only

Thanks Jj

I will forward it to compliance as soon as it hits my queue — currently with Office Director

Regards,

Vaishali Mehta

AVP Anti-Money Laundering Business Risk
Deutsche Bank Trust Company Americas
Deutsche Asset & Wealth Management
60 Wall Street, 27th Floor, 10005-2836 New York, NY, USA
Tel.
Mobile
Email

Classification: For internal use only

Hi Kim and/or Andrew--

We have a rush KYC (01469735) in for an account (George Lindemann Family LP) we need re-opened ASAP (it was auto-closed by BO).

The KYC is almost exactly the same as the last time. Can one of you push it through for me? They are expecting it

Thanks,

JJ

33 Litchford
Associate Banker

Deutsche Bank Trust Company Americas
Deutsche Asset & Wealth Management
345 Park Avenue, 24th Floor
New York, New York 10154
Tel.
Mobile
Email