Epstein - Assets to transfer

Amanda and Lisa,

Below is a summary of assets that we are in the process of transferring to Pershing LLC. They should be transferred in the next several business days. Please let me know what information you need to accept in the EUROCLEAR global securities. We are also going to need EURO wire instructions so that the currency can be transferred too.

JPM Southern Financial, LLC Wxxxx0003 - Assets to be transferred to Pershing LLC A/C St N4G- xxx804 — Southern Financial, LLC

• 2,000,000 HSBC Cont Buffer SX5E 08/29/14 80% EKO BARRIER- 4% CPN / 17% CAP
  Cusip: 40432XFP1 - tx via DTC

• 1,000,0001PM CONT BUFF EQ SX7P 10/16/14 85% CONTIN BARRIER- 0% CPN / 25% CAP
  Cusip: 48126NVE4 - tx via DTC

• 2,000,000 SG MARKET PLUS WTI CRUDE 08/05/14 LNKD TO CL1 78.75% BARRIER- 10%CPN ,UNCAPPED
  Cusip: 78423EHS6 — tx via DTC

• 3,000,000 LBG CAPITAL NO.1PLC 144A VAR RT 12/29/2049 HELD BY EUROCLEAR ISIN: X50473106283

• LLOYDS BANK PLC MTN 9 7/8% DEC 16 2021 DTD 12/16/2011HELD BY EUROCLEAR ISIN: XS0717735822

• 2,500,000 PETROLEOS DE VENEZUELA S 5% OCT 28 2015 HELD BY EUROCLEAR ISIN XSO460546525

• EUR 291,846.67 - EURO cash wire instructions needed

1PM Southern Trust Co., Inc.(Wxxxx5001) — Assets to be transferred to Pershing LLC A/C p N4G-xxx812

• 2,000,000 PETROLEOS DE VENEZUELA S 5% 0CT 28 2015 HELD BY EUROCLEAR ISIN X50460546525

Thank You!

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