RE: [redacted] []
I modified the third bullet a little. Plus we should show the business. Do you want to do that or shall I?
- pre-approval, 1. The provided client may that continue the business to conduct has determined trades and these transactions transactions in existing do not accounts involve any without unusual Compliance and/or suspicious activity or are in a size that is unusually significant or a novel structure.
Consistent with this, CB&S may also "open" accounts to facilitate activity as a booking matter where the activity has already been approved in AWM.
In addition, the business will need to monitor for any further developments in connection with the reputational risk of this client relationship and to review transaction/activity conducted in the accounts for any activity, size or structure as described in #1 above.
Elizabeth J. Ford Managing Director I Head of Compliance. Americas
Deutsche Bank
60 Wall Street | New York, NY 10005
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Email: ███████████
Fine with us, although I don't see the need to pre-clear this with the business. Rgds, Jan
Ok, I was thinking if we missed some point that they would want to add to avoid going back to RRC unnecessarily.
Elizabeth .1. Ford Managing Director I Head of Compliance. Americas
Deutsche Bank
60 Wall Street | New York, NY 10005
Email: