RE: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP
Hi Stewart,
For Hyperion LLC and J Epstein Virgin Islands Foundation Inc in rejected KYC following items mentioned in red fonts-
we require the
(3) Please provide evidence of or a case comment regarding confirmation from the client that the information on the KYC is still accurate (i.e. ownership structure, signatories, etc. have not changed). The comment must include the name of the person spoken with and date this conversation occurred. (The attached internal email does not meet this requirement.) — No material confirmation email was attached to the KYC but will not suffice as per AFC. They need evidence of client (person) & date +confirming no material changes.
(4) Operating Agreement for Hyperion Air LLC indicates the company is manager-managed and the initial manager was Lawrence Visoski. Is he still manager? Please provide evidence of the current management for this entity. — Please provide evidence confirming if Lawrence Visoski is still the initial manager at Hyperion Air LLC. We have re-checked the repositories and didn't find anything for this.
(6) Please attach evidence of signing authority (Corporate authorization) for the brokerage account of J. Epstein Virgin Islands Foundation In., grantin si ning auth for Erika Kellerhals. — Will need DB Corporate Resolution for this brokerage account#
(7) Per J. Epstein Virgin Islands Foundation Inc brokerage account documents, Limited Trading Authority granted to Paul Barrett. Please add as party to the KYC with all appropriate documentation and research. Please help in,gettinglimited Trading Authority document forPaul Barrett for thisaccount.
For Mort Inc covered in rejected KYC Case ██████████, the following is the only pending rejection item -
- In addition to the provided source of wealth information, please provide info and narrative as to the source of funds that will be deposited into the account. — Please provide info on Jeffrey Epstein's source of funds.
We look forward to the required dots & info. Thanking you in advance for all your help.
Kind Regards,
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Vijay Sawant
KYC Case Representative Deutsche GB Centre Private limited - Deutsche Bank Group Wealth Management BI, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Gore on East, Mumbai - 400063, India
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