CHISLAINE MAXWELL ACCT. For the Period 10/1/13 to 10/31/13 Portfolio Activity Summary - U S Dollar • Year to date information is calculated on a calendar year basis. • Your account's standing instructions use a HIGH COST method for relieving assets from your position Portfolio Activity Detail - U S Dollar INFLOWS & OUTFLOWS Settle Date Type Description Quantity Per Unit Amount PRINCIPAL INCOME Selection Method Cost Amount Amount 101 10/1 Municipal Interest MI ST MUNI BOND AUTH ST CLEAN WTR REVOLVING FD 5% OCT 01 2026 DTD 11/02/2006 HEW BY DTC BOOK ENTRY ONLY PAR CALL 10/01/2016 100 (ID: 59455T-PF-3) 50.000 000 0.025 1,250.00 Interest Income DEPOSIT SWEEP INTEREST FOR 09/01/13 - 09/30/13 Q .01% RATE ON AVG COLLECTED BALANCE OF $2,740,025.91 AS OF 10/01/13 22.20 10/2 Interest Income JPM CHASE CAPITAL XXIX 6.7% PFD (I 0.41875 PER SHARE (ID: 48125E-20-7) 2,500.000 0.419 1,046.88 10/11 Foreign Dividend SCHLUMBERGER LTD © 0.3125 PER SHARE (ID: 806857-10-8) 113.000 0.312 35.31 10/15 Corporate Interest HSBC FINANCE CORP MEDIUM TERM NOTE 2.9% OCT 15 2015 DTD 16152010 (ID: 40429X-YB-6) 100,000.000 0.015 1,450.00 1040 Div Dourest JPMORGAN CHASE & CO VAR RT PFD STK 04/30/2049 DTD 04232008 (ID: 46625H-HA-1) 150,000.000 0.04 5,925.00 10/30 Interest Income CITIGROUP CAPITAL XIII 7 7/8% PFD 0.492187 PER SHARE (ID: 173080-20-1) 10,000.000 0.492 4,921.87 10/31 Div Dourest SPDR SSP 500 ETF TRUST ST 0.83795 PER SHARE (ID: 78462F-10-3) 1,495.000 0.838 1.252.74 Total Inflows & Outflows 316,904.00 J.P.Morgan Account Page 17 of 31 Consolidated Statement Page 20 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00046278 SDNY_GM_00315476 EFTA01519011