GHISLAINE MAXWELL ACCT. For the Period 12/1/II to 12/31/11 TRADE ACTIVITY Note L indicates Long Term Realized Gain/Loss S indicates Short Term Realized Gaintoss • Settled transaction was initiated in prior statement period and settled in current statement period Trade Date Type Description Quantity Per Unit Amount Proceeds Tax Cost Realized Settle Date Selection Method Gain/Loss Settled Sales/Maturities/Redemptions 11/28 Sale ACCENTURE PLC-CL A 41 55.12 6,779.76 BROKERAGE (123 000) 55.059 6.77224 (6.850.67) (78.43) S• 12/1 High Cost 7.38 TAX ISJOR SEC .14 J.P. MORGAN SECURITIES LLC (ID: G1151C-10-1) 11/28 Sale ACE LTD NEW 0 65.92048 7,449.01 BROKERAGE 6.78 (113.000) 65.859 7,44208 (6,879.96) 562.12 St* 12/1 High Cost TAX &FOR SEC .15 J.P. MORGAN SECURITIES LLC (ID: H0023R-10-5) 11/28 Sale AUTOZONE INC 0 320.00 7,040.00 BROKERAGE 1.32 (22.000) 319.934 7.038.54 (6,296.6Z 741.92 S• 12/1 High Cost TAX 8JOR SEC .14 J.P. MORGAN SECURITIES LLC (ID: 053332-10-2) 11128 Sale COMCAST CORP Cl A 0 21.72008 7,819.23 BROKERAGE (360.000) 21.66 7.797.47 (7.646.91) 150.56 S• 12/1 High Cost 21.60 TAX 8/OR SEC .16 J.P. MORGAN SECURITIES LLC (ID: 20030N-10-1) 11/28 Sale NIKE INC B • 94.79 10,995.64 BROKERAGE 6.96 TAX (116.000) 94.728 10,988.46 (9.909.91) 1,078.55 S' 12/1 High Cost 6/OR SEC .22 J.P. MORGAN SECURITIES LLC (ID: 654106-10-3) 11/28 Sale ORACLE CORP (0 29.78031 7,057.93 BROKERAGE 14.22 (237.000) 29.72 7,043.57 (6.244.73) 798.84 S• 12/1 High Cost TAX WOR SEC .14 J.P. MORGAN SECURITIES LLC (ID: 68389X-10-5) 11/28 Sale ENTRY REVERSED ON 12102/2011 RESEARCH IN MOTION (400.000) 16.15 6,459.87 (46.102.00) (39,642.13) I. • 12/1 High Cost LIMITED 6 16.40 6,560.00 BROKERAGE 100.00 TAX 8/OR SEC .13 J.P. MORGAN SECURITIES LLC (ID: 760975-10-2) 11/28 Sale VERIZON COMMUNICATIONS INC © 36.29 10,270.07 (283.000) 36.229 10,252.89 (1020225) 50.64 S' 12/1 High Cost BROKERAGE 16.98 TAX 8/OR SEC .20 J.P. MORGAN SECURITIES LLC (ID: 92343V-10-4) J.P.Morgan Page 26 of 77 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00048295 SDNY_GM_00317493 EFTA01520948