J.P.Morgan GHISLAINE MAXWELL For the Period 11/1110 to 11/30/10 Trade Settlement Date Date Type Description Per Unit Quantity Amount Market Cost Settled Securities Purchased 10126 11/16 Purchase COUNTRYWIDE CAPITAL V 4.200.000 23.519 (98.778 96) • 7% PFD COUNTRYWIDE CAPITAL V 7% PFD @ 23.4688 96568.96 23.4688 98,568.96 BROKERAGE 210.00 J.P. MORGAN SECURITIES LLC TRADE DATE 10/26/10 11/18 11/23 Purchase GENERAL MOTORS CO 1,000.000 50.00 (50,000.00) CV PFD B 50.00 J.P. MORGAN SECURITIES LLC TRADE DATE 11/18/10 11/18 11/23 Purchase GENERAL MOTORS CO 1,500.000 33.00 (49,500.00) 3360 J.P. MORGAN SECURITIES LLC TRADE DATE 11/18/10 Total Settled Securities Purchased ($99,290.00) Estimated Trade Settlement Per Unit Date Date Type Description Quantity Amount Market Cost Pending Securities Purchased 11/29 12/2 Purchase GERON CORP 1.000.000 5.659 (5,709.32) Page 19 of 34 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00047826 SDNY_GM_00317024 EFTA01520506