SOUTHERN TRUST COMPANY, INC ACCT. For the Period 9/1/13 to 9/30/13 Trade Date DelaIptiOn Quantity Per Unit Settle Date Type Amount Market Cost Settled Securities Purchased 9/11 Write OptIon 9/13 JPY PUT USD CALL FX EUROPEAN STYLE OP FEB 06, 2014 G102 Kla1C6 WRITTEN FX OPTION PUT 510,000,000.00 JPY CALL 5,000,000.00 USD (ID: XJPYPB-GD-Z) (510,000,000.000) 93,500.00 9/27 Purchase Option 9130 CHICAGO BOARD OPTIONS EXCHANGE INDEX CALL 10/16/13 16 (ID: 12497K-9L-Z) 10.000 95.536 (955.36) Total Settled Securities Purchased $240,186.64 J.P. Morgan Page 19 of 37 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00024188 SDNY_GM_00293386 EFTA01500240