GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to llmon 1 Pr ce Quantity Value Adjusted Tax Cost Unrealized Gain/Loss Est. Annual Inc. Onginal Cost Accrued Div. Yield Preferred Stocks JPM CHASE CAPITAL XXIX 25 44 2,500.000 63,600.00 62,500.00 1,100 00 4.187 50 6.58% 6 7% PFD 48125E-20-7 JPM PC Total Preferred Stocks 8404,636.00 $422,676.96 (617.942.96) $31.227.60 7.72% Concentrated & Other Equity GENERAL MOTORS CO 34.18 1,000.000 34,180.00 50,000.00 (15,820.00) 2,375.00 6.95% CV PFD B 593.75 37045V-20-9 OM PB JPMORGAN CHASE & CO 105.78 150.000.000 158,665.50 157,909 17 756.33 11,850.00 7.44% 7.9% PFD STK APR 30 2049 1,020.30 DTD 04/23/2008 46625H-HA-1 BBB &IAA Total Concentrated 8, Other Equity $192.845.50 $207.909.17 (615.063.67) $14,226.00 7.36% 61.614.05 Unclassified DB X-TRACKERS 42.82 2,058.000 88,113.27 N A - N A ISIN LU0292106167 SEDOL 830YFK4 892352-91-5 ETFS METAL SECURITIES LTD 171.36 301.000 51,577.86 N A - N A ISIN JE0081VS3770 SEDOL 81 VS377 131994-91-5 JP Morgan Page 14 of 66 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00048209 SDNY_GM_00317407 EFTA01520865