Re: JE Meeting Agenda 10/22 [I]
Paul - Per our discussion, revisions below/attached....
Epstein Meeting 10/22/13
Agenda
I. Entity Transfer and Position Update - [Paul/Tazia]
a. Remaining positions to be transferred
b. Sum total left at JPM
c. Sum total at DB
i. Total Cash (Note money market rates, limitations on withdrawals)
ii. Exposure/Current Position Commentary
d. Investment Objectives Discussion (Return objective, risk appetite, liquidity needs)
i. SFLLC
ii. STINC
iii. Haze
iv. Jeepers
v. Foundation
vi. Personal
II. Key Client Partners - [Caroline]
a. KCP Global Value Proposition
b. KCP Non-Advisory Letter
III. Coverage - Stylistic Clarifications - [Tazia]
a. Trading Communication and Position Updates
i. Frequency/incremental moves
ii. Preferred medium
iii. When unreachable
b. Position Review referred report format and frequency
IV. Investment/Trade Ideas [Tazia]
a. European Recovery
i. Credit-Linked Note on Eurozone Periphery (Portugal, Spain, Italy & Ireland; 3mL+375bps for 5yrs)
ii. EUR 2ylOy Curve Steepener Note (4.75% x n/N paid semi-annually, 1.5-2.5%)
iii. European Equity Basket (compare with current holdings) b. Municipals
i. Puerto Rico Cofina Bond (+ leverage?)
c. Technology
i. DB Global Markets Basket: QCOM, AAPL, EMC, APH, GOOG, ACN, CTSH, IBM, WU, BRCM, INTC, VNTV, WNS, FCS, ONNN
V. Other Investment Opportunities — [Tazia]
a. RREEF (RDIF and Retrofit Partners)
b. Japanese Real Estate — Mezzanine
c. CLOs
VI. Appendix: Paperwork Checklist [Vahe/Amanda - with Harry]
a. ISDA Unilateral
b. DB Dodd Frank Protocol (STINC and SFLLC)
c. KCP Non-Advisory Letter (for STINC and SFLLC)
d. FINRA 2111 Institutional Suitability Certificate (for STINC and SFLLC)
e. Options (all 6 entities - SFLLC, STINC, Jeepers, Haze, Personal, Foundation)
f. Structured Solutions (all 6 entities)
g. FX (all 6 entities)
h. Pre-Post Market Trading Form (all 6 entities)
[attachment "Epstein Meeting Agenda 10.22.13 - revised.docx" deleted by Caroline Kitidis/db/dbcom]
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Tazia Smith
Director I Key Client Partners - US
Deutsche Bank Securities Inc
Deutsche Asset & Wealth Management
345 Park Avenue, 26th Floor
New York, NY 10154
Tel. ████████████████████
Fax +████████████████████
Mobile ██████████████████
Email █████████████████
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Monica please put together a professional version of this on DB letter head, 6 copies, by 10am. Thanks.
Kind regards,
Caroline Kitidis
EFTA01351238
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Caroline V. Kitidis Managing Director I Head of Key Client Partners & Wealth Investment Coverage
Americas
Deutsche Bank Securities Inc
Deutsche Asset & Wealth Management
345 Park Avenue, 26th Floor
New York, NY 10154-0004
Tel.
Mobil
Email
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let's connect on Tisch tomorrow regarding breakfast Wed, I'll send around a briefing later
Paul Morris
Managing Director
EFTA01351237
Deutsche Bank Private Bank
345 Park Avenue, 27th Floor
New York NY 10154
Office
Cell:
Is Tisch tomorrow ? Or next week? Don't have in my calendar?
Caroline V. Kitidis
Managing Director I Head of Key Client Partners & Wealth Investment Coverage
- Americas
Deutsche Bank Securities Inc.
Deutsche Asset & Wealth Management
345 Park Avenue, 26th Floor
New York, NY 10154-0004
Tel.
Fax.
Mobi
Email
Tomorrow
Original Message
From: Caroline Kitidis
Sent: 10/22/2013 07:56 AM EDT
To: Paul Morris
Cc: Monica Gilkinson
Subject: Re: JE Meeting Agenda 10/22 [I]
Classification: For internal use only
Is Tisch tomorrow ? Or next week? Don't have in my calendar?
Caroline V. Kitidis
Managing Director I Head of Key Client Partners & Wealth Investment Coverage
- Americas
Deutsche Bank Securities Inc.
Deutsche Asset & Wealth Management
345 Park Avenue, 26th Floor
New York, NY 10154-0004
Tel.
Fax.
Mobi
Email
Original Message
From: Paul Morris
Sent: 10/21/2013 06:03 PM EDT
To: Caroline Kitidis
Subject: Re: JE Meeting Agenda 10/22 [I]
Classification: For internal use only
let's connect on Tisch tomorrow regarding breakfast Wed, I'll send around a briefing later
Paul Morris
Managing Director
EFTA01351237
Deutsche Bank Private Bank
345 Park Avenue, 27th Floor
New York NY 10154
Office
Cell: