GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to Ilaon 1 Adjusted Tax Cost Unrealized Est. Annual Income Pnce Quantity Value Original Cost Gain/Loss Acaued Interest Yield FiNed Income HSBC FINANCE CORP MEDIUM TERM NOTE 2.9% OCT 15 2015 DTD 10/1512010 40429X-YB-6 A /A3 94.12 100,000.00 94,120.00 100,000.00 (5,880.00) Z900.00 4.57% 370.50 GENERAL ELEC CAP CORP 91.35 50,000.00 45,676.00 45,394.50 281.50 326.39 2.72% MEDIUM TERM FLOATING RATE NOTE MAY 11 2016 DID 05/11/2007 36962G-2V-5 M+ /AA2 17.40 BANK OF AMERICA CORP MEDIUM TERM NOTE 3.6% NOV 15 2016 DTD 11104/2010 06050WDW-2 A- /BAA 86.89 150,000.00 130,329.00 150,000.00 (19,671.00) 5,400.00 6.76% 240.00 BARCLAYS BANK PLC MEDIUM TERM NOTE 2 2/1% OCT 20 2017 DTD 10/20/2010 06740P-VG-8 NA /AA3 89.80 150,000.00 134,700.00 150,000.00 (15,300.00) 3,750.00 4.49% 427.05 A MI ST MUNI BOND AUlli 109.86 50,000.00 54,928.00 55,418.16 (490.16) Z500.00 4.11 % ST CLEAN WTR REVOLVING FD 5% 55,424.00 416.65 OCT 01 2026 DTD 11/02/2006 HELD BY DTC BOOK ENTRY ONLY PAR CALL 10/01/2016 100 59455T-PF-3 AAA /AAA A BIRDVILLE TEXAS INDEPENDENT SCHOOL 110.26 100,000.00 110,258.00 110,436.27 (178.27) 5,000.00 4.16% DIST PERM SCH GM FUND UNUMITED TAX 110,503.00 1,472.20 5% FEB 15 2029 DTD 01/15f2007 HELD BY DTC BOOK ENTRY ONLY PAR CALL 02/15/2017 (Q100 090874-FV-5 AAA /AAA JP Morgan Page 21 of 66 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00048216 SDNY_GM_00317414 EFTA01520872