GHISLAINE MAXWELL-HY ACCT. For the Petted 11/1/12 to 11/30/12 Type Description Quantity Settle Date Selection Method Cost Amount Interest Purchased 0.00 11/19 Accrued Int Paid ARCELORMITTAL 81/4% FEB 25 2022 DTD 02/28/2012 @ 99.625 FIRST UNION CAPITAL MARKETS TRADE DATE (30.00) 11/09/12 (ID: 039381-AX-2) TRADE ACTIVITY Note: L indicates Long Term Realized Gain/Loss S indicates Short Term Realized Gain/Loss • Settled transaction was initiated in prior statement period and settled in current statement period Trade Date Pe Description Ouantity Per Unit Amount Proceeds Tax Cost Realized Settle Date Selection Method Gain/Loss Settled Sales/Maturities/Redemptions 10/31 11/5 Sale High Cost ADVANCE MICRO DEVICES 7 3/4% AUG 01 2020 DTD 08/04/2010 @ 82.875 BARCLAYS CAPITAL INC FIXED INCOME (ID: 007903-AU-1) (2.000.000) 82.875 1.657.50 (2.085.00) (407.50) 5* 11/1 1116 Sale High Cost ADVANCE MICRO DEVICES 7 3/4% AUG 01 2020 DTD 08/04/2010 6 82.625 BNP PARIBAS SECURITIES BOND (ID: 007903-AU-1) (2,000.000) 82.625 1,652.50 (2,065.00) (412.50) S 11/1 11/6 Sale High Cost ADVANCE MICRO DEVICES 7 3/4% AUG 01 2020 DTD 08/04/2010 0 83.00 MORGAN STANLEY Si CO. INCORPORATED (ID: 007903-AU-1) (2.000.000) 83.00 1,660.00 (2.080.00) (400.00) S 11/2 11/7 Sale High Cost ADVANCE MICRO DEVICES 7 3/4% AUG 01 2020 DTD 08/04/2010 0 8125 MORGAN STANLEY & CO. INCORPORATED (ID: 007903-AU-1) (2.000.000) 83.25 1,665.00 (2,060.00) (393.00) S 11/8 11/14 Sale High Cost ADVANCE MICRO DEVICES 7 3/4% AUG 01 2020 DTD 08/04/2010 @ 82.00 MLPFS INC/FIXED INCOME (ID: 007903-ALM) (2,000.000) 82.00 1,640.00 (2,060.00) (420.00) S JP Morgan Page 22 of 24 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00050563 SDNY_GM_00319761 EFTA01522968