GHISLAINE MAXWELL- OAP FOG ACCT. For the Period 12/1/12 to 12/31/12 Type Settle Date Selection Method Description Quantity Per Unit Amount Amount Income 12/31 Div Domest ILLINOIS TOOL WORKS INC 0.38 PER SHARE (ID: 452308-10-9) 138.000 0.38 52.44 Total Income TRADE ACTIVITY Note: S indicates Short Term Realized Gain/Loss ' Settled transaction was initiated in prior statement period and settled in current statement period Trade Date Type Description Quantity Per Unit Amount Proceeds Tax Cost Realized Settle Date Selection Method Gain:Loss SeMed Sales/Maturities/Redemptions Sale High Cost 11/28 Ma S. 12/3 CLIFFS NATURAL RESOURCES INC (g 29.2858 58.53 BROKERAGE 0.04 TAX 8/OR SEC .01 GOLDMAN SACHS & CO. (ID: 18883K-10-1) (2.000) 29.24 58.48 (91.90) 11/28 12/3 Sale High Cost CLIFFS NATURAL RESOURCES INC 6 29.4083117.83 BROKERAGE 0.08 TAX 8/OR SEC .01 JEFFERIES & COMPANY (ID: 18883K-10-1) (4.000) 29.385 117.54 (183.80) (68.29) S. 11/28 12/3 Sale High Cost CUFFS NATURAL RESOURCES INC (g 29.8029 29.80 BROKERAGE 0.02 TAX 8/OR SEC .01 MERRILL LYNCH PIERCE FENNER & SMIT (ID: 18693K-10-0 (1.000) 29.57 29.57 (45.95) (18.38) 5* 11/28 12/3 Sale High Cost CUFFS NATURAL RESOURCES INC a 29.1552 58.31 BROKERAGE 0.04 TAX 8/OR SEC .01 CREDIT SUISSE FIRST BOSTON LLC (ID: 181153K-10-1) (2.000) 29.13 58.28 (91.90) (33.134) S' 11/29 12/4 Sale High Cost CLIFFS NATURAL RESOURCES INC 6 29.3504 557.88 BROKERAGE 0.38 TAX 8/OR SEC .01 JEFFERIES & COMPANY (ID: 18883K-10-1) (19.000) 29.33 557.27 (791.94) (234.87) S. 91.058.43 JP Morgan Page 13 of 15 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00049846 SDNY_GM_00319044 EFTA01522325