GHISLAINE MAXWELL For the Period 311/12 to 3/31/12 INFLOWS & OUTFLOWS Type Settle Date Selection Method Description Quantity Per Unit PRINCIPAL INCOME — 0t—nt Amount Amount Amount 3130 Spot FX SPOT CURRENCY TRANSACTION - SELL BUY USD SELL INR EXCHANGE RATE 50.313035000 DEAL 03/26/12 VALUE 03/26/12 (ID: OINRPR-AA-8) (201.000.000) (3.915 46) 3,994 99 Total Inflows 8 Outflows TRADE ACTIVITY Note: S indicates Short Term Realized Gaintoss 5414,678.29 Trade Date Type Settle Date Selection Method Descnphon Per Unit Realized Quantity Amount Proceeds Tax Cost Gain/Loss Settled Sales/Maturities/Redemptions 3/16 Sale E M C CORP MASS at 28.96057 13.55155 BROKERAGE (488.000) 28.748 13,453.30 (12.378.64) 1,074.68 S 3/21 High Cost 100.00 TAX 8/OR SEC .25 J.P. MORGAN SECURITIES LLC (ID: 268648-10-2) 3/16 Sale KROGER CO 02 24.30 6,439.50 BROKERAGE 100.00 TAX (265.000) 23.922 6,339.38 (6,587.16) (247.78) S 3/21 High Cost 8/OR SEC .12 J.P. MORGAN SECURITIES LLC (ID: 501044-10-1) 3/16 Sale UNITED TECHNOLOGIES CORP . 85.75074 13,891.62 (162.000) 85.132 13,791.36 (13,783.83) 7.53 S 3/21 High Cost BROKERAGE 100.00 TAX 8/OR SEC .26 J.P. MORGAN SECURITIES LLC (ID: 913017-10-9) 3/23 Sale WALT DISNEY COQ 43.06 9,866.32 BROKERAGE 13.74 (229.000) 43.019 9,851.40 (9.015.40) 836.00 S 3/28 High Cost TAX 8/OR SEC .18 J.P. MORGAN SECURITIES LLC (ID: 254687-10-6) 3/23 Sale E I DU PONT DE NEMOURS 8 COQ 52.07571 (224.000) 52.015 11,651.31 (11,537.62) 113.60 S 3/28 High Cost 11,864.96 BROKERAGE 13.44 TAX 8/OR SEC .21 J.P. MORGAN SECURITIES LLC (ID: 263534-10-9) Total Settled Sales/Maturities/Redemptions 555.086.75 ($53.302.65) 51,784.10 S JP Morgan Page 19 of 53 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00048474 SDNY_GM_00317672 EFTA01521114