Re: Transfer from TD to Schwab //- messagelD=105094735 //- caselD=58907978

FULL NAME: Richard Kahn
ACCOUNT TITLE: SOUTHERN FINANCIAL LLC
USER1D: 867730320z
ACCOUNT NUMBER: 867730320
User-Agent:_Mozilla/5.0 (Macintosh; Thiel Mac OS X 10.13; rv:66.0) Gecko/20100101 Firefox/66.0
ENVIRONMENT: invescameritrade.com

Please advise on Statuses i understand this request was put in on 5-14-2019

Thank you

(KMM105091527V8012L0KM)

attached is a clear copy
please confirm it is ok
thank you

On 05/17/1910:47 AM Message Center Client Services wrote:

Hello Mr. Kahn,

This item was still in our processing queue.. but with your email I grabbed it to make sure everything was good as is. 1'mshowing the scanned in form is rather blurry and dark. Unfortunately wea#39-,re unable to see the assets listedto be transferred. Normally if this was an ACATs transfer, we could list it as full transfer and perhaps get around this as an exception

However after checking with our transfers team because jut...439;s a DTC transfer, we do need those assets listed explicitly in a way that can be read. If you could please send back in the Conn, we do need to able to read the assets listed and signature page in ceder to be in compliance with sending out the form.

Let us know if we can help in any way.

Wade Heigh,
Senior Account Manager
Private Client Services Elite
TD Ameritrade
10812 Farness Dr. Omaha. NE 68154
800-400-4078
PCSEliteSouth@telcuneritrode.com

This message is confidential and sent by TD Amantra& solely for use by the intended recipient If you are not the intended recipient, you are hereby notified that any use. distribution or copying of this communication is strictly prohibited. If you hove received this electronic transmission in error, pima notify us by telephone at 800 669 3900 immediately. This should not be deemed as an offer or solicitation, to buy or sell any product My 3rd party information contained herein was prepared by sources deemed reliable, but is not guaranteed. TD Ameritrade does not accept electronic instructions that would require an original signature. Information received by or sent from TD Ameritrade is stored, subject to review, and may be produced to regulatory authorities or others with a legal right to such.