GHISLAINE MAXWELL ACCT. For the Period 5/1/I I to 5131/11 TRADE ACTIVITY Note: S indicates Short Term Realized Gain/loss ' Settled transaction was initiated in prior statement period and settled in current statement period Trade Date Type Description Quantity Per Unit Amount Proceeds Tax Cost Realized Settle Date Selection Method Gain/Loss Settled Sales/Maturities/Redemptions 4/28 Sale 5/3 High Cost SPRINT NEXTEL CORP @ 5.02 25,100.00 BROKERAGE 500.00 TAX &OR SEC .49 J.P. MORGAN SECURITIES LLC (ID: 852081-10-0) (5,000.000) 4.92 24,599.51 (23,850.00) 749.51 S' Trade Date Description Quantity Per Unit Settle Date Type Amount Market Cad Settled Securities Purchased 4/28 Purchase 5/3 PROSHARES ULTRASHORT S&P 500 019.87 19,870.00 BROKERAGE 50.00 J.P. MORGAN SECURITIES LLC (ID: 74347R-88-3) 1,000.000 19.92 (19,920.00) ' 513 Purchase 5/8 BARC CALLABLE PALLDIUM CP NT 05/14/12 LNKD TO PLDMLNPM 7.4% CPN, 20% MAX, 80% BARRIER 05/03/2011 al 100.00 JP MORGAN SECURITIES LLC (BIDL) (ID: 08738K-J40) 20,000.000 100.00 (20,000.00) 5/20 Purchase 5/25 THE MOSIAC COMPANY NEW @ 85.00 J.P. MORGAN SECURITIES LLC (ID: 81945C-10-3) 1,000.000 85.00 (85,000.00) Total Settled Securities Purchased ($104,920.00) JP Morgan Page 15 of 22 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00048014 SDNY_GM_00317212 EFTA01520687