RE: Fw: Epstein - Assets to transfer

Amanda and Lisa, Below is a summary of assets that we are in the process of transferring to Pershing LLC. They should be transferred in the next several business days. Please let me know what information you need to accept in the EUROCLEAR global securities. We are also going to need EURO wire instructions so that the currency can be transferred too.
JPM Southern Financial, LLC Assets to be transferred to Pershing
LLC A/C # - Southern Financial, LLC
2,000,000 HSBC Cont Buffer SX5E 08/29/14 80% EKO BARRIER- 4% CPN / 17% CAP Cusip: tx via DTC
1,000,000 JPM CONT BUFF EQ SX7P 10/16/14 85% CONTIN BARRIER- 0% CPN / 25% CAP
Cusip: - tx via DTC

EFTA01351047

• 2,000,000 SG MARKET PLUS WTI CRUDE 08/05/14 LNKD TO CL1 78.75% BARRIER- 10% CPN UNCAPPED Cusip: - tx via DTC 3,000,000 LBG CAPITAL NO.1 PLC 144A VAR RT 12/29/2049 HELD BY EUROCLEAR ISIN: LLOYDS BANK PLC MTN 9 7/8 % DEC 16 2021 DTD 12/16/2011 HELD BY EUROCLEAR ISIN: 2,500,000 PETROLES DE VENEZUELA S 5% OCT 28 2015 HELD BY EUROCLEAR ISIN EUR 291,846.67 - EURO cash wire instructions needed

JPM Southern Trust Co., Inc. - Assets to be transferred to Pershing LLC A/C # 2,000,000 PETROLES DE VENEZUELA S 5% OCT 28 2015 HELD BY EUROCLEAR ISIN

Thank You!
Janet Young

Janet E. Young| Vice President | Private Bank J.P. Morgan | NMLS ID # 500 Stanton Christiana Road, Newark DE 19713 T: | F: Alternate contacts: Gina Magliocco and Jason Grosse| T: | F:

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Janet,

Hope you had a great weekend. Thank you in advance for your help with the below. Please see my notes below in red.

Assets to be transferred to Pershing
JPM Southern Financial, LLC

• Southern Financial, LLC
  LLC A/C #
  2,000,000 HSBC Cont Buffer SX5E 08/29/14 80% EKO BARRIER- 4% CPN / 17% CAP
• tx via DTC -Okay to free deliver: Pershing DTC # =|
  Cusip:
  1,000,000 JPM CONT BUFF EQ SX7P 10/16/14 85% CONTIN BARRIER- 0% CPN / 25%
  CAP
• tx via DTC - Okay to free deliver: Pershing DTC # =
  Cusip:
• 2,000,000 SG MARKET PLUS WTI CRUDE 08/05/14 LNKD TO CL1 78.75% BARRIER-
  10% CPN, UNCAPPED
  tx via DTC- Okay to free deliver: Pershing DTC # =
  Cusip:
  3,000,000 LBG CAPITAL NO.1 PLC 144A VAR RT 12/29/2049 HELD BY EUROCLEAR
  Pershing Euroclear # =
  Please confirm t/d, s/d
  ISIN:

EFTA01351045

and amount so that we can match free delivery.

• LLOYDS BANK PLC MTN 9 7/8% DEC 16 2021 DTD 12/16/2011 HELD BY EUROCLEAR ISIN: - Pershing Euroclear # = . Please confirm t/d, s/d and amount so that we can match free delivery.

2,500,000 PETROLEOS DE VENEZUELA S 5% OCT 28 2015 HELD BY EUROCLEAR ISIN - Pershing Euroclear # = Please confirm t/d, s/d and amount so that we can match free delivery.

• EUR 291,846.67 - EURO cash wire instructions needed. Relevant instructions:

Bank: Citibank, Frankfurt
SWIFT:
Account name: Pershing LLC
IBAN:
For Further credit to: Southern Financial, LLC
Account #:

JPM Southern Trust Co., Inc. ( Assets to be transferred to
Pershing LLC A/C #
2,000,000 PETROLEOS DE VENEZUELA S 5% OCT 28 2015 HELD BY EUROCLEAR
ISIN - Pershing Euroclear # = Please confirm t/d, s/d
and amount so that we can match.

Thank you,
Vahe

---

Vahe Stepanian

Associate | Wealth Investment Coverage

Deutsche Bank Securities Inc.
Deutsche Asset & Wealth Management
345 Park Avenue - 26th Floor
New York, NY 10154-0004
Tel.
Fax
Mobile
Email

Vahe, We are setting up the global deliveries for each account as TD 12/02/13 and SD 12/03/13.

Best Regards,
Janet Young

---

Janet E. Young| Vice President | Private Bank J.P. Morgan | NMLS ID #
500 Stanton Christiana Road, Newark DE 19713
| F:
T:

| F:
Alternate contacts: Gina Magliocco and Jason Grosse| T:

To ensure a prompt response, please direct your reply to our team:
F:
T:

Great, thanks Janet. My back office tells me that we also need values for the Euroclear positions. Can you please clarify?

EFTA01351043

Thank you,
Vahe

---

Vahe Stepanian
Associate | Wealth Investment Coverage

Deutsche Bank Securities Inc.
Deutsche Asset & Wealth Management
345 Park Avenue 26th Floor
New York, NY 10154-0004
Tel.
Fax
Mobile
Email

Vahe,

EFTA01351042

Current market values are noted next to the security names below.

JPM Southern Financial, LLC
Assets to be transferred to Pershing

Southern Financial, LLC
LLC A/C #
3,000,000 LBG CAPITAL NO.1 PLC 144A VAR RT 12/29/2049 HELD BY EUROCLEAR
Pershing Euroclear # =
Please confirm t/d, s/d
ISIN:
and amount so that we can match free delivery.
Units 3,000,000 - Market Value
$3,220,320.00

• LLOYDS BANK PLC MTN 9 7/8% DEC 16 2021 DTD
  12/16/2011 HELD BY EUROCLEAR
  Pershing Euroclear # =
  Please confirm t/d, s/d
  ISIN:
  and amount so that we can match free delivery.
  Units - - 1,500,000 Market Value - $1,785,435.00
• 2,500,000 PETROLEOS DE VENEZUELA S 5% OCT 28 2015 HELD BY EUROCLEAR
  Pershing Euroclear # =
  Please confirm t/d, s/d
  ISIN
  and amount so that we can match free delivery.
  $2,020,000.00
  Units 2,500,000 Market Value - -

JPM Southern Trust Co., Inc. ( Assets to be transferred to Pershing LLC A/C # - 2,000,000 PETROLEOS DE VENEZUELA S 5% OCT 28 2015 HELD BY EUROCLEAR ISIN Pershing Euroclear # = Please confirm t/d, s/d and amount so that we can match. Units - 2,000,000 Market Value - $1,616,000.00

Best Regards,
Janet Young

Janet E. Young| Vice President | Private Bank J.P. Morgan | NMLS ID #

• 500 Stanton Christiana Road, Newark DE 19713
  T: | F:

Alternate contacts: Gina Magliocco and Jason Grosse | T: | F:

HI Vahe,

Our Global Settlements has stated that the below free delivery is failing due to no counterparty instructions. I understand if you were late setting this up yesterday since we did not finalize all details until late afternoon. Let me know when you are set up to receive the below security and I will advise my back office.

JPM Southern Trust Co., Inc. Assets to be transferred to
Pershing LLC A/C #
2,000.000 PETROLEOS DE VENEZUELA S 5% OCT 28 2015 HELD BY EUROCLEAR
ISIN - Pershing Euroclear # = Please confirm t/d, s/d
and amount so that we can match.
Units 2,000,000 Market Value - $1,616,000.00

JPM Euroclear #

Thank You!

Janet Young

Janet E. Young| Vice President | Private Bank| J.P. Morgan | NMLS ID #
█████ - 500 Stanton Christiana Road, Newark DE 19713
T: █████████ | F: ███████████| ███████████████████

Alternate contacts: Gina Magliocco and Jason Grosse| T: ███████████ | F:
███████

To ensure a prompt response, please direct your reply to our team: T: || F:

Hi Janet,
Pershing should be out in the market shortly for this transfer.

EFTA01351040

Thank you, if you have any questions, please contact me.
Kind regards,
Lisa Hurd
Lisa D Hurd
ACATS
Deutsche Bank Securities Inc.
Private Wealth Management US Operations
1 South Street, 21202-3298 Baltimore, MD, USA
Tel.
Fax
Email

Lisa,

Thank you!

Best Regards,

Janet Young

Janet E. Young| Vice President | Private Bank| J.P. Morgan | NMLS ID # ███████ - 500 Stanton Christiana Road, Newark DE 19713
T: █████████████ | F: ███████████████████████████████████

Alternate contacts: Gina Magliocco and Jason Grosse| T: | F: