CLEARED: rdc alert [partial redaction]
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
CONFIDENTIAL
DB-SDNY-0051034
SDNY_GM_00197218
EFTA01361791
Classification: For internal use only
Hi Amanda:
AML Compliance has reviewed the attached alerts for Ms. The alerts are a positive match to Ms The first alert refers to a civil racketeering lawsuit, to which Ms. was cleared of all charges. The second alert refers a 2008 suit in which Msaas was named as a defendant which alleged that Mr. Epstein sexually abused underage girls. This suit was dropped, and Mr. Epstein plead guilt to soliciting prostitution and served a year in jail.
The attached clearance and senior management approval issued by AML Compliance on 12/4/2013 is applicable as clearance for the alerts. The new alerts came about as there is an un to KYC AML Compliance also confirmed that the relationship is still marked as Higaisk, and Ms. is one of several beneficiaries of a trust where Mr. Epstein is the Grantor of (Butterfly Trust). Ms. is not opening an account and has no authority on the trust account. As such, the attached clearance is still applicable for both alerts.
(See attached file:
Kind Regards, MC
☑
Monifa Crawford, JD
Associate I AML Compliance Officer
Deutsche Bark securities Inc.
Private Wealth Management - AML Compliance
5022 Gate Parkway. Butte 400
Jacksonville. Florida 32256 USA
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