GHISLAINE MAXWELL ACCT. For the Period 1/1/12 to 1/31112 Price Quantity Value Adjusted Tax Cost Unrealized Gain/Loss Est. Annual Inc. Onginal Cost Accrued Div. Yield Non-US Equity SUN HUNG KAI PROPERTIES 13 85 1,000 000 13.850 02 16082 81 (1,232.79) ISIN HK0016000132 SEDOL 6859927 Y82594-12-1 SHKP HKD VODAFONE GROUP PLC 000 ISIN GB00B16GW056 SEDOL B16GVVD5 601.45 92857W-92.8 GBP Total Non-US Equity $374,029.22 $577,641.01 O198,656.09) 5330.86 0.07% $2.402.06 Preferred Stocks CITIOROUP CAPITAL XNI 26.94 10,000.000 269,400.00 261.300.00 8,100.00 19,690.00 7.31% 7718% PFD 173080-20-1 C PNNA /BAI COUNTRYWIDE CAPITAL V 22.71 4,200.000 96,382.00 98,778.96 (3,396.96) 7,350.00 7.71 % 7% PFD 1,837.50 222388-20-9 CFC PB JPM CHASE CAPITAL XXIX 25.72 2.500.000 64,300.00 62,500.00 1,800.00 4,187.50 6.51% 6.7% PFD 48125E-20-7 JPM PC Total Preferred Stocks 0429,082.00 0422,578.90 $8,503.04 $31.227.50 7.28% $1.837.50 JP Morgan Page 10 of 50 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00048365 SDNY_GM_00317563 EFTA01521012