GHISLAINE MAXWELL- OAP FOC ACCT For the Period 12/1/11 to 12/31/11 TRADE ACTIVITY Note. S indicates Short Term Realized Gain/Loss ' Settled transaction was initiated in prior statement period and settled in current statement period Trade Date Type Description Quantity Per Unit Amount Proceeds Tax Cost Realized Settle Date Selection Method Gain/Loss Settled Sales/Maturities/Redemptions 11/16 12/2 Sale High Cost AIR PRODUCTS & CHEMICALS INC G 84.77 508.63 BROKERAGE 0.18 TAX 8/OR SEC .01 CITATION GROUP/BCC CLRG (ID: 009158-10-8) (6.000) 8.4.74 508.44 (499.07) 9.37 S' 11/17 12/2 Sale High Cost AIR PRODUCTS & CHEMICALS INC (# 81.16 486.94 BROKERAGE 0.18 TAX 8JOR SEC .01 CITATION GROUP/BCC CLRG (ID: 009158-10-6) (6.000) 81.125 486.75 (499.07) (12.32) S' 11/18 12/2 Sale High Cost AIR PRODUCTS & CHEMICALS INC . 81.07 1,215.99 BROKERAGE 0.45 TAX &/OR SEC .02 CITATION GROUP/BCC CLRG (ID: 009158-10-8) (15.000) 81.035 1,215.52 (1,247.69) (32.17) Ss 11/21 12/2 Sale High Cost AIR PRODUCTS & CHEMICALS INC C 79.63 637.06 BROKERAGE 0.24 TAX 8/OR SEC .01 CITATION GROUP/BCC CLRG (ID: 009158-10-8) (8.000) 79.601 636.81 (665.43) (28.62) S. 11/22 12/2 Sale High Cost AIR PRODUCTS & CHEMICALS INC • 79.31 555.17 BROKERAGE 0.21 TAX 8JOR SEC .01 CITATION GROUP/BCC CLRG (ID: 009158-10-8) (7.000) 79.279 554.95 (582.25) (27.30) S' 1123 12/2 Sale High Cost AIR PRODUCTS & CHEMICALS INC (0 77.27 849.96 BROKERAGE 0.33 TAX 8/OR SEC .02 CITATION GROUP/BCC CLRG (ID: 009158-10-8) (11.000) 77.237 649.61 (914.97) (65.36) S. 11/25 12/2 Sale High Cost AIR PRODUCTS & CHEMICALS INC a 77.11 231.33 BROKERAGE 0.09 CITATION GROUP/BCC CLRG (ID: 009158-104) (3.000) 77.08 231.24 (249.54 (18.30) S' 11/28 12/2 Sale High Cost AIR PRODUCTS & CHEMICALS INC C 79.23 950.75 BROKERAGE 0.36 TAX 8/OR SEC .02 CITATION GROUP/BCC CLRG (ID: 009158-10-6) (12.000) 79.198 950.37 (998.15) (47.78) S• J.P.Morgan Page 13 of 15 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00049610 SDNY_GM_00318808 EFTA01522129