EFTA01570474

GHISLAINE MAXWELL EFTA01570474 EFTA01570475 JPMorgan Chase Bank, N.A. GHISLAINE MAXWELL For the Period 3/1/12 to 4/30/12 Asset Account J.P. Morgan Team Paul Morris Jason Bell Janet Young Gina Magliocco Banker Investment Specialist Client Service Team Client Service Team Table of Contents Account Summary Holdings Equity Alternative Assets Cash & Fixed Income Other Assets Portfolio Activity Online access www.jpmorganonline.com Please see disclosures located at the end of this statement package for important information relating to each J.P.Morgan account(s). Page 2 4 8 9 15 16 0000000222.15.0.15.RRRRR.MAXWE04.20120709 Page 1 of 60 EFTA01570476 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 Account Summary Asset Allocation Equity Alternative Assets Cash & Fixed Income Other Market Value Accruals Market Value with Accruals Beginning Market Value 1,159,015.72 195,945.40 7,291,802.17 90,156.84 $8,736,920.13 31,969.35 $8,768,889.48 Ending Market Value 698,142.29 187,680.18 7,203,854.18 92,071.75 $8,181,748.40 30,870.71 $8,212,619.11 Current Portfolio Activity Beginning Market Value Contributions Withdrawals & Fees Securities Transferred In Securities Transferred Out Net Contributions/Withdrawals Income & Distributions Change In Investment Value Ending Market Value Accruals Market Value with Accruals (556,516.77) 2,642,528.92 (2,642,079.14) ($556,066.99) 15,300.42 (14,405.16) $8,181,748.40 30,870.71 $8,212,619.11 EFTA01570477 Period Value 8,736,920.13 Change In Value (460,873.43) (8,265.22) (87,947.99) 1,914.91 ($555,171.73) (1,098.64) ($556,270.37) Year-to-Date Value 4,926,904.29 4,972,947.20 (2,079,815.44) 6,407,072.27 (6,304,325.15) $2,995,878.88 31,807.74 227,157.49 $8,181,748.40 30,870.71 $8,212,619.11 Estimated 45,693.48 54,333.62 $100,027.10 Current Annual Income Allocation 10% 2% 87% 1% 100% Other Alternative Assets Equity Cash & Fixed Income Asset Allocation Page 2 of 60 EFTA01570478 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 Account Summary Tax Summary Domestic Dividends/Distributions Foreign Dividends Currency Gain/Loss Interest Income Taxable Income Tax-Exempt Income Bond Premium Amortization Tax-Exempt Income CONTINUED Current Period Value 6,728.27 2,018.11 (10,136.45) 15,802.74 $14,412.67 1,250.00 (362.25) $887.75 Year-to-Date Value 7,558.76 6,162.58 (10,178.99) 24,222.46 $27,764.81 5,000.00 (957.07) $4,042.93 Unrealized Gain/Loss To-Date Value ($123,645.92) ST Realized Gain/Loss LT Realized Gain/Loss Realized Gain/Loss Current Period Value (28,170.10) (7,807.97) ($35,978.07) Year-to-Date Value (22,094.35) (66,193.81) ($88,288.16) Cost Summary Equity EFTA01570479 Cost Cash & Fixed Income Other Total 764,967.39 7,238,828.13 90,364.18 $8,094,159.70 Page 3 of 60 EFTA01570480 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 Equity Summary Asset Categories US Large Cap Equity US Small/Mid Cap Equity Non-US Equity Preferred Stocks Concentrated & Other Equity Total Value Market Value/Cost Market Value Tax Cost Unrealized Gain/Loss Estimated Annual Income Accrued Dividends Yield Equity Detail Price US Large Cap Equity APACHE CORP 037411-10-5 APA Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div. Yield Beginning Market Value 115,212.84 6,000.00 395,528.88 436,402.00 205,872.00 $1,159,015.72 Ending Market Value 58,320.07 5,025.00 167.22 431,244.00 203,386.00 $698,142.29 Current Period Value 698,142.29 764,967.39 EFTA01570481 (66,825.10) 45,693.48 2,636.68 6.53% US Large Cap Equity Change In Value (56,892.77) (975.00) (395,361.66) (5,158.00) (2,486.00) ($460,873.43) Current Allocation 1% 1% 1% 5% 2% 10% US Small/Mid Cap Equity Asset Categories Preferred Stocks Non-US Equity Concentrated & Other Equity Equity as a percentage of your portfolio - 10 % 95.94 95.000 9,114.30 11,403.30 (2,289.00) 64.60 16.15 0.71% Page 4 of 60 EFTA01570482 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 Price US Large Cap Equity BANK OF AMERICA CORP CITIGROUP INC NEW 060505-10-4 BAC 33.05 172967-42-4 C PROSHARES ULTRASHORT S&P 500 PROSHARES TRUST SCHLUMBERGER LTD Total US Large Cap Equity 74347R-88-3 SDS 30.71 74347X-23-7 QID 74.14 806857-10-8 SLB $58,320.07 $116,137.71 ($57,817.64) $240.98 $16.15 US Small/Mid Cap Equity GERON CORP 374163-10-3 GERN Non-US Equity RIO TINTO PLC ISIN GB0007188757 SEDOL 0718875 766994-90-9 GBP 0.41% 113.000 8,377.82 9,524.04 (1,146.22) 124.30 1.48% 200.000 6,142.00 26,203.50 (20,061.50) 15.20 1,000.000 15,200.00 44,809.50 (29,609.50) 358.000 11,830.11 14,048.52 (2,218.41) 14.32 EFTA01570483 0.12% 8.11 944.000 7,655.84 10,148.85 (2,493.01) 37.76 0.49% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div. Yield 1.68 3,000.000 5,025.00 18,129.32 (13,104.32) 55.74 3.000 167.22 212.23 (45.01) Page 5 of 60 EFTA01570484 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 Price Non-US Equity STANDARD CHARTERED PLC ORD U$ 0.50 ISIN GB0004082847 SEDOL 0408284 G84228-92-6 GBP Total Non-US Equity $167.22 $212.23 ($45.01) $0.00 $783.03 Preferred Stocks CITIGROUP CAPITAL XIII 7 7/8% PFD 173080-20-1 C PNNA /BA1 COUNTRYWIDE CAPITAL V 7% PFD 222388-20-9 CFC PB 3PM CHASE CAPITAL XXIX 6.7% PFD 48125E-20-7 3PM PC Total Preferred Stocks 25.96 2,500.000 64,900.00 $431,244.00 62,500.00 $422,578.96 2,400.00 $8,665.04 4,187.50 $31,227.50 $1,837.50 Concentrated & Other Equity GENERAL MOTORS CO CV PFD B 37045V-20-9 GM PB 6.45% 7.24% 23.82 4,200.000 100,044.00 98,778.96 1,265.04 7,350.00 1,837.50 7.35% 0.00% EFTA01570485 0.00 783.03 Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div. Yield 26.63 10,000.000 266,300.00 261,300.00 5,000.00 19,690.00 7.39% 39.04 1,000.000 39,040.00 50,000.00 (10,960.00) 2,375.00 6.08% Page 6 of 60 EFTA01570486 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 Price Concentrated & Other Equity JPMORGAN CHASE & CO 7.9% PFD STK APR 30 2049 DTD 04/23/2008 46625H-HA-1 BBB /BAA Total Concentrated & Other Equity $203,386.00 $207,909.17 ($4,523.17) $14,225.00 6.95% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div. Yield 109.56 150,000.000 164,346.00 157,909.17 6,436.83 11,850.00 7.16% Page 7 of 60 EFTA01570487 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 Alternative Assets Summary Beginning Asset Categories Hard Assets Estimated Value 195,945.40 Alternative Assets Detail Price Hard Assets BARC CALLABLE PALLDIUM CP NT 05/14/12 LNKD TO PLDMLNPM 7.4% CPN, 20% MAX, 80% BARRIER 05/03/2011 06738K-JA-0 DB X-TRACKERS ISIN LU0292106167 SEDOL B3DYFK4 892352-91-5 ETFS METAL SECURITIES LTD ISIN 3E00B1VS3770 SEDOL BlVS377 131994-91-5 ISHARES SILVER TRUST Total Hard Assets 46428Q-10-9 SLV $187,680.18 $211,234.62 30.11 1,000.000 30,110.00 44,010.03 162.67 301.000 48,962.17 45,068.38 42.35 2,058.000 87,146.01 102,156.21 107.31 20,000.000 21,462.00 20,000.00 Quantity Estimated Value Cost Ending Estimated Value 187,680.18 EFTA01570488 Change In Value (8,265.22) Current Allocation 2% Page 8 of 60 EFTA01570489 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 Cash & Fixed Income Summary Beginning Asset Categories Cash Non-USD Cash Non-USD Short Term US Fixed Income Non-US Fixed Income Complementary Structured Strategies Total Value Market Value/Cost Market Value Tax Cost Unrealized Gain/Loss Estimated Annual Income Accrued Interest Yield Market Value 4,882,728.78 907,283.08 52,398.57 754,766.00 551,306.74 143,319.00 $7,291,802 17 Ending Market Value 5,519,035.84 332,596.98 0.00 619,235.98 584,294.88 148,690.50 $7,203,854.18 Current Period Value 7,203,854.18 7,238,828.13 (34,973.95) 54,333.62 28,234.03 0.72% Cash & Fixed Income as a percentage of your portfolio 87 % Change In Value 636,307.06 (574,686.10) (52,398.57) (135,530.02) EFTA01570490 32,988.14 5,371.50 ($87,947.99) Current Allocation 66% 4% 8% 7% 2% 87% US Fixed Income Complementary Structured Strategies Asset Categories Non-US Fixed Income Non-USD Cash Cash Page 9 of 60 EFTA01570491 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 SUMMARY BY MATURITY 1 Cash & Fixed Income 0-6 months 1-5 years' 5-10 years' 10+ years' Total Value 1 SUMMARY BY TYPE Market Value 6,158,255.08 670,340.10 148,690.50 226,568.50 $7,203,854.18 % of Bond Portfolio 86% 9% 2% 3% 100% The years indicate the number of years until the bond is scheduled to mature based on the statement end date. Some bonds may be called, or paid in full, before their stated maturity. Note: A - Bonds purchased at a premium show amortization. 1 Cash & Fixed Income Detail Price Cash US DOLLAR 3PM NY MUNI MM FD - MORGAN Total Cash 1.00 1.00 5,519,034.84 1.00 5,519,034.84 1.00 $5,519,035.84 5,519,034.84 1.00 $5,519,035.84 $0.00 $551.90 $44.37 EFTA01570492 0.01% 551.90 44.37 0.01% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield Cash & Fixed Income Cash NON USD Cash Corporate Bonds Municipal Bonds International Bonds Mutual Funds Complementary Structure Total Value Market Value 5,519,035.84 332,596.98 292,918.50 226,568.50 663,554.14 20,489.72 148,690.50 $7,203,854.18 % of Bond Portfolio 77% 4% 4% 3% 9% 1% 2% 100% This is the Annual Percentage Yield (APY) which is the rate earned if balances remain on deposit for a full year with compounding, there is no change in the interest rate and all interest is left in the account. Page 10 of 60 EFTA01570493 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 Price Non-USD Cash AUSTRALIAN DOLLAR POUND STERLING HONG KONG DOLLAR JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.0000% DATED 04/24/2012 MATURITY 05/02/2012 HELD BY LONDON TREASURY SERVICES JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.5200% DATED 04/26/2012 MATURITY 05/04/2012 HELD BY LONDON TREASURY SERVICES Total Non-USD Cash $332,596.98 $321,632.34 $10,964.64 $2,750.06 $49.98 US Fixed Income JPM MANAGED RESERVES C 051398-91-5 GBP ISHARES MARKIT IBOXX CORPORATE BOND ISIN IE00B00FV011 SEDOL B00FV01 461278-91-3 GBP HSBC FINANCE CORP MEDIUM TERM NOTE 2.9% OCT 15 2015 DTD 10/15/2010 40429X-YB-6 A /A3 97.94 100,000.00 97,944.00 100,000.00 (2,056.00) 2,900.00 128.80 3.54% 10,518.81 195.14 7.54 105.00 79,259.26 20,489.72 79,003.04 19,023.08 256.22 1,466.64 0.88% 101.22 EFTA01570494 115,261.28 116,667.12 112,869.24 3,797.88 606.66 8.40 0.53% 1.04 1.62 0.13 17.46 100.00 838.95 950.00 1,227,820.16 104.10 1,362.33 122.46 214,340.97 103.25 1,337.57 122.44 207,199.84 0.85 24.76 0.02 7,141.13 2,143.40 41.58 1.07% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield Page 11 of 60 EFTA01570495 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 Price US Fixed Income GENERAL ELEC CAP CORP MEDIUM TERM FLOATING RATE NOTE MAY 11 2016 DTD 05/11/2007 36962G-2V-5 AA+ /A1 BANK OF AMERICA CORP MEDIUM TERM NOTE 3.6% NOV 15 2016 DTD 11/04/2010 06050W-DW-2 A- /BAA A MI ST MUNI BOND AUTH ST CLEAN WTR REVOLVING FD 5% OCT 01 2026 DTD 11/02/2006 HELD BY DTC BOOK ENTRY ONLY PAR CALL 10/01/2016 @ 100 59455T-PF-3 AAA /AAA A BIRDVILLE TEXAS INDEPENDENT SCHOOL DIST PERM SCH GTD FUND UNLIMITED TAX 5% FEB 15 2029 DTD 01/15/2007 HELD BY DTC BOOK ENTRY ONLY PAR CALL 02/15/2017 @ 100 090874-FV-5 AAA /AAA A MA ST HLTH & EDUCTNL FACS AUTH REVENUE HARVARD UNIV 5% B JUL 15 2032 DTD 08/03/2005 HELD BY DTC BOOK ENTRY ONLY PAR CALL 07/15/2015 @ 100 57586C-FW-0 AAA /AAA Total US Fixed Income $619,235.98 $611,648.05 $613,387.62 $7,587.93 $18,655.00 $4,697.40 3.09% 110.36 50,000.00 55,179.00 53,590.31 54,040.00 1,588.69 2,500.00 736.10 4.23% 113.93 100,000.00 EFTA01570496 113,934.00 109,658.45 110,503.00 4,275.55 5,000.00 1,055.50 3.86% 114.91 50,000.00 57,455.50 54,978.67 55,424.00 2,476.83 2,500.00 208.30 3.66% 98.01 150,000.00 147,010.50 150,000.00 (2,989.50) 5,400.00 2,490.00 4.09% 95.93 50,000.00 47,964.00 45,394.50 2,569.50 355.00 78.70 1.76% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield Page 12 of 60 EFTA01570497 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 Price Non-US Fixed Income BLUEBAY HIGH YIELD BD FD GBP HDG-DB ISIN LU0222772518 G13289-92-4 GBP ISHARES BARCLAYS CAPITAL ISIN IE00B1FZSD53 SEDOL B1G52V0 46578W-92-2 GBP INTL BK RECON & DEVELOP - BRL 8 3/4% JUN 15 2012 DTD 08/20/2009 HELD BY EUROCLEAR ISIN:XS0446421157 SEDOL:B435Z93 459058-9B-1 NA /AAA BRL KFW - TRY MTN 9 3/4% JUL 16 2013 DTD 02/10/2010 HELD BY EUROCLEAR ISIN XS0484842470 SEDOL B637YV8 14085A-9A-6 AAA /AAA TRY INTER AMERICAN DEVELOPMENT BANK- INR MEDIUM TERM NOTE 3% MAR 25 2014 DTD 03/25/2010 HELD BY EUROCLEAR ISIN XS0495010562 SEDOL B5114T3 U45818-9G-5 AAA /AAA INR 1.75 6,700,000.00 117,370.73 143,232.17 (25,861.44) 3,814.04 386.61 7.47% 57.88 200,000.00 115,750.87 135,555.56 (19,804.69) 11,086.15 8,784.10 8.07% 21.18 52.82 5,790.00 90,000.00 122,604.92 47,535.18 118,212.32 EFTA01570498 50,106.74 4,392.60 2,285.52 (2,571.56) 4,157.20 3,646.03 8.01% 195.50 187.90 36,733.18 39,293.00 (2,559.82) Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield Page 13 of 60 EFTA01570499 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 Price Non-US Fixed Income INTER AMERICAN DEVEL BK - IDR MEDIUM TERM NOTE 6.50% JUN 04 2014 DTD 06/04/2010 HELD BY EUROCLEAR ISIN XS0513770957 SEDOL B4YWHCO 45818W-9K-4 AAA /AAA IDR Total Non-US Fixed Income $584,294.88 $636,511.90 ($52,217.02) $28,251.66 $23,442.28 Complementary Structured Strategies MS 7YNC1Y STEP-UP NOTE 09/13/17 INITIAL RATE 2.75% CPN WHERE MAX RATE IS 6% PER ANNUM DD 9/8/10 61745E-6Q-9 A- /A2 5.10% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield 0.01 1,300,000,000.00 144,300.00 150,112.11 (5,812.11) 9,194.27 8,340.02 5.45% 99.13 150,000.00 148,690.50 150,000.00 (1,309.50) 4,125.00 Page 14 of 60 EFTA01570500 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 Other Summary Asset Categories Balanced Beginning Estimated Value 90,156.84 Ending Estimated Value 92,071.75 Change In Value 1,914.91 Current Allocation 1% Current Market Value/Cost Estimated Value Tax Cost Estimated Gain/Loss Other Detail Price Balanced PIMCO FUNDS GLOBAL INVESTORS SERIES - GLOBAL INVESTMENT GRADE CREDIT FUND ISIN IE00B3BMD843 SEDOL B3BMD84 695421-91-7 GBP 21.11 4,361.513 92,071.75 90,364.18 1,707.57 Quantity Value Adjusted Cost Original Cost Unrealized Gain/Loss Accruals Period Value 92,071.75 90,364.18 1,707.57 Page 15 of 60 EFTA01570501 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 Portfolio Activity Summary - U S Dollar Beginning Cash Balance PRINCIPAL Current Transactions Income INFLOWS 19,446.45 Contributions Foreign Exchange - Inflows Total Inflows OUTFLOWS ** Withdrawals Foreign Exchange - Outflows Total Outflows TRADE ACTIVITY Total Trade Activity Settled Sales/Maturities/Redemptions Ending Cash Balance (159,902.42) ($159,902.42) 205,086.75 $205,086.75 $5,519,034.84 * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position 571,676.28 $591,122.73 32,037.35 4,972,118.20 574,845.37 $5,579,000.92 (1,419,530.95) (159,902.42) ($1,579,433.37) 354,254.72 $354,254.72 -$0.00 $0.00 $0.00 $0.00 Period Value 4,882,727.78 Year-To-Date Value* -INCOME Current EFTA01570502 Period Value 0.00 Year-To-Date Value* -$0.00 $0.00 $0.00 -Page 16 of 60 EFTA01570503 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 Portfolio Activity Summary - U S Dollar Current Cost Adjustments Amortization Cost Adjustments Total Cost Adjustments ($362.25) * Year to date information is calculated on a calendar year basis. Portfolio Activity Detail - U S Dollar INFLOWS & OUTFLOWS Type Settle Date Selection Method 3/1 3/1 3/1 3/12 3/13 3/14 Interest Income Div Domest Div Domest Div Domest Corporate Interest Div Domest Description DEPOSIT SWEEP INTEREST FOR FEB. @ .01% RATE ON NET AVG COLLECTED BALANCE OF $4,881,432.38 AS OF 03/01/12 GENERAL MOTORS CO CV PFD B @ 0.59375 PER SHARE (ID: 37045V-20-9) KROGER CO @ 0.115 PER SHARE (ID: 501044-10-1) UNITED TECHNOLOGIES CORP @ 0.48 PER SHARE (ID: 913017-10-9) MS 7YNC1Y STEP-UP NOTE 09/13/17 INITIAL RATE 2.75% CPN WHERE MAX RATE IS 6% PER ANNUM DD 9/8/10 (ID: 61745E-6Q-9) E I DU PONT DE NEMOURS & CO @ 0.41 PER SHARE (ID: 263534-10-9) 224.000 0.41 91.84 150,000.000 0.014 2,062.50 1,000.000 265.000 162.000 0.594 0.115 EFTA01570504 0.48 593.75 30.48 77.76 Quantity Cost Per Unit Amount PRINCIPAL Amount 38.66 INCOME Amount Period Value (362.25) Year-To-Date Value* (957.07) 9,237.41 $8,280.34 Page 17 of 60 EFTA01570505 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 INFLOWS & OUTFLOWS Type Settle Date Selection Method 3/23 3/27 3/27 3/27 3/27 3/27 3/27 3/27 3/27 3/30 Div Domest Spot FX Spot FX Spot FX Spot FX Spot FX Spot FX Spot FX Spot FX Spot FX Description BANK OF AMERICA CORP @ 0.01 PER SHARE (ID: 060505-10-4) SPOT CURRENCY TRANSACTION - SELL BUY USD SELL AUD EXCHANGE RATE 1.038800000 DEAL 03/23/12 VALUE 03/27/12 (ID: OAUDPR-AA-8) SPOT CURRENCY TRANSACTION - SELL BUY USD SELL CHF EXCHANGE RATE .910500000 DEAL 03/23/12 VALUE 03/27/12 (ID: OCHFPR-AA-4) SPOT CURRENCY TRANSACTION - SELL BUY USD SELL EUR EXCHANGE RATE 1.324200000 DEAL 03/23/12 VALUE 03/27/12 (ID: OEURPR-AA-9) SPOT CURRENCY TRANSACTION - SELL BUY USD SELL GBP EXCHANGE RATE 1.584400000 DEAL 03/23/12 VALUE 03/27/12 (ID: OGBPPR-AA-9) SPOT CURRENCY TRANSACTION - SELL BUY USD SELL HKD EXCHANGE RATE 7.770700000 DEAL 03/23/12 VALUE 03/27/12 (ID: OHKDPR-AA-4) SPOT CURRENCY TRANSACTION - SELL BUY USD SELL JPY EXCHANGE RATE 82.280000000 DEAL 03/23/12 VALUE 03/27/12 (ID: 0JPYPR-AA-9) SPOT CURRENCY TRANSACTION - SELL BUY USD SELL NOK EXCHANGE RATE 5.756700000 DEAL 03/23/12 VALUE 03/27/12 (ID: ONOKPR-AA-1) SPOT CURRENCY TRANSACTION - SELL BUY USD SELL SEK EXCHANGE RATE 6.743100000 DEAL 03/23/12 EFTA01570506 VALUE 03/27/12 (ID: OSEKPR-AA-1) SPOT CURRENCY TRANSACTION - BUY BUY GBP SELL USD EXCHANGE RATE 1.586700000 DEAL 03/28/12 VALUE 03/30/12 (ID: OGBPPR-AA-9) Page 18 of 60 100,776.720 159,670.64 (159,902.42) (127,026.000) (18,879.35) 18,837.92 (80,557.600) (14,022.45) 13,993.71 (4,117,504.000 ) (50,035.13) 50,042.59 (111,932.420) (14,418.61) 14,404.42 (226,311.800) (360,424.50) 358,568.42 (75,122.880) (99,477.73) 99,477.72 (6,154.680) (6,755.96) 6,759.67 Quantity Cost Per Unit Amount 944.000 (5,387.790) (5,648.56) 0.01 PRINCIPAL Amount 9.44 5,596.84 INCOME Amount EFTA01570507 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 INFLOWS & OUTFLOWS Type Settle Date Selection Method 3/30 4/2 Spot FX Municipal Interest Description SPOT CURRENCY TRANSACTION - SELL BUY USD SELL INR EXCHANGE RATE 50.313035000 DEAL 03/26/12 VALUE 03/26/12 (ID: OINRPR-AA-8) MI ST MUNI BOND AUTH ST CLEAN WTR REVOLVING FD 5% OCT 01 2026 DTD 11/02/2006 HELD BY DTC BOOK ENTRY ONLY PAR CALL 10/01/2016 @ 100 (ID: 59455T-PF-3) 4/2 4/2 4/13 4/16 4/20 4/30 4/30 Interest Income Interest Income Foreign Dividend Corporate Interest Foreign Interest Div Domest Interest Income Total Inflows & Outflows DEPOSIT SWEEP INTEREST FOR MAR. @ .01% RATE ON NET AVG COLLECTED BALANCE OF $4,981,470.91 AS OF 04/01/12 3PM CHASE CAPITAL XXIX 6.7% PFD @ 0.41875 PER SHARE (ID: 48125E-20-7) SCHLUMBERGER LTD @ 0.275 PER SHARE (ID: 806857-10-8) HSBC FINANCE CORP MEDIUM TERM NOTE 2.9% OCT 15 2015 DTD 10/15/2010 (ID: 40429X-YB-6) BARCLAYS BANK PLC MEDIUM TERM NOTE 2 2/1% OCT 20 2017 DTD 10/20/2010 (ID: 06740P-VG-8) JPMORGAN CHASE & CO 7.9% PFD STK APR 30 2049 DTD 04/23/2008 (ID: 46625H-HA-1) CITIGROUP CAPITAL XIII 7 7/8% PFD @ 0.492187 PER SHARE (ID: 173080-20-1) 2,500.000 113.000 100,000.000 150,000.000 EFTA01570508 150,000.000 10,000.000 0.419 0.275 0.015 0.013 0.04 0.492 1,046.88 31.08 1,450.00 1,875.00 5,925.00 4,921.87 $431,220.31 42.19 50,000.000 0.025 1,250.00 Quantity Cost Per Unit Amount (201,000.000) (3,915.46) PRINCIPAL Amount 3,994.99 INCOME Amount Page 19 of 60 EFTA01570509 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 TRADE ACTIVITY Note: Trade Date Settle Date 3/16 3/21 3/16 3/21 3/16 3/21 3/23 3/28 3/23 3/28 4/20 4/20 S indicates Short Term Realized Gain/Loss Type Selection Method Description Settled Sales/Maturities/Redemptions Sale High Cost Sale High Cost Sale High Cost Sale High Cost Sale High Cost Redemption Pro Rata E M C CORP MASS @ 28.96057 13,553.55 BROKERAGE 100.00 TAX &/OR SEC .25 J.P. MORGAN SECURITIES LLC (ID: 268648-10-2) KROGER CO @ 24.30 6,439.50 BROKERAGE 100.00 TAX &/OR SEC .12 J.P. MORGAN SECURITIES LLC (ID: 501044-10-1) UNITED TECHNOLOGIES CORP @ 85.75074 13,891.62 BROKERAGE 100.00 TAX &/OR SEC .26 J.P. MORGAN SECURITIES LLC (ID: 913017-10-9) WALT DISNEY CO @ 43.08 9,865.32 BROKERAGE 13.74 TAX &/OR SEC .18 J.P. MORGAN SECURITIES LLC (ID: 254687-10-6) E I DU PONT DE NEMOURS & CO @ 52.07571 11,664.96 BROKERAGE 13.44 TAX &/OR SEC .21 J.P. MORGAN SECURITIES LLC (ID: 263534-10-9) BARCLAYS BANK PLC MEDIUM TERM NOTE 2 2/1% OCT 20 2017 DTD 10/20/2010 ENTIRE ISSUE CALLED @ EFTA01570510 100.00 (ID: 06740P-VG-8) Total Settled Sales/Maturities/Redemptions $205,086.75 ($203,302.65) $1,784.10 S (150,000.000) 100.00 150,000.00 (150,000.00) (224.000) 52.015 11,651.31 (11,537.62) 113.69 S (229.000) 43.019 9,851.40 (9,015.40) 836.00 S (162.000) 85.132 13,791.36 (13,783.83) 7.53 S (265.000) 23.922 6,339.38 (6,587.16) (247.78) S Quantity (468.000) Per Unit Amount 28.746 Proceeds 13,453.30 Tax Cost (12,378.64) Realized Gain/Loss 1,074.66 S Page 20 of 60 EFTA01570511 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 COST ADJUSTMENTS Settle Date 4/2 Type Amortization Description MI ST MUNI BOND AUTH ST CLEAN WTR REVOLVING FD 5% OCT 01 2026 DTD 11/02/2006 HELD BY DTC BOOK ENTRY ONLY PAR CALL 10/01/2016 @ 100 MUNICIPAL BOND PREMIUM AMORTIZATIO (ID: 59455T-PF-3) Quantity 50,000.000 Cost Basis Adjustments (362.25) Page 21 of 60 EFTA01570512 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 Portfolio Activity Summary - Australia Dollar PRINCIPAL US Dollar Value Current Transactions Income Contributions Total Inflows OUTFLOWS ** Total Outflows Foreign Exchange - Outflows TRADE ACTIVITY Total Trade Activity Period Value Beginning Cash Balance INFLOWS -103.25 $103.25 (5,596.84) ($5,596.84) Settled Sales/Maturities/Redemptions Ending Cash Balance * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position 5,648.56 $5,648.56 -Year-To-Date Value* -103.25 216.26 $319.51 (5,811.27) ($5,811.27) 5,648.56 $5,648.56 -Local Value Current Period Value 0.00 100.00 100.00 (5,387.79) (5,387.79) 5,387.79 5,387.79 100.00 EFTA01570513 Year-To-Date Value* -100.00 208.35 308.35 (5,596.14) (5,596.14) 5,387.79 5,387.79 -Page 22 of 60 EFTA01570514 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 Portfolio Activity Summary - Australia Dollar INCOME US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position Portfolio Activity Detail - Australia Dollar INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 3/27 3/30 3/30 Spot FX Foreign Dividend Foreign Dividend Total Inflows & Outflows Description SPOT CURRENCY TRANSACTION - SELL BUY USD SELL AUD EXCHANGE RATE 1.038800000 DEAL 03/23/12 VALUE 03/27/12 (ID: OAUDPR-AA-8) QBE INSURANCE GROUP LTD ISIN AU000000QBE9 SEDOL 6715740 @ 0.0625 PER SHARE (ID: Q78063-91-6) QBE INSURANCE GROUP LTD ISIN AU000000QBE9 SEDOL 6715740 @ 0.1875 PER SHARE (ID: Q78063-91-6) 400.000 400.000 0.065 0.063 0.194 0.188 25.81 25.00 77.44 75.00 ($5,493.59) ($51.72) Quantity 5,596.840 Amount USD Local Value PRINCIPAL Amount USD Local Value EFTA01570515 (5,596.84) (5,387.79) INCOME Amount USD Local Value Currency Gain/Loss USD (51.72) Period Value --Year-To-Date Value* --Local Value Current Period Value 0.00 0.00 Year-To-Date Value* --Page 23 of 60 EFTA01570516 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 TRADE ACTIVITY - Australia Dollar S indicates Short Term Realized Gain/Loss Note: Per Unit Trade Date Settle Date 3/21 3/26 Type Selection Method Description Settled Sales/Maturities/Redemptions Sale High Cost QBE INSURANCE GROUP LTD ISIN AU000000QBE9 SEDOL 6715740 (ID: Q78063-91-6) Quantity (400.000) Amount USD Local Value 14.121 13.51 Proceeds USD Local Value 5,648.56 5,387.79 Tax Cost USD Realized Local Value Gain/Loss USD (7,237.30) (6,798.62) (1,588.74) S Page 24 of 60 EFTA01570517 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 Portfolio Activity Summary - Canadian Dollar PRINCIPAL US Dollar Value Current Transactions Beginning Cash Balance INFLOWS Total Inflows Income OUTFLOWS ** Total Outflows Withdrawals Ending Cash Balance * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position INCOME US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position Period Value --Year-To-Date Value* --Local Value Current Period Value 0.00 0.00 Year-To-Date Value* --Period Value -108.73 $108.73 (108.73) ($108.73) -Year-To-Date Value* -227.65 $227.65 (227.65) ($227.65) -Local EFTA01570518 Value Current Period Value 0.00 107.86 107.86 (107.86) (107.86) 0.00 Year-To-Date Value* -227.74 227.74 (227.74) (227.74) -Page 25 of 60 EFTA01570519 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 Portfolio Activity Detail - Canadian Dollar INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 3/6 Foreign Interest Description JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6100% DATED 02/28/2012 MATURITY 03/06/2012 HELD BY LONDON TREASURY SERVICES (ID: 2527Y9-9L-9) 3/6 3/6 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR (ID: OCADPR-AA-6) Free Delivery High Cost 3/6 Receipt of Assets JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6100% DATED 02/28/2012 MATURITY 03/06/2012 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2527Y9-9L-9) JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6100% DATED 03/06/2012 MATURITY 03/13/2012 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 252869-9T-5) 3/13 Foreign Interest JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6100% DATED 03/06/2012 MATURITY 03/13/2012 HELD BY LONDON TREASURY SERVICES (ID: 252869-9T-5) 3/13 3/13 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR (ID: OCADPR-AA-6) Free Delivery High Cost JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6100% DATED 03/06/2012 MATURITY 03/13/2012 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 252869-9T-5) (13.660) (115,167.080) (13.75) (13.66) 115,167.080 EFTA01570520 13.75 13.66 115,167.080 (13.660) (115,153.420) (13.75) (13.66) Quantity 115,153.420 Amount USD Local Value PRINCIPAL Amount USD Local Value 13.75 13.66 INCOME Amount USD Local Value Currency Gain/Loss USD Page 26 of 60 EFTA01570521 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 3/13 Receipt of Assets Description JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6100% DATED 03/13/2012 MATURITY 03/20/2012 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2528F9-9C-8) 3/20 Foreign Interest JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6100% DATED 03/13/2012 MATURITY 03/20/2012 HELD BY LONDON TREASURY SERVICES (ID: 2528F9-9C-8) 3/20 3/20 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR (ID: OCADPR-AA-6) Free Delivery High Cost 3/20 Receipt of Assets JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6100% DATED 03/13/2012 MATURITY 03/20/2012 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2528F9-9C-8) JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6100% DATED 03/20/2012 MATURITY 03/27/2012 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2528H9-9W-2) 3/27 Foreign Interest JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6100% DATED 03/20/2012 MATURITY 03/27/2012 HELD BY LONDON TREASURY SERVICES (ID: 2528H9-9W-2) 3/27 3/27 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR (ID: OCADPR-AA-6) Free Delivery High Cost JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6100% DATED 03/20/2012 MATURITY 03/27/2012 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2528H9-9W-2) EFTA01570522 (13.660) (115,194.400) (13.78) (13.66) 115,194.400 13.78 13.66 115,194.400 (13.660) (115,180.740) (13.83) (13.66) 115,180.740 13.83 13.66 Quantity 115,180.740 Amount USD Local Value PRINCIPAL Amount USD Local Value INCOME Amount USD Local Value Currency Gain/Loss USD Page 27 of 60 EFTA01570523 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 3/27 Receipt of Assets Description JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6100% DATED 03/27/2012 MATURITY 04/03/2012 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2528M9-9A-4) 4/3 Foreign Interest JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6100% DATED 03/27/2012 MATURITY 04/03/2012 HELD BY LONDON TREASURY SERVICES (ID: 2528M9-9A-4) 4/3 4/3 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR (ID: OCADPR-AA-6) Free Delivery High Cost 4/3 Receipt of Assets JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6100% DATED 03/27/2012 MATURITY 04/03/2012 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2528M9-9A-4) JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.5700% DATED 04/03/2012 MATURITY 04/11/2012 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2528Q9-9A-0) 4/11 Foreign Interest JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.5700% DATED 04/03/2012 MATURITY 04/11/2012 HELD BY LONDON TREASURY SERVICES (ID: 2528Q9-9A-0) 4/11 4/11 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR (ID: OCADPR-AA-6) Free Delivery High Cost JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.5700% DATED 04/03/2012 MATURITY 04/11/2012 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2528Q9-9A-0) EFTA01570524 (14.590) (115,221.720) (14.55) (14.59) 115,221.720 14.55 14.59 115,221.720 (13.660) (115,208.060) (13.75) (13.66) 115,208.060 13.75 13.66 Quantity 115,208.060 Amount USD Local Value PRINCIPAL Amount USD Local Value INCOME Amount USD Local Value Currency Gain/Loss USD Page 28 of 60 EFTA01570525 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 4/11 Receipt of Assets Description JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.5200% DATED 04/11/2012 MATURITY 04/18/2012 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2528T9-9L-3) 4/18 Foreign Interest JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.5200% DATED 04/11/2012 MATURITY 04/18/2012 HELD BY LONDON TREASURY SERVICES (ID: 2528T9-9L-3) 4/18 4/18 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR (ID: OCADPR-AA-6) Free Delivery High Cost 4/18 Receipt of Assets JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.5200% DATED 04/11/2012 MATURITY 04/18/2012 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2528T9-9L-3) JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.5200% DATED 04/18/2012 MATURITY 04/26/2012 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2528W9-9E-5) 4/26 Foreign Interest JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.5200% DATED 04/18/2012 MATURITY 04/26/2012 HELD BY LONDON TREASURY SERVICES (ID: 2528W9-9E-5) 4/26 4/26 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR (ID: OCADPR-AA-6) Free Delivery High Cost JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.5200% DATED 04/18/2012 MATURITY 04/26/2012 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2528W9-9E-5) EFTA01570526 (13.320) (115,247.960) (13.52) (13.32) 115,247.960 13.52 13.32 115,247.960 (11.650) (115,236.310) (11.80) (11.65) 115,236.310 11.80 11.65 Quantity 115,236.310 Amount USD Local Value PRINCIPAL Amount USD Local Value INCOME Amount USD Local Value Currency Gain/Loss USD Page 29 of 60 EFTA01570527 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 4/26 Receipt of Assets Description JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.5200% DATED 04/26/2012 MATURITY 05/04/2012 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2528Z9-9N-2) Total Inflows & Outflows $0.00 Quantity 115,261.280 Amount USD Local Value PRINCIPAL Amount USD Local Value INCOME Amount USD Local Value Currency Gain/Loss USD Page 30 of 60 EFTA01570528 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 Portfolio Activity Summary - Euro PRINCIPAL US Dollar Value Current Transactions Income INFLOWS Total Inflows OUTFLOWS ** Tax Payments Foreign Exchange - Outflows Total Outflows TRADE ACTIVITY Total Trade Activity Settled Sales/Maturities/Redemptions Ending Cash Balance * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position (99,477.72) ($99,477.72) 99,477.73 $99,477.73 -Period Value Beginning Cash Balance -Year-To-Date Value* -118.42 $0.00 $118.42 (29.61) (101,512.47) ($101,542.08) 99,477.73 $99,477.73 -(75,122.88) (75,122.88) 75,122.88 75,122.88 0.00 0.00 Local Value Current Period Value 0.00 Year-To-Date Value* EFTA01570529 -92.40 92.40 (23.10) (76,727.64) (76,750.74) 75,122.88 75,122.88 -Page 31 of 60 EFTA01570530 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 Portfolio Activity Summary - Euro INCOME US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position US Dollar Value Current Cost Adjustments Cost Adjustments Total Cost Adjustments * Year to date information is calculated on a calendar year basis. Period Value $0.00 Year-To-Date Value* 25,835.27 $25,835.27 0.00 Local Value Current Period Value Year-To-Date Value* 18,995.12 18,995.12 Period Value --Year-To-Date Value* --Local Value Current Period Value 0.00 0.00 Year-To-Date Value* --Page 32 of 60 EFTA01570531 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 Portfolio Activity Detail - Euro INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 3/27 Spot FX Description SPOT CURRENCY TRANSACTION - SELL BUY USD SELL EUR EXCHANGE RATE 1.324200000 DEAL 03/23/12 VALUE 03/27/12 (ID: OEURPR-AA-9) TRADE ACTIVITY - Euro Note: Trade Date Settle Date 3/20 3/22 3/20 3/22 3/20 3/23 3/20 3/23 3/20 3/23 3/20 3/23 Type Selection Method Description Settled Sales/Maturities/Redemptions Sale High Cost Sale High Cost Sale High Cost Sale High Cost Sale High Cost Sale High Cost ALLIANZ SE HOLDING ISIN DE0008404005 SEDOL 5231485 (ID: D03080-90-6) BAYER AG REGISTERED SHS ISIN DE000BAY0017 SEDOL 5069211 (ID: 072733-91-8) AKZO NOBEL N V ISIN NL0000009132/SEDOL 5458314 (ID: N01803-90-2) GDF SUEZ ISIN FR0010208488 SEDOL BOC2CQ3 EFTA01570532 (ID: 36827E-91-4) PHILIPS ELECTRONICS N.V. ISIN NL0000009538 SEDOL 5986622 (ID: N6983Q-91-5) CAP GEMINI S A ISIN FR0000125338 SEDOL 4163437 (ID: F13587-92-2) Quantity (77.000) (163.000) (149.000) (289.000) (337.000) (217.000) Quantity 99,477.720 Amount USD Local Value PRINCIPAL Amount USD Local Value (99,477.72) (75,122.88) INCOME Amount USD Local Value Currency Gain/Loss USD (0.01) S indicates Short Term Realized Gain/Loss Per Unit Amount USD Local Value 122.583 92.85 71.371 54.06 58.559 44.355 26.24 19.875 21.124 16.00 43.59 33.017 Proceeds USD Local Value 9,438.90 7,128.00 11,633.55 8,785.34 8,725.25 6,589.07 EFTA01570533 7,583.23 5,726.65 7,118.66 5,375.82 9,459.10 7,143.26 Tax Cost USD Realized Local Value Gain/Loss USD (10,206.94) (7,160.78) (13,056.92) (9,159.47) (9,781.64) (6,870.72) (9,914.97) (6,956.66) (8,419.17) (6,190.11) (11,437.04) (8,023.57) (768.04) S (1,423.37) S (1,056.39) S (2,331.74) S (1,300.51) S (1,977.94) S Page 33 of 60 EFTA01570534 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 Per Unit Trade Date Settle Date 3/20 3/23 3/20 3/23 3/20 3/23 3/20 3/23 3/20 3/23 Type Selection Method Description Settled Sales/Maturities/Redemptions Sale High Cost Sale High Cost Sale High Cost Sale High Cost Sale High Cost SANOFI ISIN FR0000120578 SEDOL 5671735 (ID: F5548N-91-1) PPR SA ISIN FR0000121485 SEDOL 5505072 (ID: F74953-93-0) SOLVAY SA ISIN BE0003470755 SEDOL 4821100 (ID: 834437-91-5) SCHNEIDER S A ISIN FR0000121972 SEDOL 4834108 (ID: F86921-91-7) STORA ENSO OYJ R SHS ISIN FI0009005961 SEDOL 5072673 (ID: X21349-90-1) Total Settled Sales/Maturities/Redemptions (USD) Quantity (156.000) (38.000) (77.000) (164.000) (933.000) Amount USD Local Value 77.247 58.51 174.468 132.15 EFTA01570535 113.104 85.67 67.586 51.193 7.552 5.72 Proceeds USD Local Value 12,050.46 9,100.18 6,629.78 5,006.63 8,709.00 6,576.80 11,084.06 8,370.38 7,045.74 5,320.75 $99,477.73 Tax Cost USD Realized Local Value Gain/Loss USD (11,779.77) (8,268.90) (6,319.18) (4,646.11) (8,750.42) (6,250.38) (11,096.92) (8,158.90) (9,050.23) (6,343.18) ($109,813.20) 270.69 S 310.60 S (41.42) S (12.86) S (2,004.49) S ($10,335.47) S Page 34 of 60 EFTA01570536 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 Portfolio Activity Summary - Hong Kong Dollar PRINCIPAL US Dollar Value Current Transactions Income INFLOWS Total Inflows OUTFLOWS ** Total Outflows Foreign Exchange - Outflows TRADE ACTIVITY Total Trade Activity Period Value Beginning Cash Balance -122.44 $122.44 (14,404.42) ($14,404.42) Settled Sales/Maturities/Redemptions Ending Cash Balance * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position 14,418.61 $14,418.61 -Year-To-Date Value* -431.67 $431.67 (14,713.38) ($14,713.38) 14,418.61 $14,418.61 -Local Value Current Period Value 0.00 950.00 950.00 (111,932.42) (111,932.42) 111,932.42 111,932.42 950.00 Year-To-Date Value* EFTA01570537 -3,350.00 3,350.00 (114,332.42) (114,332.42) 111,932.42 111,932.42 -Page 35 of 60 EFTA01570538 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 Portfolio Activity Summary - Hong Kong Dollar INCOME US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position Portfolio Activity Detail - Hong Kong Dollar INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 3/27 4/27 Spot FX Foreign Dividend Total Inflows & Outflows Description SPOT CURRENCY TRANSACTION - SELL BUY USD SELL HKD EXCHANGE RATE 7.770700000 DEAL 03/23/12 VALUE 03/27/12 (ID: OHKDPR-AA-4) SUN HUNG KAI PROPERTIES ISIN HK0016000132 SEDOL 6859927 @ 0.95 PER SHARE (ID: Y82594-12-1) 1,000.000 0.122 0.95 122.44 950.00 ($14,281.98) ($14.19) Quantity 14,404.420 Amount USD Local Value PRINCIPAL Amount USD Local Value (14,404.42) (111,932.42) INCOME Amount USD Local Value Currency Gain/Loss USD (14.19) Period Value EFTA01570539 --Year-To-Date Value* --Local Value Current Period Value 0.00 0.00 Year-To-Date Value* --Page 36 of 60 EFTA01570540 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 TRADE ACTIVITY - Hong Kong Dollar S indicates Short Term Realized Gain/Loss Note: Per Unit Trade Date Settle Date 3/21 3/23 Type Selection Method Description Settled Sales/Maturities/Redemptions Sale High Cost SUN HUNG KAI PROPERTIES ISIN HK0016000132 SEDOL 6859927 (ID: Y82594-12-1) Quantity (1,000.000) Amount USD Local Value 14.419 112.40 Proceeds USD Local Value 14,418.61 111,932.42 Tax Cost USD Realized Local Value Gain/Loss USD (15,082.81) (117,635.35) (664.20) S Page 37 of 60 EFTA01570541 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 Portfolio Activity Summary - Indian Rupee PRINCIPAL US Dollar Value Current Transactions Beginning Cash Balance INFLOWS Total Inflows Income OUTFLOWS ** Total Outflows Foreign Exchange - Outflows Ending Cash Balance * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position INCOME US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position Period Value --Year-To-Date Value* --Local Value Current Period Value 0.00 0.00 Year-To-Date Value* --Period Value -3,915.46 $3,915.46 (3,994.99) ($3,994.99) -Year-To-Date Value* -3,915.46 $3,915.46 (3,994.99) ($3,994.99) -Local EFTA01570542 Value Current Period Value 0.00 201,000.00 201,000.00 (201,000.00) (201,000.00) 0.00 Year-To-Date Value* -201,000.00 201,000.00 (201,000.00) (201,000.00) -Page 38 of 60 EFTA01570543 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 Portfolio Activity Detail - Indian Rupee INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 3/30 3/30 Spot FX Foreign Interest Description SPOT CURRENCY TRANSACTION - SELL BUY USD SELL INR EXCHANGE RATE 50.313035000 DEAL 03/26/12 VALUE 03/26/12 (ID: OINRPR-AA-8) INTER AMERICAN DEVELOPMENT BANK- INR MEDIUM TERM NOTE 3% MAR 25 2014 DTD 03/25/2010 HELD BY EUROCLEAR ISIN XS0495010562 SEDOL B5114T3 AS OF 03/26/12 (ID: U45818-9G-5) Total Inflows & Outflows ($79.53) $79.53 6,700,000.000 0.001 0.03 3,915.46 201,000.00 Quantity 3,994.990 Amount USD Local Value PRINCIPAL Amount USD Local Value (3,994.99) (201,000.00) INCOME Amount USD Local Value Currency Gain/Loss USD 79.53 Page 39 of 60 EFTA01570544 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 Portfolio Activity Summary - Japanese Yen PRINCIPAL US Dollar Value Current Transactions Contributions INFLOWS Total Inflows OUTFLOWS ** Total Outflows Foreign Exchange - Outflows TRADE ACTIVITY Total Trade Activity Period Value Beginning Cash Balance -Year-To-Date Value* -612.74 $0.00 (50,042.59) ($50,042.59) Settled Sales/Maturities/Redemptions Ending Cash Balance * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position 39,862.11 $39,862.11 -$612.74 (50,653.54) ($50,653.54) 50,035.13 $50,035.13 -0.00 (4,117,504.00) (4,117,504.00) 3,333,469.00 3,333,469.00 0.00 Local Value Current Period Value 784,035.00 Year-To-Date Value* -47,055.00 47,055.00 EFTA01570545 (4,164,559.00) (4,164,559.00) 4,117,504.00 4,117,504.00 -Page 40 of 60 EFTA01570546 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 Portfolio Activity Summary - Japanese Yen INCOME US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position Portfolio Activity Detail - Japanese Yen INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 3/27 Spot FX Description SPOT CURRENCY TRANSACTION - SELL BUY USD SELL JPY EXCHANGE RATE 82.280000000 DEAL 03/23/12 VALUE 03/27/12 (ID: OJPYPR-AA-9) Quantity 50,042.590 Amount USD Local Value PRINCIPAL Amount USD Local Value (50,042.59) (4,117,504.00) INCOME Amount USD Local Value Currency Gain/Loss USD 7.46 Period Value --Year-To-Date Value* --Local Value Current Period Value 0.00 0.00 Year-To-Date Value* --Page 41 of 60 EFTA01570547 EFTA01570548 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 TRADE ACTIVITY - Japanese Yen Note: Trade Date Settle Date 3/21 3/26 3/21 3/26 3/21 3/26 3/21 3/26 3/21 3/26 Type Selection Method Description Settled Sales/Maturities/Redemptions Sale High Cost Sale High Cost Sale High Cost Sale High Cost Sale High Cost JFE HOLDINGS INC ISIN JP3386030005 SEDOL 6543792 (ID: 476990-91-6) MITSUBISHI UFJ FINANCIAL GROUP ISIN JP3902900004 SEDOL 6335171 (ID: J44497-92-3) MITSUI & CO ISIN JP3893600001 SEDOL 6597302 (ID: J43787-91-0) NISSAN MOTOR CO LTD ISIN J193672400003 SEDOL 6642860 (ID: J57160-91-3) SHISEIDO COMPANY LIMITED ISIN JP3351600006 SEDOL 6805265 (ID: 824841-91-0) Total Settled Sales/Maturities/Redemptions (USD) Quantity (200.000) (1,400.000) (500.000) (1,200.000) (400.000) S indicates Short Term Realized Gain/Loss Per Unit Amount USD Local Value 22.235 EFTA01570549 1,865.00 5.282 443.00 16.87 1,415.00 10.492 880.00 17.49 1,467.00 Proceeds USD Local Value 4,447.01 371,881.00 7,394.19 618,339.00 8,435.00 705,377.00 12,589.92 1,052,832.00 6,995.99 585,040.00 $39,862.11 Tax Cost USD Realized Local Value Gain/Loss USD (5,219.70) (409,479.56) (6,697.36) (531,138.47) (8,640.50) (686,606.37) (12,254.65) (971,746.90) (7,325.88) (574,712.78) ($40,138.09) (772.69) S 696.83 S (205.50) S 335.27 S (329.89) S ($275.98) S Page 42 of 60 EFTA01570550 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 Portfolio Activity Summary Norwegian Krone PRINCIPAL US Dollar Value Current Transactions Income INFLOWS Total Inflows OUTFLOWS ** Withdrawals Foreign Exchange - Outflows Total Outflows TRADE ACTIVITY Total Trade Activity Settled Sales/Maturities/Redemptions Ending Cash Balance * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position Period Value Beginning Cash Balance -341.45 $341.45 (341.45) (13,993.71) ($14,335.16) 14,022.70 $14,022.70 -Year-To-Date Value* -592.87 $592.87 (103,553.27) (13,993.71) ($117,546.98) 116,983.65 $116,983.65 -Local Value Current Period Value 0.00 1,952.52 1,952.52 (1,952.52) (80,557.60) (82,510.12) 80,557.60 80,557.60 EFTA01570551 0.00 Year-To-Date Value* -3,410.21 3,410.21 (595,562.87) (80,557.60) (676,120.47) 672,710.26 672,710.26 -Page 43 of 60 EFTA01570552 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 Portfolio Activity Summary - Norwegian Krone INCOME US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position US Dollar Value Current Cost Adjustments Cost Adjustments Total Cost Adjustments Period Value (138,881.78) ($138,881.78) * Year to date information is calculated on a calendar year basis. Year-To-Date Value* (138,881.78) ($138,881.78) Local Value Current Period Value (784,956.53) (784,956.53) Year-To-Date Value* (784,956.53) (784,956.53) Period Value --Year-To-Date Value* --Local Value Current Period Value 0.00 0.00 Year-To-Date Value* --Page 44 of 60 EFTA01570553 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 Portfolio Activity Detail - Norwegian Krone INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 3/2 Foreign Interest Description HELD BY LONDON TREASURY SERVICES (ID: 2527X9-9W-6) 3/2 3/2 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (ID: ONOKPR-AA-1) Free Delivery High Cost 3/2 Receipt of Assets 1.1500% DATED 02/24/2012 MATURITY 03/02/2012 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2527X9-9W-6) JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,226,141.760 1.1500% DATED 03/02/2012 MATURITY 03/09/2012 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 252869-9A-6) 3/9 Foreign Interest JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,226,141.760 1.1500% DATED 03/02/2012 MATURITY 03/09/2012 HELD BY LONDON TREASURY SERVICES (ID: 252869-9A-6) 3/9 3/9 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (ID: ONOKPR-AA-1) Free Delivery High Cost 1.1500% DATED 03/02/2012 MATURITY 03/09/2012 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 252869-9A-6) (274.180) JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS (1,226,141.760 ) (49.13) (274.18) 49.13 274.18 (274.120) JP MORGAN CHASE BANK NOK LONDON TIME DEPOSITS (1,225,867.640 ) (49.12) EFTA01570554 (274.12) Quantity JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,225,867.640 1.1500% DATED 02/24/2012 MATURITY 03/02/2012 Amount USD Local Value PRINCIPAL Amount USD Local Value 49.12 274.12 INCOME Amount USD Local Value Currency Gain/Loss USD Page 45 of 60 EFTA01570555 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 3/9 Receipt of Assets Description Quantity JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,226,415.940 1.1500% DATED 03/09/2012 MATURITY 03/16/2012 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2528E9-9D-7) 3/16 Foreign Interest JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,226,415.940 1.1500% DATED 03/09/2012 MATURITY 03/16/2012 HELD BY LONDON TREASURY SERVICES (ID: 2528E9-9D-7) 3/16 3/16 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (ID: ONOKPR-AA-1) Free Delivery High Cost 3/16 Receipt of Assets 1.1500% DATED 03/09/2012 MATURITY 03/16/2012 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2528E9-9D-7) JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,226,690.180 0.8500% DATED 03/16/2012 MATURITY 03/23/2012 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2528H9-9E-2) 3/23 Foreign Interest JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,226,690.180 0.8500% DATED 03/16/2012 MATURITY 03/23/2012 HELD BY LONDON TREASURY SERVICES (ID: 2528H9-9E-2) 3/23 3/23 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (ID: ONOKPR-AA-1) Free Delivery High Cost 0.8500% DATED 03/16/2012 MATURITY 03/23/2012 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2528H9-9E-2) (202.740) EFTA01570556 JP MORGAN CHASE BANK NOK LONDON TIME DEPOSITS (1,226,690.180 (35.04) (202.74) (0.25) 35.04 202.74 (274.240) JP MORGAN CHASE BANK NOK LONDON TIME DEPOSITS (1,226,415.940 (47.74) (274.24) 47.74 274.24 Amount USD Local Value PRINCIPAL Amount USD Local Value INCOME Amount USD Local Value Currency Gain/Loss USD Page 46 of 60 ) ) EFTA01570557 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 3/23 Receipt of Assets Description Quantity JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,226,892.920 0.8500% DATED 03/23/2012 MATURITY 03/30/2012 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2528L9-9C-1) 3/27 3/30 Spot FX Foreign Interest SPOT CURRENCY TRANSACTION - SELL BUY USD SELL NOK EXCHANGE RATE 5.756700000 DEAL 03/23/12 VALUE 03/27/12 (ID: ONOKPR-AA-1) JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,226,892.920 0.8500% DATED 03/23/2012 MATURITY 03/30/2012 HELD BY LONDON TREASURY SERVICES (ID: 2528L9-9C-1) 3/30 3/30 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (ID: ONOKPR-AA-1) Free Delivery High Cost 3/30 Receipt of Assets 0.8500% DATED 03/23/2012 MATURITY 03/30/2012 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2528L9-9C-1) JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,227,095.700 0.8500% DATED 03/30/2012 MATURITY 04/10/2012 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2528P9-9H-6) 4/10 Foreign Interest JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,227,095.700 0.8500% DATED 03/30/2012 MATURITY 04/10/2012 HELD BY LONDON TREASURY SERVICES (ID: 2528P9-9H-6) 4/10 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (ID: ONOKPR-AA-1) (318.700) (54.89) EFTA01570558 (318.70) 54.89 318.70 (202.780) JP MORGAN CHASE BANK NOK LONDON TIME DEPOSITS (1,226,892.920 (35.24) (202.78) 35.24 202.78 13,993.710 (13,993.71) (80,557.60) (28.74) Amount USD Local Value PRINCIPAL Amount USD Local Value INCOME Amount USD Local Value Currency Gain/Loss USD Page 47 of 60 ) EFTA01570559 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 4/10 Free Delivery High Cost 4/10 Receipt of Assets Description 0.8500% DATED 03/30/2012 MATURITY 04/10/2012 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2528P9-9H-6) JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,227,414.400 0.8500% DATED 04/10/2012 MATURITY 04/17/2012 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2528S9-9W-0) 4/17 Foreign Interest JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,227,414.400 0.8500% DATED 04/10/2012 MATURITY 04/17/2012 HELD BY LONDON TREASURY SERVICES (ID: 2528S9-9W-0) 4/17 4/17 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (ID: ONOKPR-AA-1) Free Delivery High Cost 4/17 Receipt of Assets 0.8500% DATED 04/10/2012 MATURITY 04/17/2012 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2528S9-9W-0) JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,227,617.260 0.8500% DATED 04/17/2012 MATURITY 04/24/2012 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2528V9-9S-5) 4/24 Foreign Interest JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,227,617.260 0.8500% DATED 04/17/2012 MATURITY 04/24/2012 HELD BY LONDON TREASURY SERVICES (ID: 2528V9-9S-5) 4/24 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (ID: ONOKPR-AA-1) (202.900) (35.25) EFTA01570560 (202.90) 35.25 202.90 (202.860) JP MORGAN CHASE BANK NOK LONDON TIME DEPOSITS (1,227,414.400 (35.04) (202.86) 35.04 202.86 Quantity JP MORGAN CHASE BANK NOK LONDON TIME DEPOSITS (1,227,095.700 Amount USD Local Value PRINCIPAL Amount USD Local Value INCOME Amount USD Local Value Currency Gain/Loss USD Page 48 of 60 ) ) EFTA01570561 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 4/24 Free Delivery High Cost 4/24 Receipt of Assets Description 0.8500% DATED 04/17/2012 MATURITY 04/24/2012 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2528V9-9S-5) JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,227,820.160 1.0000% DATED 04/24/2012 MATURITY 05/02/2012 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2528Y9-9L-7) Total Inflows & Outflows TRADE ACTIVITY - Norwegian Krone S indicates Short Term Realized Gain/Loss Note: Per Unit Trade Date Settle Date 3/19 3/22 Type Selection Method Description Settled Sales/Maturities/Redemptions Sale High Cost MARINE HARVEST ASA ISIN N00003054108 SEDOL B02L486 (ID: 693045-91-6) Quantity (25,000.000) Amount USD Local Value 0.561 3.232 Proceeds USD Local Value 14,022.70 80,557.60 Tax Cost USD Realized Local Value Gain/Loss USD (24,582.88) (141,642.88) (10,560.18) S EFTA01570562 ($13,993.71) ($28.99) Quantity JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS (1,227,617.260 ) Amount USD Local Value PRINCIPAL Amount USD Local Value INCOME Amount USD Local Value Currency Gain/Loss USD Page 49 of 60 EFTA01570563 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 COST ADJUSTMENTS - Norwegian Krone Cost Basis Settle Date 3/16 Type Cost Basis Adj Description MARINE HARVEST ASA ISIN N00003054108 SEDOL 802L486 COST BASIS ADJUSTMENT (ID: 693045-91-6) Quantity 25,000.000 Adjustments USD Local Value (138,881.78) (784,956.53) Page 50 of 60 EFTA01570564 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 Portfolio Activity Summary Pound Sterling PRINCIPAL US Dollar Value Current Transactions Income OUTFLOWS ** Withdrawals Tax Payments Foreign Exchange - Outflows Total Outflows TRADE ACTIVITY Settled Sales/Maturities/Redemptions Settled Securities Purchased Total Trade Activity Ending Cash Balance * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position 199,507.90 (175.53) $199,332.37 -731,933.29 (175.53) $731,757.76 -125,535.88 (109.50) 125,426.38 838.95 455,251.88 (109.50) 455,142.38 -Period Value Beginning Cash Balance INFLOWS Foreign Exchange - Inflows Total Inflows -1,761.34 159,902.42 $161,663.76 (556,047.19) (19.40) (358,568.42) ($914,635.01) Year-To-Date Value* -5,517.13 159,902.42 EFTA01570565 $165,419.55 (556,140.84) (333.12) (358,568.42) ($915,042.38) Local Value Current Period Value 350,630.98 1,105.56 100,776.72 101,882.28 (350,776.72) (12.17) (226,311.80) (577,100.69) Year-To-Date Value* -3,503.39 100,776.72 104,280.11 (350,837.45) (207.80) (226,311.80) (577,357.05) Page 51 of 60 EFTA01570566 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 Portfolio Activity Summary - Pound Sterling INCOME US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position US Dollar Value Current Cost Adjustments Cost Adjustments Total Cost Adjustments Period Value 36.70 $36.70 * Year to date information is calculated on a calendar year basis. Year-To-Date Value* 19,059.78 $19,059.78 Local Value Current Period Value 20.60 20.60 Year-To-Date Value* 12,137.60 12,137.60 Period Value --Year-To-Date Value* --Local Value Current Period Value 0.00 0.00 Year-To-Date Value* --Page 52 of 60 EFTA01570567 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 Portfolio Activity Detail - Pound Sterling INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 3/21 3/21 3/26 3/27 3/30 4/2 Foreign Dividend Description ISHARES MARKIT IBOXX CORPORATE BOND ISIN IE00B00FV011 SEDOL BOOFV01 @ 1.388 PER SHARE (ID: 461278-91-3) Misc Disbursement GBP DELIVERED TO ROYAL BANK OF SCOTLAND POUND STERLING (ID: OGBPPR-AA-9) Misc Disbursement GBP DELIVERED TO BARCLAYS BANK PLC POUND STERLING (ID: OGBPPR-AA-9) Spot FX Spot FX Foreign Dividend SPOT CURRENCY TRANSACTION - SELL BUY USD SELL GBP EXCHANGE RATE 1.584400000 DEAL 03/23/12 VALUE 03/27/12 (ID: OGBPPR-AA-9) SPOT CURRENCY TRANSACTION - BUY BUY GBP SELL USD EXCHANGE RATE 1.586700000 DEAL 03/28/12 VALUE 03/30/12 (ID: OGBPPR-AA-9) PIMCO FUNDS GLOBAL INVESTORS SERIES - GLOBAL INVESTMENT GRADE CREDIT FUND ISIN IE00B3BMD843 SEDOL B3BMD84 @ 0.115903 PER SHARE CONV. @ "CONV RATE" (ID: 695421-91-7) 4/10 4/18 4/18 Foreign Dividend Foreign Dividend FGN Tax Withheld Total Inflows & Outflows BLUEBAY HIGH YIELD BD FD GBP HDG-DB ISIN LU0222772518 @ 1.7703 PER SHARE CONV. @ "CONV RATE" (ID: G13289-92-4) RIO TINTO PLC ISIN GB0007188757 SEDOL 0718875 @ 0.637000 PER SHARE (ID: 766994-90-9) RIO TINTO PLC ISIN GB0007188757 SEDOL 0718875 TAX WITHHELD NETHERLANDS 10.00% (ID: OGBPPR-AA-9) ($752,971.25) EFTA01570568 ($10,091.76) Page 53 of 60 191.000 (12.170) 1.021 0.637 195.04 121.67 (19.40) (12.17) 187.898 2.808 1.77 527.55 332.64 4,361.513 0.185 0.116 807.68 505.51 (159,902.420) 159,902.42 100,776.72 (231.78) (250,000.000) (100,776.720) 358,568.420 (396,175.00) (250,000.00) (159,872.19) (100,776.72) (358,568.42) (226,311.80) (6,715.43) (1,288.47) (1,856.08) Quantity 105.000 Amount USD Local Value 2.201 1.388 PRINCIPAL Amount USD Local Value 231.07 145.74 INCOME Amount USD Local Value Currency EFTA01570569 Gain/Loss USD EFTA01570570 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 TRADE ACTIVITY - Pound Sterling L indicates Long Term Realized Gain/Loss Note: S indicates Short Term Realized Gain/Loss ** Realized Gain/Loss and tax cost are shown as "N/A" in cases where we do not have appropriate cost information for all tax lots comprising the sale. Please contact your J.P. Morgan team for additional information. Per Unit Trade Date Settle Date 3/20 3/23 3/20 3/23 3/20 3/23 3/20 3/23 3/20 3/23 3/20 3/23 3/20 3/23 3/20 3/23 4/18 4/18 Type Selection Method Description Settled Sales/Maturities/Redemptions Sale High Cost Sale High Cost Sale High Cost Sale High Cost Sale High Cost Sale High Cost Sale High Cost Sale High Cost Cash In Lieu EFTA01570571 AVIVA PLC ISIN GB0002162385 SEDOL 0216238 (ID: G2307K-92-2) CENTRICA ISIN GB00B033F229 SEDOL 8033F22 (ID: 15639K-90-4) CINEWORLD GROUP PLC ISIN GB00815FWH70 SEDOL B15FWH7 (ID: 172145-91-4) MARKS & SPENCER PLC - GBP ISIN GB0031274896 SEDOL 3127489 (ID: G5824M-92-5) RSA INSURANCE GROUP PLC ISIN GB0006616899 SEDOL 0661689 (ID: G8566X-91-9) RIO TINTO PLC ISIN GB0007188757 SEDOL 0718875 WASH SALE ADJUSTMENT 04/18/12 (ID: 766994-90-9) STANDARD CHARTERED PLC ORD U$ 0.50 ISIN GB0004082847 SEDOL 0408284 (ID: G84228-92-6) MARSTON'S PLC ISIN GBOOB1JODM80 SEDOL B1JQDM8 (ID: G58512-91-7) RIO TINTO PLC ISIN GB0007188757 SEDOL 0718875 CASH IN LIEU OF FRACTIONAL SHARES DUE TO OPTIONAL DIVIDEND FOR RIO TINTO PLC, CUSIP: 766994909. (ID: 766994-90-9) Total Settled Sales/Maturities/Redemptions (USD) $199,507.90 ($174,191.39) ($7,807.97) L ($2,526.02) S Page 54 of 60 Quantity (6,000.000) (1,556.000) (4,500.000) (4,350.000) (23,800.000) (191.000) (555.000) (30,000.000) Amount USD Local Value 5.942 3.75 4.941 3.119 3.379 2.132 6.014 3.796 1.819 1.148 54.847 34.615 25.803 16.285 EFTA01570572 1.557 0.983 Proceeds USD Local Value 35,650.50 22,432.28 7,688.52 4,837.83 15,203.59 9,566.52 26,160.49 16,460.90 43,296.94 27,243.63 10,475.76 6,591.64 14,320.84 9,011.07 46,709.98 29,391.21 1.28 Tax Cost USD Realized Local Value Gain/Loss USD N/A ** (7,922.75) (4,877.95) (16,168.92) (9,993.46) (26,287.24) (16,247.25) (48,596.10) (30,035.60) (12,917.30) (7,954.75) (14,171.09) (8,724.78) (48,127.99) (29,746.28) N/A (234.23) S (965.33) L (126.75) L (5,299.16) L (2,441.54) S 149.75 S (1,418.01) L 1.28 L EFTA01570573 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 Per Unit Trade Date Settle Date Type Settled Securities Purchased 4/18 Purchase 4/18 Description RIO TINTO PLC ISIN GB0007188757 SEDOL 0718875 REINVESTED @ 34.609989 PER SHARE (ID: 766994-90-9) COST ADJUSTMENTS - Pound Sterling Cost Basis Settle Date 4/19 Type Wash Sale Adj Description RIO TINTO PLC ISIN GB0007188757 SEDOL 0718875 TRADE DATE OF SALE : 03/20/12 (ID: 766994-90-9) Quantity 3.000 Adjustments USD Local Value 36.70 20.60 Quantity 3.000 Amount USD Local Value 58.51 Market Cost USD Local Value (175.53) (109.50) Currency Gain/Loss USD 0.95 Page 55 of 60 EFTA01570574 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 Portfolio Activity Summary - Swedish Krona PRINCIPAL US Dollar Value Current Transactions Beginning Cash Balance OUTFLOWS ** Total Outflows Foreign Exchange - Outflows TRADE ACTIVITY Total Trade Activity Period Value -(18,837.92) ($18,837.92) Settled Sales/Maturities/Redemptions Ending Cash Balance * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position INCOME US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position Period Value --Year-To-Date Value* --Local Value Current Period Value 0.00 0.00 Year-To-Date Value* --18,879.35 $18,879.35 -Year-To-Date Value* -(18,837.92) ($18,837.92) 18,879.35 $18,879.35 -Local EFTA01570575 Value Current Period Value 0.00 (127,026.00) (127,026.00) 127,026.00 127,026.00 0.00 Year-To-Date Value* -(127,026.00) (127,026.00) 127,026.00 127,026.00 -Page 56 of 60 EFTA01570576 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 Portfolio Activity Detail - Swedish Krona INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 3/27 Spot FX Description SPOT CURRENCY TRANSACTION - SELL BUY USD SELL SEK EXCHANGE RATE 6.743100000 DEAL 03/23/12 VALUE 03/27/12 (ID: OSEKPR-AA-1) TRADE ACTIVITY - Swedish Krona S indicates Short Term Realized Gain/Loss Note: Per Unit Trade Date Settle Date 3/20 3/23 3/20 3/23 Type Selection Method Description Settled Sales/Maturities/Redemptions Sale High Cost Sale High Cost ATLAS COPCO AB-A SHS ISIN SE0000101032 SEDOL B1QGR41 (ID: W10020-92-8) ERICSSON LM-B SHS ISIN SE0000108656 SEDOL 5959378 (ID: W26049-91-1) Total Settled Sales/Maturities/Redemptions (USD) Quantity (442.000) (793.000) Amount USD Local Value 24.73 166.50 10.023 67.863 Proceeds USD Local Value 10,930.73 73,372.00 7,948.62 53,654.00 $18,879.35 EFTA01570577 Tax Cost USD Realized Local Value Gain/Loss USD (10,669.62) (67,821.86) (10,052.84) (64,371.67) ($20,722.46) 261.11 S (2,104.22) S ($1,843.11) S Quantity 18,837.920 Amount USD Local Value PRINCIPAL Amount USD Local Value (18,837.92) (127,026.00) INCOME Amount USD Local Value Currency Gain/Loss USD (41.43) Page 57 of 60 EFTA01570578 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 Portfolio Activity Summary - Swiss Franc PRINCIPAL US Dollar Value Current Transactions Beginning Cash Balance OUTFLOWS ** Total Outflows Foreign Exchange - Outflows TRADE ACTIVITY Total Trade Activity Period Value -(6,759.67) ($6,759.67) Settled Sales/Maturities/Redemptions Ending Cash Balance * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position INCOME US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position Period Value --Year-To-Date Value* --Local Value Current Period Value 0.00 0.00 Year-To-Date Value* --6,755.96 $6,755.96 -Year-To-Date Value* -(6,759.67) ($6,759.67) 6,755.96 $6,755.96 -Local EFTA01570579 Value Current Period Value 0.00 (6,154.68) (6,154.68) 6,154.68 6,154.68 0.00 Year-To-Date Value* -(6,154.68) (6,154.68) 6,154.68 6,154.68 -Page 58 of 60 EFTA01570580 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 Portfolio Activity Detail - Swiss Franc INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 3/27 Spot FX Description SPOT CURRENCY TRANSACTION - SELL BUY USD SELL CHF EXCHANGE RATE .910500000 DEAL 03/23/12 VALUE 03/27/12 (ID: OCHFPR-AA-4) TRADE ACTIVITY - Swiss Franc Note: Trade Date Settle Date 3/20 3/23 Type Selection Method Description Settled Sales/Maturities/Redemptions Sale High Cost CREDIT SUISSE GROUP AG ISIN CH0012138530 SEDOL 7171589 (ID: H3698D-93-0) Quantity (230.000) Quantity 6,759.670 Amount USD Local Value PRINCIPAL Amount USD Local Value (6,759.67) (6,154.68) INCOME Amount USD Local Value Currency Gain/Loss USD 3.71 S indicates Short Term Realized Gain/Loss Per Unit Amount USD Local Value 29.374 26.84 Proceeds USD Local Value EFTA01570581 6,755.96 6,154.68 Tax Cost USD Realized Local Value Gain/Loss USD (8,916.46) (7,453.83) (2,160.50) S Page 59 of 60 EFTA01570582 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 Settled Foreign Exchange Contracts Currency Trade Date Settle Date Counter Currency Trade Related AUSTRALIA DOLLAR U S DOLLAR SWISS FRANC U S DOLLAR EURO U S DOLLAR POUND STERLING U S DOLLAR HONG KONG DOLLAR U S DOLLAR JAPANESE YEN U S DOLLAR NORWEGIAN KRONE U S DOLLAR SWEDISH KRONA U S DOLLAR POUND STERLING U S DOLLAR INDIAN RUPEE U S DOLLAR Mar. 23 12 Mar. 27 12 Mar. 23 12 Mar. 27 12 Mar. 23 12 Mar. 27 12 Mar. 23 12 Mar. 27 12 Mar. 23 12 Mar. 27 12 Mar. 23 12 Mar. 27 12 Mar. 23 12 Mar. 27 12 Mar. 23 12 Mar. 27 12 Mar. 28 12 Mar. 30 12 Mar. 26 12 Mar. 30 12 AUD USD CHF USD EFTA01570583 EUR USD GBP USD HKD USD JPY USD NOK USD SEK USD GBP USD INR USD (5,387.79) 5,596.84 (6,154.68) 6,759.67 (75,122.88) 99,477.72 (226,311.80) 358,568.42 (111,932.42) 14,404.42 (4,117,504.00) 50,042.59 (80,557.60) 13,993.71 (127,026.00) 18,837.92 100,776.72 (159,902.42) (201,000.00) 3,994.99 1.038800 0.910500 1.324200 1.584400 7.770700 82.280000 5.756700 6.743100 1.586700 50.313035 1.048400 0.911000 1.324200 1.592601 7.763052 EFTA01570584 82.292261 5.744902 6.728304 1.584400 51.334964 5,596.84 6,759.67 99,477.72 358,568.42 14,404.42 50,042.59 13,993.71 18,837.92 (159,902.42) 3,994.99 (5,648.56) (6,755.96) (99,477.73) (360,424.50) (14,418.61) (50,035.13) (14,022.45) (18,879.35) 159,670.64 (3,915.46) (51.72) 3.71 (0.01) (1,856.08) (14.19) 7.46 (28.74) (41.43) (231.78) 79.53 Amount Counter Amount Contract Rate Revaluation Rate Contracted Base Amount USD Revalued Amount USD Currency G/L Page 60 of 60 EFTA01570585 For the Period 3/1/12 to 4/30/12 For your convenience we have combined statement(s) for activity you conduct through J.P. Morgan in one package. Below are important disclosures relating to these different accounts. These statements may relate to various account types. Some of the disclosures are applicable to all of your accounts. For ease of reference the disclosures applicable to a particular type of account have been grouped together by descriptive headers. IMPORTANT GENERAL INFORMATION APPLICABLE TO ALL OF YOUR ACCOUNT(S) Important Information about Pricing ,Valuations, Estimated Annual Income, and Estimated Yield Market value information (including without limitation, prices, exchange rates, accrued income and bond ratings) furnished herein, some of which has been provided by pricing sources that J.P. Morgan believes to be reliable, is not guaranteed for accuracy but provided for informational purposes and is furnished for the exclusive use of the client. The current price is the value of the financial asset share, unit or contract as priced at the close of the market on the last day of the statement period or the last available price. All values provided for structured yield deposits (for example, JPMorgan London Time Deposits) reflect the original deposit amount only. The value for Real Estate, Mineral Interests and Miscellaneous Assets may not reflect the most current value of the asset. Important information regarding Auction Rate Securities (ARS). ARS are debt or preferred securities with an interest or dividend rate reset periodically in an auction. Although there may be daily, weekly and monthly resets, there is no guarantee that there will be liquidity. If there are not enough bids at an auction to redeem the securities available for sale, the result may be a failed auction. In the event of a failed auction, there is no assurance that a secondary market will develop or that the security will trade at par or any other price reflected on statements and online. Accordingly, investors should not rely on pricing information appearing in their statements or online with respect to ARS. When J.P. Morgan is unable to obtain a price from an internal or outside source for a particular ARS, the price column on your statement will indicate "unpriced". Valuations of over-the-counter derivative transactions, including certain derivatives-related deposit products, have been prepared on a mid-market basis. These valuations are sourced from the various issuers of the securities or they are sourced from a third party valuation provider. J.P. Morgan expressly disclaims any responsibility for (1) the accuracy of the models or estimates used in deriving the valuations, (2) any errors or omissions in computing or disseminating the valuations, and (3) any uses to which the valuations are put. Valuations are provided for information purposes only and are intended solely for your own use. Please refer to the trade confirmation for details of each transaction. Certain assets, including but not limited to, pooled and private investments, non-publicly traded and infrequently traded securities, derivatives, partnership interests and tangible assets are generally illiquid, the value of such asset may have been provided to us by third EFTA01570586 parties who may or may not be independent of the issuer or manager. Such information is reflected as of the last date provided to us, and is not independently verified. In cases where we are unable to obtain a current market value from an internal or outside source for a particular security, the price column on your statement will indicate "unpriced". Although such securities may have value, please note that the value of a security indicated as "unpriced" will not be included in your overall current market value as reflected on the statement. J.P. Morgan makes no representation, warranty or guarantee, express or implied, that any quoted value represents the actual terms at which securities could be bought or sold or new transactions could be entered into, or the actual terms on which existing transactions or securities could be liquidated. Such values may only be indicative. When we are unable to obtain a current value from an internal or outside source for a particular security, the price column on your statement will indicate "unpriced". If a partial call is made with respect to an issue of securities included in your Accounts we will allocate the call by a method we deem fair and equitable. To the extent applicable, please note the following regarding estimated annual income (EAI) and estimated yield (EY): EAI and EY for certain types of securities could include a return of principal or capital gains in which case the EAI and EY would be overstated. EAI and EY are estimates and the actual income and yield might be lower or higher than the estimated amounts. EY reflects only the income generated by an investment. It does not reflect changes in its price, which may fluctuate. Offshore Deposits - London and Nassau Disclosures Page 1 of 5 EFTA01570587 For the Period 3/1/12 to 4/30/12 Deposits in Foreign Branches are not insured by the FDIC or any other Agency of the Federal Government; amounts in such foreign accounts do not have the benefit of any domestic preference applicable to U.S Banks; certain Foreign accounts are considered reportable to the Internal Revenue Service on a Report of Foreign Bank and Financial Accounts (TD F 90-22.1). Bank products and services are offered through JPMorgan Chase Bank, N.A. ("JPMCB") and its banking affiliates. Securities are offered by J.P.Morgan Securities LLC ("JPMS") and, to the extent noted below, cleared through J.P. Morgan Clearing Corp. ("JPMCC"). Neither JPMS, nor JPMCC is a bank and are each separate legal entities from its bank or thrift affiliates. Investment Products: Not FDIC Insured -No Bank Guarantee -May Lose Value Fund manager disclosure information available upon request If you have an investment account that is managed by an SEC-Registered Investment Advisor, J.P. Morgan will provide a copy of the advisor's Form ADV II or brochure upon written request. These statements are not official documents for income tax reporting purposes and should not be relied upon for such purposes, including determination of income, cost basis, amortization or accretion, or gain/loss. Such information, which may be inaccurate, incomplete or subject to updating, should be confirmed with your records and your tax advisor. Please take the steps indicated below if you think statement(s) are incorrect or contact your J.P.Morgan team if you require additional information about a transaction on your statement(s). IMPORTANT ADDITIONAL INFORMATION APPLICABLE ONLY TO YOUR ASSET ACCOUNT(S) (LINKED TO JPMS) Your Asset Account consists of a bank account that custodies assets linked to a brokerage account through which securities transactions are executed. As a result, the Asset Account statement(s) reflect brokerage transactions executed through JPMS but (except for exchange listed options) held in custody at JPMCB. Securities purchased or sold through JPMS in U.S. markets (other then mutual funds) are cleared through an affiliate of JPMS, in non-U.S. markets securities are cleared through JPMS. Positions in exchange-listed options are held by JPMCC. For your convenience, however, positions in exchange-listed options are presented in Asset Account statement(s) together with other assets held in such account(s). All pertinent information about your settled and pending purchases and sales effected through your JPMS account during the period covered by these statement(s), is summarized in the "Trade Activity" portion of the statement(s). In Case of Other Errors or Questions About Your Asset Account Statement(s) Please review your statement(s) and promptly report any inaccuracy or discrepancy including possible unauthorized trading activity, unrecorded dividend payments, unaccounted cash positions, EFTA01570588 improper payments or transfers in writing to both the introducing broker, JPMS and the clearing firm, JPMCC at the addresses shown on your statement(s). Any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act (SIPA). If you have any questions please contact your J.P.Morgan team. In your written communication, please provide the following information: (1) your name and account number; (2) the dollar amount of the suspected error; and (3) a description of the error and explanation, if you can, why you believe there is an error. If you need more information, you must describe the item you are unsure about. We must receive your written communication no later than 30 days after the statement on which the error or problem appeared is sent or made available. If you do not so notify us, you agree that the statement activity and account balance(s) are correct. JPMCC and JPMS are members of the Securities Investor Protection Corp ("SIPC"), a not-for-profit membership corporation funded by broker-dealers registered with the Securities and Exchange Commission. Securities and cash held for a customer at JPMCC are protected by SIPC up to $500,000 per customer, which includes up to $250,000 of protection for cash. SIPC does not protect against losses from fluctuations in the value of the securities. Assets held in custody by JPMCB are not subject to SIPC. You may obtain information about SIPC, including the SIPC Brochure, on their website, at "www.sipc.org" or by contacting them at In Case of Errors or Questions About Your Electronic Transfers. Disclosures Page 2 of 5 EFTA01570589 For the Period 3/1/12 to 4/30/12 Contact your J.P. Morgan Team at one of the tele hone numbers on the front of our statements or write us at J.P. Morgan, as soon as you can, if you think your statement is wrong or if you need more information about a transfer on the statement. We must hear from you no later than 60 days after we sent you the FIRST statement on which the error or problem appeared. (1) Tell us your name and account number. (2) Describe the error or the transfer you are unsure about, and explain as clearly as you can why you believe it is an error or why you need more information. (3) Tell us the dollar amount of the suspected error. We will investigate your complaint and will correct any error promptly. If we take more than 10 business days (or 20 business days for new accounts) to do this, we will credit your account for the amount you think is in error, so that you will have the use of the money during the time it takes us to complete our investigation. In Case of Errors or Questions About Non-Electronic Transfers (Checks or Deposits) Contact JPMorgan Chase Bank, N.A. ("JPMCB") Member FDIC immediately if a statement is incorrect or if you need more information about any non￾electronic transactions (checks or deposits) on this statement. If any such error appears, you must notify the bank in writing as soon as possible after your statement was made available to you. For more complete details, see the applicable account agreements and appendices that govern your account. Deposit products and services are offered by JPMCB Member FDIC. You must promptly advise your J.P.Morgan representative of material changes in your investment objectives or financial situation or if you wish to modify the management of your account. Unless you inform otherwise, your J.P.Morgan representative will consider the information currently in its files to be complete and accurate. With reference to JPMS and JPMCC: A financial statement of this organization is available to you for personal inspection at its offices, or a copy will be mailed to you upon written request. You should have received (or have made available to you) separate confirmations for each securities transaction. All transactions are subject to the terms and conditions stated on the reverse side of such confirmations and are subject to the constitution, by-laws, customs and interpretations of the marketplace where executed and governed by and construed in accordance with the laws of the State of New York and all applicable federal laws and regulations. Further information with respect to commissions and other charges related to the execution of transactions, including options transactions, has been included in confirmations that were previously furnished or have made available to you. Upon written request, JPMS will promptly supply you with the latest information. PRODUCT RELATED DISCLOSURE: IMPORTANT INFORMATION ABOUT ALTERNATIVE INVESTMENTS: FOOTNOTES 1 - 4 Private Equity, Hedge Funds, Exchange Funds, Real Estate and Other Alternative Assets EFTA01570590 I. Direct private equity investments and pooled private investments (e.g., interests in limited partnerships and limited liability companies) are generally illiquid securities. Values are estimates only and are not warranted for accuracy or completeness. Values do not represent the actual terms at which transactions or securities could be bought or sold or new transactions could be entered into or the actual terms on which existing transactions could be liquidated as of the date of this statement. Direct private equity investments are generally valued at cost, unless there is an active secondary trading market in the securities, in which case, direct private equity investments are valued using market prices as of the close of the last business day for this statement period Pooled private equity investments are valued according to the General Partner's or Manager's stated methodology. Please refer to the limited partnership agreement, limited liability company agreement or other operative documentation for each investment for the specific valuation methodology used by the General Partner or Manager for that investment or for your Investment Management or Trust account contact your J.P. Morgan team. J.P. Morgan expressly disclaims any responsibility for (1) the accuracy of the information and the methodology used by the General Partner or Manager in deriving valuations, (2) any errors or omissions in compiling or disseminating the valuations, and (3) any use to which the valuations are put. Valuations are provided for information purposes only and are intended solely for your own use. Disclosures Page 3 of 5 EFTA01570591 For the Period 3/1/12 to 4/30/12 Hedge funds generally calculate the price (the "Net Asset Value" or " NAV"), 10-15 business days following the last business day of the month. For that reason, hedge fund NAVs shown will generally be the NAV of the month preceding this statement period. In general, the NAV is stated net of management and incentive fees. The NAV is calculated according to the General Partner's or Manager's stated methodology. Please refer to the limited partnership agreement, limited liability company agreement or other operative documentation for each hedge fund for the specific methodology used by the General Partner or Manager for that hedge fund or for your Investment Management or Trust account contact your J.P. Morgan team. J.P. Morgan expressly disclaims any responsibility for (1) the accuracy of the information and the methodology used by the General Partner or Manager in deriving valuations, (2) any errors or omissions in compiling or disseminating the valuations, and (3) any use to which the valuations are put. Valuations are provided for information purposes only and are intended solely for your own use. These statements do not provide tax reporting on private investments. Please continue to rely upon the General Partner or Manager of the investment vehicle for this information or for your Investment Management or Trust account contact your J.P. Morgan team. 2. The 'Capital Called Since Inception USD' and 'Cash/Security distributions Since Inception USD' columns are updated monthly to reflect activity (capital calls and distributions), if any. 3. Hedge funds generally allow subscriptions on a monthly or quarterly basis. An interest in a hedge fund or hedge fund of funds is generally as of the first business day of the subscription period. Due to early funding requirements by the applicable fund, your account may be debited for the subscription amount prior to the subscription date. Please refer to the applicable hedge fund's operative documentation for further details or for your Investment Management or Trust account contact your J.P. Morgan team. Hedge fund redemptions are generally on a monthly, quarterly or annual basis but can sometimes be subject to a multi-year lockup before a redemption is permitted. For redemptions, there is generally a notification period that can be a long interval before the actual redemption date. Redemption proceeds are generally paid 15 calendar days after the final NAV is issued, but can be subject to a holdback of a portion of the proceeds until an annual audit of the Fund has been completed. Please refer to the applicable hedge fund's operative documentation for further details or for your Investment Management or Trust account contact your J.P. Morgan team. Global Access Portfolios share certain characteristics with hedge funds. In particular, an investor who withdraws from a Global Access Portfolio will not receive the withdrawal proceeds in their entirety until 30-60 days after completion of the Portfolio's audit, which may be 18 months or longer after the redemption date. Interest might not be paid on any proceeds pending distribution. These restrictions apply even if the investor's account at JPMorgan is closed. The Confidential Private Placement Memorandum and applicable Supplements contain other EFTA01570592 important information about the Global Access Portfolios and are available upon request or for your Investment Management or Trust account contact your J.P. Morgan team. 4. Alternative assets may include publicly available mutual funds that utilize non-traditional investment management strategies, for example, strategies commonly employed by hedge funds. Mutual funds generally calculate the price (the "Net Asset Value" or "NAV") on a daily basis and mutual fund NAVs shown on your statement generally will be the NAV as of the close of the last business day for this statement period. Please refer to the applicable mutual fund prospectus for further details. If the applicable mutual fund is a JPMorgan Fund, please refer to disclosures on this statement concerning JPMorgan Funds for other important information. PRODUCT RELATED DISCLOSURE: THE JPMORGAN FUNDS OR THIRD PARTIES Shares of the funds referenced above are not bank deposits and are not guaranteed by any bank, government entity, or the FDIC. Return and share price will fluctuate and redemption value may be more or less than original cost. While the money market funds seek to maintain a stable net asset value of $1.00 per share, there is no assurance that they will continue to do so. The estimated annual income and dividend yield figures for mutual funds represent the funds' most recent income dividend annualized. Prospectuses and other fund information for JPMorgan funds may be obtained by calling your J.P. Morgan team or JPMorgan Distribution Services, Inc. at (800) 480-4111. You also may view and order materials online for JPMorgan funds at www.jpmorganfunds.com. J.P. Morgan affiliates may receive compensation from the JPMorgan funds for providing investment advisory services to the funds. J.P. Morgan affiliates may also provide administrative, custodial, sales, distribution, shareholder or other services to the JPMorgan Funds or funds established, sponsored, advised, or managed by third parties, and J.P. Morgan affiliates may be compensated for such services as allowed by applicable law. The distributor of the JPMorgan Funds is JPMorgan Distribution Services, Inc., which is an affiliate of 3PMCB. Disclosures Page 4 of 5 EFTA01570593 For the Period 3/1/12 to 4/30/12 Assets may be reflected herein even though they may be held by a third party unaffiliated with J.P. Morgan. In such cases, unless J.P. Morgan otherwise agrees, J.P. Morgan has no responsibility for the verification, valuation, safekeeping or management of those assets. Disclosures Page 5 of 5 EFTA01570594 EFTA01570595