J.PMorgan CHISLAINE MAXWELL ACCT. Q52167006 For the Petiod 11/1/09 to 1130/09 Account Summary Asset .Allocation Equity 561,367 96 665,827 93 104,459 97 2,600.00 39% Cash & Short Term 503,062.33 604,157.69 101,095.36 15,555.06 36% Fixed Income 403,399.04 403,470.38 71.34 10,445.87 24% Options (370.00) (1130.00) (990.00) Other Assets 24,160 00 21,220 00 (2,940.00) 1% Market Value 31,491,619.33 51,693,316.00 $201,696.67 100% Accruals 8 605 96 9.339 29 733.33 Market Value with Accruals 51,500,225.29 $1,702,666.29 $202,430.00 Beginning Ending Change Estimated Current Asset Allocation Market Value Market Value In Value Annual Income Allocation Portfolio Activity Current Period Value Year-to-Date Value Beginning Market Value 1,491,819.33 8,377,327.40 Contributions 168,148.09 1,276,695.81 Withdrawals 8 Fees (577.78) (5,803.602.56) Securities Transferred In 324,276.82 646,422.63 Securities Transferred Out (540,482.61) (1,425.839.97) Net Contributions/Whhdrawals (648135.48) ($6,306,324.29) Income & Distributions 578.74 23,519,95 Change In Investment Value 249.75341 598.792.94 Ending Market Value $1,893,318.00 $1,893,318.00 Accruals 9,339.29 9,339.29 Market Value with Accruals 31,702168.29 81,702,1356.29 Omer Assets Fae0 Wpm. Equity Cana Snort Tenn Page 2 of 39 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00047365 SDNY_GM_00316563 EFTA01520056