RE: MIFID II & research - access to portal for clients [ ]

I'm not exactly sure who registered from each client, but the likely emails are below. If anyone gets shut off and cares, I'm sure they will call to be reactivated. Thanks

Name / Entity	Email (redacted)
Steve Warner	█████████████
Paul Barrett	██████████████████
Third Lake	(company/section header)
Paul Watson	█████████████████
Robert Forsythe	██████████████████

Orix — skip for now. I think the people who were registered left the firm

Thanks

From: Anna-Sofiya Lupolover Sent: Thursday, November 09, 2017 3:12 PM To: Stewart Oldfield < Subject: RE: MIFID II & research - access to portal for clients (I)

Classification: For Internal use only

To clarify, Nikhil Patel is the individual from Safanad. But who should be receiving for the other entities you mentioned? Do you have their email addresses?

Safanad - Nikhil Patel - ████@█████████
Orix
Tisch – Steve Warner
Alpha Group – Paul Barrett
Third Lake

Kind Regards,
Anna-Sofiya

Anna-Sofiya Lupolover
Assistant Vice President

Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
345 Park Avenue, New York, NY 10154
████████████████████

CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
CONFIDENTIAL

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