RE: EDD package for the RID : Party name : Southern Financial LLC [I]

Anastasia Pringle

Anastasia,

Thank you, this is helpful. However, a proof of appointment of the Board of Southern Trust Company, Inc. (Jeffrey Epstein, Darren K. Indyke, Richard Kahn) is still required. This is because they signed the UBO confirmation document stating that Mr. Epstein is the sole shareholder of Southern Trust Company, Inc.

Also, Darren K. Indyke and Richard Kahn need to be identified as control persons in addition to Jeffrey Epstein, and the PCR/ROC checks for them need to be run and documented. This is because they control Southern Trust Company, Inc. which is the sole member of Southern Financial LLC.

Thanks and regards,
Dmitri

[x]

Dmitri Saks
AML Compliance Officer

Deutsche Bank Securities Inc. 60 Wall Street, New York, NY 10005.2836

Passion to Perform

Manikandan MuralidharanDmitri Saks

Ged Account-Opening

Mani/Dmitri

Please see the attached documents.

Please advise if there is anything additional needed.

Hi Anastasia,

Per your request, please find attached the following:

Southern Trust: All incorporation documents
Southern Financial: Operating Agreement and incorporation documents

in each document package, please disregard the DB PWM brokerage account documents, as they are not relevant. Please reach out with any further questions. Thank you.

CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
CONFIDENTIAL

DB-SDNY-0067500
SDNY_GM_00213684
EFTA01373363