CHISI.AINE MAXWELL-TAP ARFI ACCT. For the Period 10/1/13 to 10/31/13 INFLOWS & OUTFLOWS Pi Settle Date Selection Method Description Quantity Per Una Cost Amount Amount 10/18 Fees & Commissions JPMORGAN CHASE INVESTMENT MANAGEMENT FEE FOR THE PERIOD 07-01-2013 TO 09-30-2013 (1,525.13) Total Inflows & Outflows TRADE ACTIVITY Note: S indicates Short Term Realized Gain/Loss Trade Date Type Quantity Per Unit Amount Proceeds Tax Cost Realized Settle Date Selection Method Description GainiLosS Settled Sales/Maturitles/Redemptions 10/2 Sale DOUBLELINE TOTAL RET BD-I (ID: 258620-10-3) 10, 3 High Cost (4,071.989) 10.96 44,629.00 (46,339.23) (1,710.23) S Trade Date Quantity Per Unit Settle Date Type Description Amount Market Cost Settled Securities Purchased 2.209 898 2.068 768 9 80 10.47 (21.657 00) (21.660 00) 10/2 Purchase PRUDENTIAL INVT PORTFOLIOS 9 PRU ABRTN FD 2 103 (ID 74441J-82-9) 102 Purchase GOLDMAN SACHS TR STRG INCM INST 10'3 OD 38145C-64-6) $123.88 Total Settled Securities Purchased ($43,317.00) J.P.Morgan Account Page 9 c' 9 Consolidated Statement Page 75 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00046336 SDNY_GM_00315534 EFTA01519068