JPMorgan Chase Bank, N.A. DARREN K. INDYKE IRA ROLLOVER ACCT 270 Park Avenue, New York, NY 10017-2014 For the Period 9/1/I I to 9/30/11 Asset Account J.P. Morgan Team Table of Contents Page Paul Morris Banker Account Summary 2 Paul Barrett Investment Specialist Holdings Janet Young Client Service Team Cash 8 Fixed Income 4 Gina Swetra Online access Client Service Team www.MorganOnline.com Portfolio Activity 6 Client News J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital and Net Capital Requirements At June 30. 2011, JPMS LLC's net capital of $11.3 bilkon exceeded the minimum regulatory net capital requirement of Et .5 billion by $9.8 billion. JPMCC's net capital of $6.9 billion was approximately 7.2% of aggregate debit items and exceeded the minimum For important information regarding your accounts refer to the rear of your statement regulatory net capital requirement of $1.9 billion by $5.0 billion. Complete copies of JPMS LLC's and JPMCC's individual unaudited Statement of Financial Condition may be obtained, at no cost, by accessing the following JPMorgan Chase 8 Co. website address: httpRinvestorshareholdetcomipmorganchaserfinancial -condition.cfm Additionally, you may call the following toll-free phone number to request a hard copy of the statement: 1-866-576-1300 J.P. Morgan 0000026543 ISO 1[500001 INDYKOO 20111007 Page 1 of 6 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00028874 SDNY_GM_00298072 EFTA01504115