CHISLAINE MAXWELL ACCT For the Period 9/1/13 to 9/30/13 Price Quantity Value Adjusted Tax Cost Unrealized Gain/Loss Est. Annual Income Original Cost Accrued Interest Yield US Fixed Income P JPM MANAGED RESERVES FD • GBP.C•DIST 10,309.31 7.74 79,763.14 81,082.31 (1,319 17) ISIN LU0539309053 925 05 051398-91-5 BP SHARES GBP CORPORATE BOND UCITS ETF 203.88 105.00 21,407.79 19,023.08 2,384.71 ISIN IE00B00FV011 SEDOL 1300FV01 461278-913 BP HSBC FINANCE CORP 102.78 100,000.00 102,784.00 100,000.00 2,784.00 2,900.00 1.51% MEDIUM TERM NOTE 2.9% OCT 15 2015 1,337.20 DTD 10/152010 40429X-YB-6 A /BAA GENERAL ELEC CAP CORP 99.54 50,000.00 49,772.00 45,394.50 4,377.50 237.55 0.65% MEDIUM TERM FLOATING RATE NOTE 33.65 MAY 11 2016 DM 05/11/2007 36962G-2V-5M+ (Al BANK OF AMERICA CORP 104.70 150,000.00 $7,047.00 150,000.00 7,047.00 5,400.00 2.04% MEDIUM TERM NOTE 2,040.00 3.6% NOV 15 2016 DTD 11/04/2010 06050W-OW-2 A-/BM A MI ST MUNI BOND AUTH 110.11 50,000.00 55,056.00 53,444.51 1,611 49 2500 00 400% ST CLEAN WTR REVOLVING FD 5% 55,424.00 1250 CO OCT 01 2026 DTD 11/02/2006 HELD BY DTC BOOK ENTRY ONLY PAR CALL 10/01t2016 @ 100 59455T-PF-3 MA /AM J.P Morgan ACCO-11 Page 12 of 34 Consolidated Statement Page 15 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00046163 SDNY_GM_00315361 EFTA01518905