Fw: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC - RDC alert Review - Very Urgent [I]

Alert #3:

Alert is False Positive. Alerted Individual Richard L Kahn is not related to any entity and is a drug dealer as per internal research. Hence no escalation required.

NOTE: PCR is NO HIT
Kind regards,

Syed-Anzar Ahmed Process Supervisor I COB • RDC LOOKBACK TEAM

DBOI Global Services Private Limited
Global Business Services
VTR Electronic City, Hosur Road, 560100 Bangalore, India

Passion to Perform

CAGNY NCA/db/dbcom@DBAmericas

Syed-Anzar Ahmed/db/dbcom@DBAPACSuresh-x Salimath/db/dbcom@DBAMERICASJofin Varghese/db/dbcom@DBAMERICASSagar Prakash/db/dbcom@DBAMERICASKameshwaran Ns/db/dbcom@DBAPACAnantesh Anand/db/dbcom@DBAMERICAS

Classification: For internal use only

Hi Team,

Request you review the RDC hit received on 'Richard Kahn, one of the board of director of Parent entity, Southern Trust Company Inc.

(See attached file: Additional AML checks on Parent entity, board of director.pdf)

Additional document

(See attached file: 5 - SFLLC UBO.PDF)

Thanks and Regards,

CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
CONFIDENTIAL

DB-SDNY-0067064
SDNY_GM_00213248
EFTA01373061