GHISLAINE MAXWELL ACCT. For the Period II/I/11 to 11/30/11 INFLOWS & OUTFLOWS Type Settle Date Selection Method Description Per Unit PRINCIPAL INCOME Amount USD Amount USD Amount USD Currency Quantity Local Value Local Value Local Value Gain/Loss USD 11;16 Receipt of Assets CREDIT SUISSE GROUP AG ISIN CH0012138530 SEDOL 230.000 7171589 (ID: H3698D-93-0) Total Inflows & Outflows TRADE ACTIVITY - Swiss Franc $0.00 Trade Date Type Est. Settle Date Selection Method Description Per Unit Amount USD Proceeds USD Tax Cost USD Realized Quantity Local Value Local Value Local Value Gain/Loss USD Pending Sales, Maturities, Redemptions 11/29 Sale ROCHE HOLDINGS AG-GENUSSS ISIN CH0012032048 (39.000) 152.709 5,926.23 12/2 SEDOL 7110388 (ID: H69293-934) 140.60 5,466.95 JP Morgan Page 65 of 66 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00048260 SDNY_GM_00317458 EFTA01520916