GHISLAINE MAXWELL ACCT. For the Period 12/1/11 to TRADE ACTIVITY - Swiss Franc Note: S indicates Short Term Realized Gain/Loss Settled transaction was initiated in prior statement period and settled in current statement period Trade Date Type Quantity Per Unit Amount USD Proceeds USD Tax Cost USD Realized Settle Date Selection Method Description Local Value Local Value Local Value Gairt/Loss USD Settled Sales/Maturities/Redemptions 11129 Sale ROCHE HOLDINGS AG-GENUSSS ISIN CH0012032048 (39.000) 151.955 5,926.23 (5,92991) (3.68) S. 12/2 High Cost SEDOL 7110388 (ID: H69293-93-6) 140.60 5,466.95 (5,250.05) 12/1 Sale NESTLE SA-REG ISIN CH0038863350 SEDOL 7123870 (188.000) 55.879 10,393.58 (11,461.47) (1,087.89) S 1216 High Cost (ID: H57312-92-0) 51.65 9,582.88 (8,858.57) Total Settled Sales/Maturities/Redemptions (USD) $16,319.81 ($17,391.38) (91,071.67) S COST ADJUSTMENTS - Swiss Franc Settle Date Type Description Quantity Cost Basis Adjustments USD Local Value 12/2 Cost Basis Ad.! CREDIT SUISSE GROUP AG ISIN CH0012138530 SEDOL 230.000 6,587.72 7171589 COST BASIS ADJUSTMENT (ID: H38980-93-0) 5,490.90 12/2 Cost Basis Adj NESTLE SA-REG ISIN CH0038863350 SEDOL 7123870 188.000 9,111.63 COST BASIS ADJUSTMENT (ID: H57312-92-0) 7,042.38 12/2 Cost Basis A4 ROCHE HOLDINGS AG-GENUSSS ISIN CH0012032048 39.000 4,281.94 SEDOL 7110388 COST BASIS ADJUSTMENT 3,791.02 (ID: H69293-93-6) 12/13 Cost Basis Adj CREDIT SUISSE GROUP AG ISIN CH0012138530 SEDOL 230.000 (6,587.72) 7171589 COST BASIS ADJUSTMENT (ID: H36980-93-0) (5,490.90) 12/15 Cost Basis Ad) CREDIT SUISSE GROUP AG ISIN CH0012138530 SEDOL 230.000 8,916.48 7171589 COST BASIS ADJUSTMENT (ID: HM980-93-0) 7,453.83 Total Cost Adjustments (USD) $22,310.03 J.P.Morgan Page 74 of 77 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00048343 SDNY_GM_00317541 EFTA01520996