Fw: Epstein - Assets to transfer [C]

Amanda and Lisa, Below is a summary of assets that we are in the process of transferring to Pershing LLC. They should be transferred in the next several business days. Please let me know what information you need to accept in the EUROCLEAR global securities. We are also going to need EURO wire instructions so that the currency can be transferred too.

JPM Southern Financial, LLC - Assets to be transferred to Pershing LLC A/C # - Southern Financial, LLC

2,000,000 HSBC Cont Buffer SX5E 08/29/14 80% EKO BARRIER- 4% CPN / 17% CAP
Cusip: - tx via DTC
1,000,000 JPM CONT BUFF EQ SX7P 10/16/14 85% CONTIN BARRIER- 0% CPN25% CAP
Cusip: - tx via DTC
2,000,000 SG MARKET PLUS WTI CRUDE 08/05/14 LNKD TO CL1 78.75% BARRIER 10% CPN, UNCAPPED
Cusip: tx via DTC
3,000,000 LBG CAPITAL NO.1 PLC 144A VAR RT 12/29/2049 HELD BY EUROCLEAR
ISIN:
LLOYDS BANK PLC MTN 9 7/8% DEC 16 2021 DTD 12/16/2011 HELD BY EUROCLEAR
ISIN:
2,500,000 PETROLEOS DE VENEZUELA S 5% OCT 28 2015 HELD BY EUROCLEAR

ISIN
EUR 291,846.67 — EURO cash wire instructions needed

JPM Southern Trust Co., Inc. I — Assets to be transferred to Pershing LLC A/C #
2,000,000 PETROLEOS DE VENEZUELA S 5% OCT 28 2015 HELD BY EUROCLEAR

ISIN

Thank You!

Janet Young

EFTA01351018

Janet,
Hope you had a great weekend. Thank you in advance for your help with the below. Please see my notes below in red.

JPM Southern Financial, LLC - Assets to be transferred to Pershing LLC A/C # - Southern Financial, LLC

2,000,000 HSBC Cont Buffer SX5E 08/29/14 80% EKO BARRIER- 4% CPN / 17% CAP
Cusip: tx via DTC - Okay to free deliver: Pershing DTC # =

EFTA01351015

1,000,000 3PM CONT BUFF EQ SX7P 10/16/14 85% CONTIN BARRIER- 0% CPN / 25% CAP Cusip: — tx via DTC - Okay to free deliver: Pershing DTC # = 2,000,000 SG MARKET PLUS WTI CRUDE 08/05/14 LNKD TO CL1 78.75% BARRIER- 10%CPN ,UNCAPPED Cusip: — tx via DTC- Okay to free deliver: Pershing DTC # =
3,000,000 LBG CAPITAL NO.1 PLC 144A VAR RT 12/29/2049 HELD BY EUROCLEAR
ISIN: ■ - Pershing Euroclear # = Please confirm t/d, s/d and amount so that we can match free delivery.
LLOYDS BANK PLC MTN 9 7/8% DEC 16 2021 DTD 12/16/2011 HELD BY EUROCLEAR
ISIN: - Pershing Euroclear # = Please confirm t/d, s/d and amount so that we can match free delivery.
2,500,000 PETROLEOS DE VENEZUELA S 5% OCT 28 2015 HELD BY EUROCLEAR
ISINU - Pershing Euroclear # = =. Please confirm t/d, s/d and amount so that we can match free delivery.
EUR 291,846.67 — EURO cash wire instructions needed. Relevant instructions:
Bank: Citibank, Frankfurt
SWIFT: CITIDEFF
Account name: Pershin LLC
IBAN:
For Further credit to: Southern Financial, LLC
Account #:
JPM Southern Trust Co., Inc. Assets to be transferred to Pershing LLC A/C #
2,000,000 PETROLEOS DE VENEZUELA S 5% OCT 28 2015 HELD BY EUROCLEAR
ISIN - Pershing Euroclear # =—. Please confirm t/d, s/d and amount so that we can match.
Thank you,
Vahe

EFTA01351016

Vahe,
We are setting up the global deliveries for each account as TD 12/02/13 and SD 12/03/13.
Best Regards,
Janet Young

Janet E. Young' Vice President I Private Bank' J.P. Morgan I NMLS ID # - 500 Stanton Christiana Road, Newark DE 19713 T: I F: Alternate contacts: Gina Magliocco and Jason Grosse' T: I F:
To ensure a rom t res onse, please direct our reply to our team: T: I F:

Per Janet @ JPM. Euroclear = ███.

Lisa - do you need anything else to process?
Thanks,
Vahe

EFTA01351011