RE: Epstein Summary [I]

Arjun Nagarkatti

Carl JacksonSwasi Bate

Arjun,

Please note the below comment on the FX trade should read September 2018 and not 2019. i.e. The last trade was booked in September 2018 and closed out in Feb 2019.

Regards,
Keith

From: Keith Buckholz
Sent: Thursday, July 11, 2019 12:01 PM
To: Arjun Nagarkatti
Cc: Carl Jackson ; Swasi Bate
Subject: Epstein Summary [I]

Classification: For internal use only

Arjun,

There is currently no OTC trading relationship with Epstein. The previous trading relationship was with an entity named Southern Financial LLC.

The last remaining trade ($3MM notional FX fwd) was closed out in Feb 2019 (originally booked in Sept 2019)

Historical trading relationship was very light (I believe JPM was their primary trading partner), primarily FX and equities

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As per Lending (Americas) never had a lending relationship

There was AUM here in early 2019, but we don't have visibility into size. I would have to reach out to the banker (Stewart Oldfield) to get historical balances — let me know if you want me to get additional details.

Kind regards,
Keith Buckholz

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Keith Buckholz

Deutsche Bank Trust Company Americas
Business Risk Management
345 Park Avenue, 10154-0004 New York, NY, USA
Tel.:
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Email:

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