CHISLAINE MAXWELL -TAP DNS ACCT. Fur the Period 3/1/14 to 3/31/14 Portfolio Activity Detail INFLOWS & OUTFLOWS Type Settle Date Selection Method Description Quantity Per Unit Cost Amount Amount 314 Div Domest TRP INST FLOATING RATE-F 02128114 INCOME DIVIDEND Q 0.032 PER SHARE AS OF 02/28/14 (ID: 779588-10-5) 3.10 Misc Disbursement TRANSFER TO UBS FINANCIAL SERVICES INC. 5.394.060 0.032 171.60 (19,039.42) Total Inflows & Outflows SECURITIES TRANSFERRED IN/OUT (318,867.82) Notes: ' Transaction Market Value is representative of the prior trading day's market value. This is for Informational purposes only and is not to be used for any financial or tax purposes. The Transaction Market Value shown is in USD. Type Description Quanti Cost Transaction Settle Date Selection Method Market Value • Securities Transferred Out 3.13 Free Delivery TRP INST FLOATING RATE-F TRANSFER TO U8S FINANCIAL SERVICES INC. TRADE DATE 03/13/14 (ID: 779588-10-5) (5,394.060) 55,397.00 (55,450.94) 3, 13 Free Delivery SIT DIVIDEND GROWTH FUND-I TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 03/13/14 (ID: 82980D-70-7) (2,958.635) 46,294.00 (523)7.43) Total Securities Transferred Out ($107,848.37) J.P. Morgan Account Page 4 of 4 Consolidated Statement Page 39 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00046829 SDNY_GM_003 16027 EFTA01519538