CH ISLA I N E MAXWELL-HY For the Period 9/1/12 to 9/30/12 TRADE ACTIVITY Note: L indicates Long Term Realized Gain/Loss • Settled transaction was initiated in prior statement period and settled in current statement period Trade Date Type Description Quantity Per Unit Amount Proceeds Tax Cat Realized Settle Date Selection Method Gain/ Lose Settled Sales/Maturities/Redemptions 8/29 9/4 Sale High Cost FOREST OIL CORPORATION 7 1/4% JUN 15 2019 DTD 12/15/2007 12 97.875 CITIGROUP GLOBAL MARKETS INC/SALOM (ID: 346091-AZ-4) (2,000.000) 97.90 1,957.50 (2,040.00) (82.50) L • 9/5 9/5 Redemption Pro Rata HOST HOTELS 8 RESORTS LP 63/4% JUN 01 2016 DTD 04/04/2006 PARTIAL ISSUE CALLED 0 102.25 (ID: 44108E-BA-5) (2,000.000) 102.30 2,045.00 (2,075.00) (30.00) L 9/11 9/14 Sale High Cost FOREST OIL CORPORATION 7114% JUN 15 2019 MD 12/15/2007 0 98.75 MLPFS INC/FIXED INCOME (ID: 346091-AZ-4) (3,000.000) 98.80 2,962.50 (3,060.00) (97.50) L 9/11 9/14 Sale High Cost FOREST OIL CORPORATION 7 1/4% JUN 15 2019 DID 12/15/2007 O 98.75 BARCLAYS CAPITAL INC FIXED INCOME (ID: 346091-AZ-4) (2,000.000) 98.80 1,975.00 (2,040.00) 05.00 L 9111 9/14 Sale High Cost FOREST OIL CORPORATION 7114% JUN 15 2019 DTD 12/15/2007 0 98.75 MORGAN STANLEY 8 CO. INCORPORATED (ID: 346O91-AZ-4) (3,000.000) 98.80 2,962.50 (3,080.00) (97.5q L Total Settled Sales/Maturities/Redemptions $11,802.60 (612.276.00) (6372.00) L Trade Date Per Unit Settle Date Type Description Quantity Amount Market Cost Settled Securities Purchased 9/11 Purchase WPX ENERGY INC 5.25% JAN 15 2017 DTD 06/25/2012 5,000.000 107.30 (5.362.50) 9/14 0 107.25 BARCLAYS CAPITAL INC FIXED INCOME (ID: 96212B-AC-7) J.P.Morgan Page 22 of 24 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00050507 SDNY_GM_003 19705 EFTA01522917