. 1:/.;.:•-: -C Date / Time Stage Owner Name Team Detail 06/24/2014 10:00 Compose JAMES BUCKLEY a Onboard.% Owner Initiated Ticket 08/12/2014 17:05 Banker Attestation JAMES BUCKLEY (a KYC PB ATTESTORS Approved Client 08119/2014 20:27 Market Manager MARY CASEY' KYC PB MARKET DIRECTOR Approved Client Approval 08120/2014 11:21 Regional Director WILLIAM SHERIDAN a KYC PB CEO DIRECT REPORT Approved Client Approval 09/24/2014 14:03 LOB CEO Approval JOHN DUFFY a) KYC P8 CEO Approved Client JPMC Internal Use Only Confidential Treatment Requested by JPMorgan Chase JPM-SDNY-00062392 EFTA01582818