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[sender name/email redacted] Feb 26, 2019 8:34 AM
To
multiple recipients (many names redacted; list of several recipients separated by semicolons)
Cc
[sender name/email redacted]
Classification: For Internal use only
Dear All
As part of a Brexit KYC review, we noticed the below clients may have previously contemplated trading with GM (derivatives), but do not have any KYC in place. My question is whether these account be closed process as part of our clean up exercise. Please let me know your thoughts.
| WM Client Name | WM Contact/RM Updated |
|---|---|
| 509 Madison Avenue Associates LP Cascade Investment LLC |
Rosemary Vrablic Russell Daulton |
| CHARLES M VON ARENTSCHILDT TR UAD 04/19/12 CHARLES & MEREDITH TTEES |
Bradley Gillin |
| Heritage Investing Inc | Jimmy Benzaquen |
| James E Ferrell Revocable Trust Two | Sean Jules (RM) Josh Shoshan (KCP) |
| JOHN R MILLER ENTERPRISES LLC | Xavier Avila |
| Mantiqueira Overseas | Eva Pace |
| Meister, Keith A | Rosemary Vrablic (RM) Josh Shoshan (KCP) |
| PETER FINE | Brian Convey |
| Robert L Allbritton | Douglas Robertson |
| Robert Lewis Allbritton 1996 Trust | Douglas Robertson |
| SOUTHERN FINANCIAL LLC | Stewart Oldfield |
| Southern Trust Company Inc | Stewart Oldfield |
| The Shenandoah 2008 Trust | Rosemary Vrablic (RM) Josh Shoshan (KCP) |
Kind regards.
Ian Salters
Ian Salters
CCX) Americas - Institutional Wealth Partners
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