Confidential Reporting and Internal Investigation .. 2... 61
Continuous Improvement: Periodic Testing and Review... 2... ee 61 Mergers and Acquisitions: Pre-Acquisition Due Diligence and Post-Acquisition Integration. ............... 62 Other Guidance on Compliance and International Best Practices... 2.2.0.0... 0000 eee ee 63 Chapter 6: FCPA PENALTIES, SANCTIONS, AND REMEDIES ............... 68 What Are the Potential Consequences for Violations of the FCPA? ...........-.. 000002 eee eae 68 Gritilital Penaltiés: « os ss ew EME EW EME ER EOS EE EERE WED EOE ME ED EE AS Few ER Ew Ew 68 U.S. Sentencing Guidelines. 5:2 imei ei we Rw eR EM Oe RAE RE REWER ER EM EM ERR ew Ew Ew Ewe 68 Gwil Penalties: a:ass 43 3} Oi ME MT MEM EME HHS HS REM EMRE EMEA ee RS wa mame asa 69 Collateral Consequences... 2. 2. ee 69 Debarment. ©. 6 70 Cross-Debarment by Multilateral Development Banks... 2... 70 Loss of Export Privileges. 2... 71 When Is a Compliance Monitor or Independent Consultant Appropriate? ...........-....202000005 71 Chapter 7: RESOLUTIONS. . 2... ee 74 What Are the Different Types of Resolutions with DOJ?. 2... 2... 00. 2 ee 74 Criminal Complaints, Informations, and Indictments... 2... 2 ee 74 PleaAgreements. ©. 6. 74 Deferred Prosecution Agreements . 2... 74 Non-Prosecution Agreements. ©. 6 2 75 Declinations 2 = 23 #3 #8 EEE HE HE we ER EER ERE EEE Ew EL HS HOMER Ewe wee 75 What Are the Different Types of Resolutions with SEC? .. 2.2... 2. ee 76 Civil Injunctive Actions and Remedies. . 2... 1. 76 Civil Administrative Actions and Remedies... 76 Deferred Prosecution Agreements . 2... 76 Non-Prosecution Agreements. ©. 6 6. 77 Termination Letters and Declinations .. 6. 77 What Are Some Examples of Past Declinations by DOJ and SEC?.. 2.2... 0220002..02 0000 eee eee 77 Chapter 8: WHISTLEBLOWER PROVISIONS AND PROTECTIONS. ............ 82 Chapter 9: DOJ OPINION PROCEDURE .......... 0.000000 eee eee 86 Chapter iG: GONCLUSION «cas te wee wh 90 APPENDIX: THE FOREIGN CORRUPT PRACTICES ACT ..............20-. 92 APPENDIAIENDWOTES.::¢ 28s se eww eek ee he 104
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