GHISLAINE MAXWELL ACCT. For the Period 10/1/13 to 10/31/13 SECURITIES TRANSFERRED IN/OUT Notes. • Transaction Market Value is representative of the prior trading days market value This is for informational purposes only and is not to be used for any financial or tax purposes. The Transaction Market Value shown is in USD. Settle Date Type Description Quantity Transaction Selection Method Cost Market Value • Securities Transferred In 10/2 Receipt of Assets JP MORGAN CHASE BANK- CAD LONDON TIME DEPOSITS 116,254.420 112,589 63 0.5700% DATED 10/02/2013 MATURITY 10/092013 113.650.07 HEW BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2537C9-9P-3) 10/9 Receipt of Assets JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 116,267.300 112,591 20 0.6200% DATED 10/092013 MATURITY 10/16/2013 113,862.54 HEW BY LONDON TREASURY SERVICES CLIENT REF FM (ID: 2537E9-911-9) 10;16 Receipt of Assets JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 116,281.320 112,148 64 0.6200% DATED 10/16/2013 MATURITY 10/23/2013 113,876.06 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2537G9-90-6) 10,23 Receipt of Assets JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 116,295.340 113,072.77 0.6200% DATED 10/23'2013 MATURITY 10/30/2013 113,889.69 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2537J9-9C-5) 10/30 Receipt of Assets JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 116,309.360 111,338.11 0.6200% DATED 10/202013 MATURITY 11/06/2013 113,903.11 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2537L9-9L-2) Total Securities Transferred In 8561,740.35 JP Morgan Page 22 of 31 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00049285 SDNY_GM_00318483 EFTA01521850